0001539338-12-000003.txt : 20120810 0001539338-12-000003.hdr.sgml : 20120810 20120809180921 ACCESSION NUMBER: 0001539338-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120810 DATE AS OF CHANGE: 20120809 EFFECTIVENESS DATE: 20120810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Group CENTRAL INDEX KEY: 0001539338 IRS NUMBER: 760536640 STATE OF INCORPORATION: TX FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14635 FILM NUMBER: 121021847 BUSINESS ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7660 MAIL ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 finadvgrp13f2q2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30,2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Financial Advisory Group, Inc. Address: 5599 San Felipe, Suite 900 Houston, Texas 77056 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Curtis Holden Title: Director of Investment Research Phone: 713-627-7660 Signature, Place, and Date of Signing: Curtis Holden Houston, Texas August 9, 2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 48 ----------------------- Form 13F Information Table Value Total: $ 125913.546X1000 (x thousand) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLESHARED NONE -------------------------------------------------------------------------------------------------------------------------------- 3M COMPANY COM 88579Y101 335.642 3746SH SOLE 3746 AMERICAN ELECTRIC TECHS COM 025576109 123.705 29107SH SOLE 29107 APPLE INC COM 037833100 905.784 1551SH SOLE 1551 BAXTER INTERNATIONAL INC COM 071813109 302.636 5694SH SOLE 5694 BOEING CO COM 097023105 496.473 6682SH SOLE 6682 CHEVRON CORPORATION COM 166764100 393.093 3726SH SOLE 3726 EMERSON ELECTRIC CO COM 212015101 275.521 5915SH SOLE 5915 ENTERPRISE PRD PRTNRS LP COM 293792107 346.075 6754SH SOLE 6754 EXXON MOBIL CORPORATION COM 30231G102 3035.510 35474SH SOLE 35474 FREEPORT MCMORAN COPPER COM 35671D857 245.236 7198SH SOLE 7198 GENERAL ELECTRIC COMPANY COM 369604103 222.905 10696SH SOLE 10696 GOOGLE INC CL A 38259P508 337.021 581SH SOLE 581 RYDEX ETF TRUST GUG S&P5OO EQ WT 78355W106 2457.727 49631SH SOLE 49631 HEWLETT-PACKARD COMPANY COM 428236103 241.159 11992SH SOLE 11992 HOME DEPOT INC COM 437076102 278.833 5262SH SOLE 5262 ISHARES TR BARCLYS INTER CR 464288638 300.630 2750SH SOLE 2750 ISHARES TR BARCLYS MBS BD 464288588 206.036 1900SH SOLE 1900 ISHARES TR MSCI ACJPN IDX 464288182 394.207 7493SH SOLE 7493 ISHARES TR RUSSELL MIDCAP 464287499 930.540 8832SH SOLE 8832 ISHARES TR BARCLYS 1-3YR CR 464288646 1269.085 12120SH SOLE 12120 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 12095.639 312065SH SOLE 312065 LOCKHEED MARTIN CORP COM 539830109 319.148 3665SH SOLE 3665 MC DONALDS CORP COM 580135101 390.683 4413SH SOLE 4413 NAVIDEA BIOPHARMA COM 63937X103 51.522 13850SH SOLE 13850 NORFOLK SOUTHERN CORP COM 655844108 287.080 4000SH SOLE 4000 ORACLE CORPORATION COM 68389X105 488.773 16457SH SOLE 16457 PEPSICO INCORPORATED COM 713448108 873.782 12366SH SOLE 12366 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 5254.376 190514SH SOLE 190514 POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 810.854 12638SH SOLE 12638 PRECISION CASTPARTS CORP COM 740189105 411.225 2500SH SOLE 2500 PROCTER & GAMBLE COM 742718109 354.883 5794SH SOLE 5794 S P D R S&P 500 ETF TR EXPIRING 01/22/2TR UNIT 78462F103 12226.544 89835SH SOLE 89835 SCHLUMBERGER LTD F COM 806857108 302.675 4663SH SOLE 4663 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3797.691 57220SH SOLE 57220 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 36492.388 284098SH SOLE 284098 SPDR GOLD TRUST GOLD SHS 78463V107 1299.251 8372SH SOLE 8372 SPDR SERIES TRUST S&P DIVID ETF 78464A763 6150.716 110525SH SOLE 110525 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 12075.794 70495SH SOLE 70495 UNION PACIFIC CORP COM 907818108 341.465 2862SH SOLE 2862 UNITED TECHNOLOGIES CORP COM 913017109 701.447 9287SH SOLE 9287 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 470.527 8300SH SOLE 8300 VANGUARD INDEX FDS GROWTH ETF 922908736 7199.879 105865SH SOLE 105865 VANGUARD INDEX FDS LARGE CAP ETF 922908637 7357.173 118473SH SOLE 118473 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 758.670 19000SH SOLE 19000 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 506.560 6400SH SOLE 6400 VANGUARD WORLD FDS UTILITIES ETF 92204A876 455.358 5800SH SOLE 5800 WAL-MART STORES INC COM 931142103 787.697 11298SH SOLE 11298 WEINGARTEN RLTY INVS SH BEN INT 948741103 553.930 21030SH SOLE 21030 TOTAL $125913.546X1000