0001539338-13-000003.txt : 20130513 0001539338-13-000003.hdr.sgml : 20130513 20130513171119 ACCESSION NUMBER: 0001539338-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Group CENTRAL INDEX KEY: 0001539338 IRS NUMBER: 760536640 STATE OF INCORPORATION: TX FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14635 FILM NUMBER: 13838264 BUSINESS ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7660 MAIL ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 finadvgrp13f1q2013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Financial Advisory Group, Inc. Address: 5599 San Felipe, Suite 900 Houston, Texas 77056 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Curtis Holden Title: Director of Investment Research Phone: 713-627-7660 Signature, Place, and Date of Signing: Curtis Holden Houston, Texas May 13, 2013 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 47 ----------------------- Form 13F Information Table Value Total: $ 153806.345X1000 (x thousand) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------------- 3M COMPANY COM 88579Y101 398.237 3746SH SOLE 3746 AMERICAN ELECTRIC TECHS COM 025576109 151.639 29107SH SOLE 29107 APPLE INC COM 037833100 536.061 1211SH SOLE 1211 BAXTER INTERNATIONAL INC COM 071813109 413.612 5694SH SOLE 5694 BOEING CO COM 097023105 573.650 6682SH SOLE 6682 CHEVRON CORPORATION COM 166764100 453.774 3819SH SOLE 3819 EMERSON ELECTRIC CO COM 291011104 330.471 5915SH SOLE 5915 ENTERPRISE PRODS PARTNERS L COM 293792107 407.199 6754SH SOLE 6754 EXXON MOBIL CORPORATION COM 30231G102 3200.887 35522SH SOLE 35522 FREEPORT MCMORAN COPPER COM 35671D857 238.254 7198SH SOLE 7198 GENERAL ELECTRIC COMPANY COM 369604103 220.981 9558SH SOLE 9558 GOOGLE INC CL A 38259P508 482.868 608SH SOLE 608 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3909.641 65554SH SOLE 65554 HOME DEPOT INC COM 437076102 346.248 4962SH SOLE 4962 ISHARES TR BARCLYS 1-3YR CR 464288646 606.855 5750SH SOLE 5750 ISHARES TR MSCI ACJPN IDX 464288182 442.686 7493SH SOLE 7493 ISHARES TR RUSSELL MIDCAP 464287499 1124.225 8832SH SOLE 8832 JOHNSON & JOHNSON COM 478160104 235.703 2891SH SOLE 2891 JP MORGAN CHASE & CO ALERIAN ML ETN 46625H365 14588.938 320777SH SOLE 320777 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 7967.902 147145SH SOLE 147145 MC DONALDS CORP COM 580135101 442.923 4443SH SOLE 4443 NAVIDEA BIOPHARMA COM 63937X103 56.056 20685SH SOLE 20685 NORFOLK SOUTHERN CORP COM 655844108 308.320 4000SH SOLE 4000 PEPSICO INCORPORATED COM 713448108 1006.437 12722SH SOLE 12722 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 259.334 2480SH SOLE 2480 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 6800.988 218822SH SOLE 218822 POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 3128.548 45361SH SOLE 45361 PRECISION CASTPARTS CORP COM 740189105 284.430 1500SH SOLE 1500 PROCTER & GAMBLE COM 742718109 420.054 5451SH SOLE 5451 S P D R S&P 500 ETF TR EXPIRING 01/22/21TR UNIT 78462F103 15106.591 96423SH SOLE 96423 SCHLUMBERGER LTD F COM 806857108 349.212 4663SH SOLE 4663 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4683.652 59055SH SOLE 59055 SELECT SECTOR SPDR TR SBI INT-INDS 71369Y704 208.800 5000SH SOLE 5000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 37723.183 259587SH SOLE 259587 SPDR GOLD TRUST GOLD SHS 78463V107 1477.075 9368SH SOLE 9368 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8211.862 124441SH SOLE 124441 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13764.762 65634SH SOLE 65634 TRANSOCEAN LTD REG SHS H8817H100 211.893 4078SH SOLE 4078 UNION PACIFIC CORP COM 907818108 407.577 2862SH SOLE 2862 UNITED TECHNOLOGIES CORP COM 913017109 865.349 9262SH SOLE 9262 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 617.580 9400SH SOLE 9400 VANGUARD INDEX FDS GROWTH ETF 922908736 8901.171 114839SH SOLE 114839 VANGUARD INDEX FDS LARGE CAP ETF 922908637 9332.298 130085SH SOLE 130085 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 815.100 19000SH SOLE 19000 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 514.176 6400SH SOLE 6400 VANGUARD WORLD FDS UTILITIES ETF 92204A876 491.550 5800SH SOLE 5800 WAL-MART STORES INC COM 931142103 817.293 10922SH SOLE 10922 TOTAL $153806.345X1000