The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 29,350 | 245,200 | SH | Call | DFND | 245,200 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 15,976 | 202,300 | SH | Call | DFND | 202,300 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 22,028 | 417,200 | SH | Call | DFND | 417,200 | 0 | 0 | |
BALL CORP | COM | 058498106 | 40,742 | 581,606 | SH | DFND | 581,606 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 17,393 | 248,300 | SH | Call | DFND | 248,300 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 21,783 | 90,000 | SH | Call | DFND | 90,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 22,314 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
CHUBB LIMITED | COM | H1467J104 | 22,577 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 176,506 | 6,467,806 | SH | DFND | 6,467,806 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 6,691 | 474,200 | SH | Call | DFND | 474,200 | 0 | 0 | |
FEDERAL NATION MOR 8.25% SRS S PRF | COM | 313586752 | 27,873 | 6,221,623 | SH | DFND | 6,221,623 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 5,450 | 5,000,000 | SH | DFND | 5,000,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 109,730 | 619,209 | SH | DFND | 619,209 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 29,240 | 165,000 | SH | Call | DFND | 165,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 88,587 | 499,900 | SH | Put | DFND | 499,900 | 0 | 0 | |
IMPERVA INC | COM | 45321L100 | 9,670 | 227,098 | SH | DFND | 227,098 | 0 | 0 | ||
INFOBLOX INC | COM | 45672H104 | 14,338 | 775,000 | SH | DFND | 775,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 10,156 | 685,272 | SH | DFND | 685,272 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 35,844 | 1,659,423 | SH | DFND | 1,659,423 | 0 | 0 | ||
MARKETO INC | COM | 57063L107 | 3,499 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 80,037 | 4,741,520 | SH | DFND | 4,741,520 | 0 | 0 | ||
MEDIVATION INC | COM | 58501N101 | 21,153 | 342,500 | SH | DFND | 342,500 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 35,088 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 19,022 | 5,907,400 | SH | Call | DFND | 5,907,400 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 148,049 | 4,134,300 | SH | Put | DFND | 4,134,300 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 89,288 | 831,200 | SH | Put | DFND | 831,200 | 0 | 0 | |
SIGA TECHNOLOGIES ORD | COM | 826917106 | 7,136 | 4,955,721 | SH | DFND | 4,955,721 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 36,430 | 174,800 | SH | Call | DFND | 174,800 | 0 | 0 | |
STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 114,263 | 1,532,499 | SH | DFND | 1,532,499 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 130,516 | 1,724,118 | SH | DFND | 1,724,118 | 0 | 0 | ||
TUMI HLDGS INC | COM | 89969Q104 | 22,038 | 823,560 | SH | DFND | 823,560 | 0 | 0 | ||
TYCO INTL PLC | SHS | G91442106 | 13,805 | 331,928 | SH | DFND | 331,928 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 105,639 | 2,817,036 | SH | DFND | 2,817,036 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 12,975 | 346,000 | SH | Call | DFND | 346,000 | 0 | 0 |