0001539338-12-000003.txt : 20120810
0001539338-12-000003.hdr.sgml : 20120810
20120809180921
ACCESSION NUMBER: 0001539338-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120810
DATE AS OF CHANGE: 20120809
EFFECTIVENESS DATE: 20120810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Advisory Group
CENTRAL INDEX KEY: 0001539338
IRS NUMBER: 760536640
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14635
FILM NUMBER: 121021847
BUSINESS ADDRESS:
STREET 1: 5599 SAN FELIPE
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-7660
MAIL ADDRESS:
STREET 1: 5599 SAN FELIPE
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
finadvgrp13f2q2012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30,2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Financial Advisory Group, Inc.
Address: 5599 San Felipe, Suite 900
Houston, Texas 77056
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Curtis Holden
Title: Director of Investment Research
Phone: 713-627-7660
Signature, Place, and Date of Signing:
Curtis Holden Houston, Texas August 9, 2012
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: none
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 48
-----------------------
Form 13F Information Table Value Total: $ 125913.546X1000
(x thousand)
-----------------------
List of Other Included Managers:
Name of Reporting Manager
Form 13F Information Table
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLESHARED NONE
--------------------------------------------------------------------------------------------------------------------------------
3M COMPANY COM 88579Y101 335.642 3746SH SOLE 3746
AMERICAN ELECTRIC TECHS COM 025576109 123.705 29107SH SOLE 29107
APPLE INC COM 037833100 905.784 1551SH SOLE 1551
BAXTER INTERNATIONAL INC COM 071813109 302.636 5694SH SOLE 5694
BOEING CO COM 097023105 496.473 6682SH SOLE 6682
CHEVRON CORPORATION COM 166764100 393.093 3726SH SOLE 3726
EMERSON ELECTRIC CO COM 212015101 275.521 5915SH SOLE 5915
ENTERPRISE PRD PRTNRS LP COM 293792107 346.075 6754SH SOLE 6754
EXXON MOBIL CORPORATION COM 30231G102 3035.510 35474SH SOLE 35474
FREEPORT MCMORAN COPPER COM 35671D857 245.236 7198SH SOLE 7198
GENERAL ELECTRIC COMPANY COM 369604103 222.905 10696SH SOLE 10696
GOOGLE INC CL A 38259P508 337.021 581SH SOLE 581
RYDEX ETF TRUST GUG S&P5OO EQ WT 78355W106 2457.727 49631SH SOLE 49631
HEWLETT-PACKARD COMPANY COM 428236103 241.159 11992SH SOLE 11992
HOME DEPOT INC COM 437076102 278.833 5262SH SOLE 5262
ISHARES TR BARCLYS INTER CR 464288638 300.630 2750SH SOLE 2750
ISHARES TR BARCLYS MBS BD 464288588 206.036 1900SH SOLE 1900
ISHARES TR MSCI ACJPN IDX 464288182 394.207 7493SH SOLE 7493
ISHARES TR RUSSELL MIDCAP 464287499 930.540 8832SH SOLE 8832
ISHARES TR BARCLYS 1-3YR CR 464288646 1269.085 12120SH SOLE 12120
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 12095.639 312065SH SOLE 312065
LOCKHEED MARTIN CORP COM 539830109 319.148 3665SH SOLE 3665
MC DONALDS CORP COM 580135101 390.683 4413SH SOLE 4413
NAVIDEA BIOPHARMA COM 63937X103 51.522 13850SH SOLE 13850
NORFOLK SOUTHERN CORP COM 655844108 287.080 4000SH SOLE 4000
ORACLE CORPORATION COM 68389X105 488.773 16457SH SOLE 16457
PEPSICO INCORPORATED COM 713448108 873.782 12366SH SOLE 12366
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 5254.376 190514SH SOLE 190514
POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 810.854 12638SH SOLE 12638
PRECISION CASTPARTS CORP COM 740189105 411.225 2500SH SOLE 2500
PROCTER & GAMBLE COM 742718109 354.883 5794SH SOLE 5794
S P D R S&P 500 ETF TR EXPIRING 01/22/2TR UNIT 78462F103 12226.544 89835SH SOLE 89835
SCHLUMBERGER LTD F COM 806857108 302.675 4663SH SOLE 4663
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3797.691 57220SH SOLE 57220
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 36492.388 284098SH SOLE 284098
SPDR GOLD TRUST GOLD SHS 78463V107 1299.251 8372SH SOLE 8372
SPDR SERIES TRUST S&P DIVID ETF 78464A763 6150.716 110525SH SOLE 110525
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 12075.794 70495SH SOLE 70495
UNION PACIFIC CORP COM 907818108 341.465 2862SH SOLE 2862
UNITED TECHNOLOGIES CORP COM 913017109 701.447 9287SH SOLE 9287
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 470.527 8300SH SOLE 8300
VANGUARD INDEX FDS GROWTH ETF 922908736 7199.879 105865SH SOLE 105865
VANGUARD INDEX FDS LARGE CAP ETF 922908637 7357.173 118473SH SOLE 118473
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 758.670 19000SH SOLE 19000
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 506.560 6400SH SOLE 6400
VANGUARD WORLD FDS UTILITIES ETF 92204A876 455.358 5800SH SOLE 5800
WAL-MART STORES INC COM 931142103 787.697 11298SH SOLE 11298
WEINGARTEN RLTY INVS SH BEN INT 948741103 553.930 21030SH SOLE 21030
TOTAL $125913.546X1000