The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACE LTD | SHS | H0023R105 | 64,852 | 555,000 | SH | Put | DFND | 555,000 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 39,896 | 369,000 | SH | Put | DFND | 369,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 39,119 | 125,182 | SH | DFND | 125,182 | 0 | 0 | ||
ATMEL CORP | COM | 049513104 | 56,826 | 6,600,000 | SH | DFND | 6,600,000 | 0 | 0 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 50,469 | 347,700 | SH | Call | DFND | 347,700 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 2,714 | 18,700 | SH | Put | DFND | 18,700 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 35,983 | 779,688 | SH | DFND | 779,688 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 28,416 | 390,700 | SH | Call | DFND | 390,700 | 0 | 0 | |
BLACK HILLS CORP | COM | 092113109 | 55,530 | 1,195,986 | SH | DFND | 1,195,986 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 104,477 | 1,806,933 | SH | DFND | 1,806,933 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 23,786 | 350,000 | SH | Put | DFND | 350,000 | 0 | 0 | |
CHUBB CORP | COM | 171232101 | 122,696 | 925,030 | SH | DFND | 925,030 | 0 | 0 | ||
DEPOMED INC | COM | 249908104 | 12,276 | 677,100 | SH | DFND | 677,100 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 145,824 | 5,678,499 | SH | DFND | 5,678,499 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 11,797 | 858,600 | SH | Call | DFND | 858,600 | 0 | 0 | |
FANNIE MAE PF S | COM | 313586752 | 18,036 | 5,153,222 | SH | DFND | 5,153,222 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 3,121 | 2,167,651 | SH | DFND | 2,167,651 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 148,078 | 829,523 | SH | DFND | 829,523 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 24,277 | 136,000 | SH | Call | DFND | 136,000 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 29,398 | 748,982 | SH | DFND | 748,982 | 0 | 0 | ||
JARDEN CORP | COM | 471109108 | 34,272 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | 134,068 | 2,972,025 | SH | DFND | 2,972,025 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 44,584 | 1,469,468 | SH | DFND | 1,469,468 | 0 | 0 | ||
NEWELL RUBBERMAID INC | COM | 651229106 | 23,142 | 525,000 | SH | Put | DFND | 525,000 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 20,765 | 3,681,748 | SH | DFND | 3,681,748 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 3,272 | 580,200 | SH | Put | DFND | 580,200 | 0 | 0 | |
PMC-SIERRA INC | COM | 69344f106 | 47,663 | 4,101,837 | SH | DFND | 4,101,837 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 1,262 | 161,000 | SH | Put | DFND | 161,000 | 0 | 0 | |
SIGA TECHNOLOGIES | COM | 826917106 | 2,070 | 4,929,150 | SH | DFND | 4,929,150 | 0 | 0 | ||
STAPLES INC | COM | 855030102 | 3,833 | 404,800 | SH | Call | DFND | 404,800 | 0 | 0 | |
STARWOOD HOTELS&RESORTS WRLD | COM | 85590a401 | 27,712 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
SUNEDISON INC | COM | 86732Y109 | 6,494 | 1,275,900 | SH | Call | DFND | 1,275,900 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 42,686 | 230,000 | SH | DFND | 230,000 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 22,628 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 2,829 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 34,245 | 1,332,488 | SH | DFND | 1,332,488 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 70,678 | 2,125,000 | SH | DFND | 2,125,000 | 0 | 0 |