The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Company common stock 88579Y101 20 128 SH   SOLE   128 0 0
Abbott Laboratories common stock 002824100 23 468 SH   SOLE   468 0 0
Abengoa Yield PLC common stock G00349103 34 1,071 SH   SOLE   1,071 0 0
Aberdeen Asia-Pacific Income Fund, Inc. common stock 003009107 1,152 233,952 SH   SOLE   233,952 0 0
Aberdeen Chile Fund Inc. common stock 00301W105 36 5,000 SH   SOLE   5,000 0 0
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. common stock 00301T102 63 4,964 SH   SOLE   4,964 0 0
Aberdeen Indonesia Fund, Inc. common stock 00305P106 168 23,835 SH   SOLE   23,835 0 0
Aberdeen Israel Fund, Inc. common stock 00301L109 44 2,322 SH   SOLE   2,322 0 0
Aberdeen Japan Equity Fund, Inc. common stock 00306J109 2,443 295,754 SH   SOLE   295,754 0 0
Aberdeen Singapore Fund, Inc. common stock 003244100 295 26,708 SH   SOLE   26,708 0 0
ACE Limited common stock H0023R105 34 331 SH   SOLE   331 0 0
Adams Diversified Equity Fund, Inc. common stock 006212104 6,169 443,194 SH   SOLE   443,194 0 0
Adams Natural Resources Fund, Inc. common stock 00548F105 4,233 190,538 SH   SOLE   190,538 0 0
Advent/Claymore Enhanced Growth & Income Fund common stock 00765E104 567 64,008 SH   SOLE   64,008 0 0
Alexion Pharmaceuticals, Inc. common stock 015351109 22 123 SH   SOLE   123 0 0
AllianceBernstein Global High Income Fund, Inc. common stock 01879R106 364 30,663 SH   SOLE   30,663 0 0
AllianzGI Equity & Convertible Income Fund common stock 018829101 39 2,000 SH   SOLE   2,000 0 0
Alpine Global Dynamic Dividend Fund common stock 02082E205 3,073 312,398 SH   SOLE   312,398 0 0
Alpine Total Dynamic Dividend Fund common stock 021060207 5,494 640,051 SH   SOLE   640,051 0 0
Altria Group Inc. common stock 02209S103 15 311 SH   SOLE   311 0 0
Ambev S.A. common stock 02319V103 30 4,939 SH   SOLE   4,939 0 0
America Movil S.A.B. de C.V. common stock 02364W105 945 44,690 SH   SOLE   44,690 0 0
American Electric Power Co., Inc. common stock 025537101 13 243 SH   SOLE   243 0 0
Ametek Inc. common stock 031100100 24 446 SH   SOLE   446 0 0
Amgen Inc. common stock 031162100 76 500 SH   SOLE   500 0 0
Anheuser-Busch InBev common stock 03524A108 29 241 SH   SOLE   241 0 0
Apollo Tactical Income Fund Inc common stock 037638103 1,192 76,168 SH   SOLE   76,168 0 0
Ares Multi-Strategy Credit Fund common stock 04014Q108 25 1,316 SH   SOLE   1,316 0 0
ASA Gold and Precious Metals Limited common stock G3156P103 100 10,307 SH   SOLE   10,307 0 0
Asia Pacific Fund common stock 044901106 66 5,150 SH   SOLE   5,150 0 0
ASML Holding NV common stock N07059210 23 224 SH   SOLE   224 0 0
AstraZeneca PLC common stock 046353108 28 887 SH   SOLE   887 0 0
Atlantic Tele Network, Inc. common stock 049079205 828 11,988 SH   SOLE   11,988 0 0
Avenue Income Credit Strategies Fund common stock 05358E106 122 8,735 SH   SOLE   8,735 0 0
Avianca Holdings S.A. common stock 05367G100 1,073 104,794 SH   SOLE   104,794 0 0
Baidu, Inc. common stock 056752108 31 156 SH   SOLE   156 0 0
Bancolombia S.A. common stock 05968L102 851 19,780 SH   SOLE   19,780 0 0
Bancroft Fund Ltd. common stock 059695106 618 29,201 SH   SOLE   29,201 0 0
Barclays PLC common stock 06738E204 39 2,384 SH   SOLE   2,384 0 0
Biogen Inc. common stock 09062X103 40 100 SH   SOLE   100 0 0
BlackRock Core Bond Trust common stock 09249E101 3 200 SH   SOLE   200 0 0
BlackRock Credit Allocation Income Trust common stock 092508100 1,379 110,243 SH   SOLE   110,243 0 0
BlackRock Enhanced Equity Dividend Trust common stock 09251A104 11 1,422 SH   SOLE   1,422 0 0
BlackRock Income Trust, Inc. common stock 09247F100 31 5,000 SH   SOLE   5,000 0 0
BlackRock Limited Duration Income Trust common stock 09249W101 4 250 SH   SOLE   250 0 0
BlackRock Multi-Sector Income Trust common stock 09258A107 425 25,976 SH   SOLE   25,976 0 0
BlackRock Resources & Commodities Strategy Trust common stock 09257A108 150 16,756 SH   SOLE   16,756 0 0
BlackRock Science and Technology Trust common stock 09258G104 7,625 436,999 SH   SOLE   436,999 0 0
BlackRock Utility & Infrastructure Trust common stock 09248D104 85 4,746 SH   SOLE   4,746 0 0
Blackstone/GSO Strategic Credit Fund common stock 09257R101 722 46,520 SH   SOLE   46,520 0 0
Boulder Growth and Income Fund, Inc. common stock 101507101 12,951 1,534,487 SH   SOLE   1,534,487 0 0
BP PLC common stock 055622104 36 928 SH   SOLE   928 0 0
BRF SA common stock 10552T107 21 999 SH   SOLE   999 0 0
British America Tobacco PLC common stock 110448107 24 220 SH   SOLE   220 0 0
Brookfield Global Listed Infrastructure Income Fund common stock 11273Q109 361 22,001 SH   SOLE   22,001 0 0
Brookfield Mortgage Opportunity Income Fund common stock 112792106 78 5,001 SH   SOLE   5,001 0 0
Brookfield Total Return Fund common stock 11283U108 375 16,903 SH   SOLE   16,903 0 0
Canadian Natural Resrouces Limited common stock 136385101 39 1,440 SH   SOLE   1,440 0 0
Canadian Pacific Railway Limited common stock 13645T100 39 243 SH   SOLE   243 0 0
Carnival Corp. common stock 143658300 1,334 27,000 SH   SOLE   27,000 0 0
Cemex, S.A.B. de C.V. common stock 151290889 1,341 146,372 SH   SOLE   146,372 0 0
Center Coast MLP & Infrastructure Fund common stock 151461100 14 901 SH   SOLE   901 0 0
Central Europe Russia and Turkey Fund common stock 153436100 86 4,144 SH   SOLE   4,144 0 0
Central Fund of Canada Limited (USA) common stock 153501101 93 8,000 SH   SOLE   8,000 0 0
Central Securities Corp. common stock 155123102 881 41,281 SH   SOLE   41,281 0 0
China Fund, Inc. common stock 169373107 99 5,000 SH   SOLE   5,000 0 0
China Unicom (Hong Kong) Limited common stock 16945R104 23 1,481 SH   SOLE   1,481 0 0
ClearBridge Energy MLP Fund Inc. common stock 184692101 321 13,807 SH   SOLE   13,807 0 0
Clough Global Allocation Fund common stock 18913Y103 245 16,752 SH   SOLE   16,752 0 0
Clough Global Equity Fund common stock 18914C100 569 38,727 SH   SOLE   38,727 0 0
Clough Global Opportunities Fund common stock 18914E106 1,439 120,355 SH   SOLE   120,355 0 0
CME Group Inc. common stock 12572Q105 465 5,000 SH   SOLE   5,000 0 0
Coca Cola Femsa S.A.B. de C.V. common stock 191241108 699 8,799 SH   SOLE   8,799 0 0
Cohen & Steers Infrastructure Fund, Inc. common stock 19248A109 2,047 97,389 SH   SOLE   97,389 0 0
Cohen & Steers Limited Duration Preferres and Income Fund common stock 19248C105 133 5,800 SH   SOLE   5,800 0 0
Cohen & Steers MLP Income and Energy Opportunity Fund common stock 19249B106 130 7,576 SH   SOLE   7,576 0 0
Cohen & Steers Total Return Realty Fund common stock 19247R103 687 56,535 SH   SOLE   56,535 0 0
Companhia Brasileira de Disrtibuicao common stock 20440T201 0 0 SH   SOLE   0 0 0
Conocophillips common stock 20825C104 15 246 SH   SOLE   246 0 0
Consolidated Water Co. Ltd. common stock G23773107 1,632 129,538 SH   SOLE   129,538 0 0
Consumer Discret Select Sector SPDR ETF common stock 81369Y407 5 65 SH   SOLE   65 0 0
Copa Holdings SA common stock P31076105 3,675 44,500 SH   SOLE   44,500 0 0
Cornerstone Strategic Value Fund Inc. common stock 21924B302 12 604 SH   SOLE   604 0 0
Credicorp Ltd. common stock G2519Y108 31 223 SH   SOLE   223 0 0
Cushing MLP Total Return Fund common stock 231631102 799 218,220 SH   SOLE   218,220 0 0
Cushing Renaissance Fund common stock 231647108 297 15,387 SH   SOLE   15,387 0 0
CVS Health Corporation common stock 126650100 18 174 SH   SOLE   174 0 0
Cyberonics, Inc. common stock 23251P102 495 8,330 SH   SOLE   8,330 0 0
Delaware Enhanced Global Dividend & Income Fund common stock 246060107 474 44,505 SH   SOLE   44,505 0 0
Delaware Investments Dividend & Income Fund, Inc. common stock 245915103 0 48 SH   SOLE   48 0 0
Delphi Automotive PLC common stock G27823106 35 413 SH   SOLE   413 0 0
Deutsche Multi-Market Income Trust common stock 25160E102 97 12,133 SH   SOLE   12,133 0 0
Deutsche Strategic Income Trust common stock 25160F109 20 1,850 SH   SOLE   1,850 0 0
Diversified Real Asset Income Fund common stock 25533B108 1,807 104,690 SH   SOLE   104,690 0 0
Dominion Resources, Inc. common stock 25746U109 13 200 SH   SOLE   200 0 0
DoubleLine Income Solutions Fund common stock 258622109 2,830 145,376 SH   SOLE   145,376 0 0
Duff & Phelps Global Utility Income Fund, Inc. common stock 26433C105 43 2,410 SH   SOLE   2,410 0 0
Eaton Vance Floating-Rate Income Plus Fund common stock 278284104 23 1,471 SH   SOLE   1,471 0 0
Eaton Vance Limited Duration Income Fund common stock 27828H105 66 4,940 SH   SOLE   4,940 0 0
Eaton Vance Risk-Managed Diversified Equity Income Fund common stock 27829G106 134 12,500 SH   SOLE   12,500 0 0
Eaton Vance Tax-Advantaged Dividend Income Fund common stock 27828G107 522 26,552 SH   SOLE   26,552 0 0
Equus Total Return, Inc. common stock 294766100 167 88,121 SH   SOLE   88,121 0 0
Era Group Inc. common stock 26885G109 441 21,515 SH   SOLE   21,515 0 0
European Equity Fund, Inc. common stock 298768102 140 16,464 SH   SOLE   16,464 0 0
Evertec Inc. common stock 30040P103 478 22,643 SH   SOLE   22,643 0 0
Exxon Mobil Corporation common stock 30231G102 13 163 SH   SOLE   163 0 0
FedEx Corporation common stock 31428X106 68 400 SH   SOLE   400 0 0
Fibria Celulose SA common stock 31573A109 31 2,263 SH   SOLE   2,263 0 0
First Trust Energy Infrastructure Fund common stock 33738C103 163 8,021 SH   SOLE   8,021 0 0
First Trust High Income Long/Short Fund common stock 33738E109 1,815 117,614 SH   SOLE   117,614 0 0
First Trust ISE Cloud Computing Index common stock 33734X192 6 209 SH   SOLE   209 0 0
First Trust Mortgage Income Fund common stock 33734E103 840 60,175 SH   SOLE   60,175 0 0
First Trust New Opportunities MLP & Energy Fund common stock 33739M100 620 40,031 SH   SOLE   40,031 0 0
Fomento Economico Mexicano, S.A.B. de C.V. common stock 344419106 980 11,000 SH   SOLE   11,000 0 0
Fort Dearborn Income Securities, Inc common stock 347200107 74 5,400 SH   SOLE   5,400 0 0
Foxby Corp. common stock 351645106 136 76,580 SH   SOLE   76,580 0 0
Freeport McMoran Copper & Gold common stock 35671D857 590 32,000 SH   SOLE   32,000 0 0
Fresh Del Monte Produce Inc. common stock G36738105 193 5,000 SH   SOLE   5,000 0 0
Gabelli Dividend & Income Trust common stock 36242H104 2,155 104,504 SH   SOLE   104,504 0 0
Gabelli Equity Trust Preferred Series D preferred stock 362397705 22 848 SH   SOLE   848 0 0
Gabelli Equity Trust, Inc. common stock 362397101 22 3,454 SH   SOLE   3,454 0 0
Gabelli Global Small and Mid-Cap Value Fund common stock 36249W104 7 700 SH   SOLE   700 0 0
Gabelli Global Utility & Income Trust common stock 36242L105 26 1,463 SH   SOLE   1,463 0 0
Gabelli Healthcare & Wellness (Rx) Trust common stock 36246K103 3,312 294,356 SH   SOLE   294,356 0 0
Gabelli Multimedia Trust Inc. common stock 36239Q109 879 95,873 SH   SOLE   95,873 0 0
GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B preferred stock 36465A109 11 500 SH   SOLE   500 0 0
GDL Fund common stock 361570104 102 9,961 SH   SOLE   9,961 0 0
GDL Fund Preferred Series B preferred stock 361570302 643 12,800 SH   SOLE   12,800 0 0
General American Investors Company, Inc. common stock 368802104 3,833 110,124 SH   SOLE   110,124 0 0
General Electric Company common stock 369604103 20 770 SH   SOLE   770 0 0
Gilead Sciences Inc. common stock 375558103 176 1,500 SH   SOLE   1,500 0 0
Grupo Televisa, S.A.B. common stock 40049J206 1,134 29,219 SH   SOLE   29,219 0 0
Guggenheim Enhanced Equity Strategy Fund common stock 40167K100 931 56,860 SH   SOLE   56,860 0 0
GW Pharmaceuticals PLC common stock 36197T103 35 285 SH   SOLE   285 0 0
HDFC Bank Ltd. common stock 40415F101 29 486 SH   SOLE   486 0 0
Health Care Select Sector SPDR ETF common stock 81369Y209 8 111 SH   SOLE   111 0 0
Hewlett-Packard Company common stock 428236103 12 400 SH   SOLE   400 0 0
ICIC Bank Ltd. common stock 45104G104 42 3,985 SH   SOLE   3,985 0 0
Incyte Corporation common stock 45337C102 25 242 SH   SOLE   242 0 0
ING Groep N.V. common stock 456837103 55 3,373 SH   SOLE   3,373 0 0
Ingersoll-Rand PLC common stock G47791101 41 615 SH   SOLE   615 0 0
Inovio Pharmaceuticals, Inc. common stock 45773H201 122 15,000 SH   SOLE   15,000 0 0
Intel Corporation common stock 458140100 14 454 SH   SOLE   454 0 0
iShares MSCI Mexico Capped common stock 464286822 343 6,000 SH   SOLE   6,000 0 0
iShares Nasdaq Biotechnology common stock 464287556 13 36 SH   SOLE   36 0 0
iShares TIPS Bond common stock 464287176 46 410 SH   SOLE   410 0 0
Itau Unibanco Holdings S.A. common stock 465562106 16 1,599 SH   SOLE   1,599 0 0
Japan Smaller Capitalization Fund Inc. common stock 47109U104 1,432 132,750 SH   SOLE   132,750 0 0
John Hancock Premium Dividend Fund common stock 41013T105 38 2,964 SH   SOLE   2,964 0 0
John Hancock Tax-Advantaged Dividend Income Fund common stock 41013V100 13 655 SH   SOLE   655 0 0
Johnson & Johnson common stock 478160104 14 144 SH   SOLE   144 0 0
JPMorgan Alerian MLP Index ETN common stock 46625H365 40 1,000 SH   SOLE   1,000 0 0
JPMorgan Chase & Co. common stock 46625H100 22 323 SH   SOLE   323 0 0
JPMorgan China Region Fund, Inc. common stock 48126T104 208 11,067 SH   SOLE   11,067 0 0
Karyopharm Therapeutics Inc. common stock 48576U106 132 4,868 SH   SOLE   4,868 0 0
Kayne Anderson Midstream/Energy Fund common stock 48661E108 3,571 131,055 SH   SOLE   131,055 0 0
Kraft Foods Group, Inc. common stock 50076Q106 23 274 SH   SOLE   274 0 0
Ladenburg Thalman Financial Services Inc. common stock 50575Q102 35 10,000 SH   SOLE   10,000 0 0
Latin American Discovery Fund Inc. common stock 51828C106 8 800 SH   SOLE   800 0 0
Legg Mason BW Global Income Opportunities Fund common stock 52469B100 210 14,864 SH   SOLE   14,864 0 0
Lennar Corp. common stock 526057104 2,270 44,500 SH   SOLE   44,500 0 0
Liberty All-Star Equity Fund common stock 530158104 4,328 771,256 SH   SOLE   771,256 0 0
Liberty All-Star Growth Fund, Inc. common stock 529900102 745 148,141 SH   SOLE   148,141 0 0
Liberty Global PLC common stock G5480U104 43 839 SH   SOLE   839 0 0
LMP Capital and Income Fund, Inc. common stock 50208A102 512 33,921 SH   SOLE   33,921 0 0
LMP Corporate Loan Fund Inc. common stock 50208B100 33 3,000 SH   SOLE   3,000 0 0
LyondellBasell Industries N.V. common stock N53745100 22 210 SH   SOLE   210 0 0
Macquarie Global Infrastructure Total Return Fund Inc. common stock 55608D101 533 22,851 SH   SOLE   22,851 0 0
Mallinckrodt Public Limitied Company common stock G5785G107 33 282 SH   SOLE   282 0 0
Mankind Corporation common stock 56400P201 6 1,000 SH   SOLE   1,000 0 0
Market Vectors Gold Miners ETF common stock 57060U100 53 3,000 SH   SOLE   3,000 0 0
Martin Marietta Materials Inc. common stock 573284106 425 3,000 SH   SOLE   3,000 0 0
MasTec, Inc. common stock 576323109 2,681 134,927 SH   SOLE   134,927 0 0
McDonald's Corp. common stock 580135101 21 219 SH   SOLE   219 0 0
Mexico Equity and Income Fund, Inc. common stock 592834105 187 15,191 SH   SOLE   15,191 0 0
MFS High Yield Municipal Trust common stock 59318E102 20 5,000 SH   SOLE   5,000 0 0
Mitsubishi UFJ Financial Group, Inc. common stock 606822104 46 6,383 SH   SOLE   6,383 0 0
Momenta Pharmaceuticals Inc. common stock 60877T100 2 100 SH   SOLE   100 0 0
Morgan Stanley Asia Pacific Fund common stock 61744U106 240 15,294 SH   SOLE   15,294 0 0
Morgan Stanley China A Share Fund common stock 617468103 424 12,500 SH   SOLE   12,500 0 0
Morgan Stanley Emerging Market Debt Fund, Inc. common stock 61744H105 179 19,899 SH   SOLE   19,899 0 0
Morgan Stanley Emerging Markets Domestic Debt Fund common stock 617477104 55 6,400 SH   SOLE   6,400 0 0
Morgan Stanley Emerging Markets Fund, Inc. common stock 61744G107 11 716 SH   SOLE   716 0 0
Morgan Stanley Income Securities Inc. common stock 61745P874 66 3,843 SH   SOLE   3,843 0 0
Morgan Stanley India Investment Fund common stock 61745C105 136 4,967 SH   SOLE   4,967 0 0
MVC Capital 7.25% Preferred preferred stock 553829201 2,910 116,793 SH   SOLE   116,793 0 0
MVC Capital, Inc. common stock 553829102 26 2,618 SH   SOLE   2,618 0 0
Nasdaq Premium Income & Growth Fund common stock 670699107 23 1,273 SH   SOLE   1,273 0 0
Neuberger Berman High Yield Strategies Fund common stock 64128C106 20 1,743 SH   SOLE   1,743 0 0
Neuberger Berman MLP Income Fund common stock 64129H104 81 5,015 SH   SOLE   5,015 0 0
Neuberger Berman Real Estate Securities Income Fund common stock 64190A103 34 7,217 SH   SOLE   7,217 0 0
New America High Income Fund, Inc. common stock 641876800 17 2,000 SH   SOLE   2,000 0 0
New Germany Fund, Inc. common stock 644465106 1,385 91,849 SH   SOLE   91,849 0 0
New Ireland Fund, Inc. common stock 645673104 138 10,032 SH   SOLE   10,032 0 0
NexPoint Credit Strategies Fund common stock 65340G106 2,321 319,361 SH   SOLE   319,361 0 0
NexPoint Residential Trust, Inc. common stock 65341D102 11 833 SH   SOLE   833 0 0
NextEra Energy, Inc. common stock 65339F101 1,290 13,155 SH   SOLE   13,155 0 0
Nike, Inc. common stock 654106103 19 175 SH   SOLE   175 0 0
Norfolk Southern Corp. common stock 655844108 499 5,750 SH   SOLE   5,750 0 0
Norwegian Cruise Line Holdings Ltd. common stock G66721104 2,042 36,443 SH   SOLE   36,443 0 0
Novo Nordisk A/S common stock 670100205 22 406 SH   SOLE   406 0 0
Nuveen Core Equity Alpha Fund common stock 67090X107 113 7,138 SH   SOLE   7,138 0 0
Nuveen Credit Strategies Income Fund common stock 67073D102 2,897 340,404 SH   SOLE   340,404 0 0
Nuveen Diversified Dividend and Income Fund common stock 6706EP105 87 7,586 SH   SOLE   7,586 0 0
Nuveen Dividend Advantage Municipal Fund 3 common stock 67070X101 84 6,352 SH   SOLE   6,352 0 0
Nuveen Flexible Investment Income Fund common stock 67075B104 142 8,881 SH   SOLE   8,881 0 0
Nuveen Global Equity Income Fund common stock 6706EH103 12 1,000 SH   SOLE   1,000 0 0
Nuveen Global High Income Fund common stock 67075G103 408 24,834 SH   SOLE   24,834 0 0
Nuveen Multi-Market Income Fund, Inc. common stock 67075J107 878 123,209 SH   SOLE   123,209 0 0
Nuveen Preferred & Income Term Fund common stock 67075A106 41 1,850 SH   SOLE   1,850 0 0
Nuveen Quality Preferred Income Fund 3 common stock 67072W101 619 76,984 SH   SOLE   76,984 0 0
Nuveen S&P 500 Dynamic Overwrite Fund common stock 6706EW100 89 6,501 SH   SOLE   6,501 0 0
NXP Semiconductors NV common stock N659X109 40 407 SH   SOLE   407 0 0
Occidental Petroleum Corporation common stock 674599105 16 208 SH   SOLE   208 0 0
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred stock 691543300 17,849 742,175 SH   SOLE   742,175 0 0
Oxford Lane Capital, 8.125% Pfd Series 2024 preferred stock 691543409 11,018 438,970 SH   SOLE   438,970 0 0
Pacholder High Yield Fund Inc. common stock 693742108 152 22,075 SH   SOLE   22,075 0 0
PCM Fund Inc. common stock 69323T101 30 3,000 SH   SOLE   3,000 0 0
Pfizer Inc. common stock 717081103 22 652 SH   SOLE   652 0 0
Philip Morris International, Inc. common stock 718172109 14 175 SH   SOLE   175 0 0
PIMCO Corporate & Income Strategy Fund common stock 72200U100 234 16,748 SH   SOLE   16,748 0 0
PIMCO Dynamic Credit Income Fund common stock 72202D106 6,395 321,984 SH   SOLE   321,984 0 0
PIMCO Dynamic Income Fund common stock 72201Y101 3,638 126,354 SH   SOLE   126,354 0 0
PIMCO Enchanced Short Maturity Active ETF common stock 72201R833 2,095 20,729 SH   SOLE   20,729 0 0
PIMCO Income Strategy Fund common stock 72201H108 235 22,000 SH   SOLE   22,000 0 0
PIMCO Income Strategy Fund II common stock 72201J104 112 11,610 SH   SOLE   11,610 0 0
Pioneer Diversified High Income Trust common stock 723653101 3 200 SH   SOLE   200 0 0
Pioneer Municipal High Income Trust common stock 723763108 157 13,000 SH   SOLE   13,000 0 0
Popular, Inc. common stock 733174700 837 29,000 SH   SOLE   29,000 0 0
Powershares ETF Trust II common stock 73936Q843 227 10,000 SH   SOLE   10,000 0 0
PriceSmart Inc. common stock 741511109 91 1,000 SH   SOLE   1,000 0 0
Prudential PLC common stock 74435K204 29 605 SH   SOLE   605 0 0
Prudential Short Duration High Yield Fund, Inc. common stock 74442F107 107 7,001 SH   SOLE   7,001 0 0
Putnam High Income Securities Fund common stock 746779107 1,405 181,034 SH   SOLE   181,034 0 0
Putnam Premier Income Trust common stock 746853100 895 176,306 SH   SOLE   176,306 0 0
Rand Capital Corp. common stock 752185108 8 2,000 SH   SOLE   2,000 0 0
RENN Global Entrepreneurs Fund, Inc. common stock 759720105 132 106,588 SH   SOLE   106,588 0 0
RMR Real Estate Income Fund common stock 76970B101 2,579 139,089 SH   SOLE   139,089 0 0
Royal Caribbean Cruises Ltd. common stock V7780T103 2,385 30,313 SH   SOLE   30,313 0 0
Royce Global Value Trust, Inc. common stock 78081T104 142 17,044 SH   SOLE   17,044 0 0
Royce Micro-Cap Trust, Inc. common stock 780915104 68 7,373 SH   SOLE   7,373 0 0
Royce Value Trust Inc. common stock 780910105 2,046 148,374 SH   SOLE   148,374 0 0
Salient Midstream & MLP Fund common stock 79471V105 3,344 165,788 SH   SOLE   165,788 0 0
Schlumberger Limited common stock 806857108 15 179 SH   SOLE   179 0 0
Seaboard Corp. common stock 811543107 2,087 580 SH   SOLE   580 0 0
Seacor Holdings, Inc. common stock 811904101 142 2,000 SH   SOLE   2,000 0 0
Sensata Technologies Holding NV common stock N7902X106 28 539 SH   SOLE   539 0 0
Shire PLC common stock 82481R106 30 123 SH   SOLE   123 0 0
Silver Wheaton Corp. common stock 828336107 19 1,067 SH   SOLE   1,067 0 0
Simon Property Group Inc. common stock 828806109 18 102 SH   SOLE   102 0 0
SK Telecom Co. Ltd. common stock 78440P108 37 1,499 SH   SOLE   1,499 0 0
Source Capital Corp. common stock 836144105 313 4,301 SH   SOLE   4,301 0 0
Spanish Broadcasting System Inc. common stock 846425833 68 10,030 SH   SOLE   10,030 0 0
Spirit Airlines, Inc. common stock 848577102 1,118 18,000 SH   SOLE   18,000 0 0
Sprott Focus Trust, Inc. common stock 85208J109 357 50,492 SH   SOLE   50,492 0 0
State Street Corporation common stock 857477103 21 272 SH   SOLE   272 0 0
Steiner Leisure Ltd. common stock P8744Y102 1,208 22,467 SH   SOLE   22,467 0 0
Swiss Helvetia Fund Inc. common stock 870875101 26 2,316 SH   SOLE   2,316 0 0
Syngenta AG common stock 87160A100 27 335 SH   SOLE   335 0 0
Tahoe Resources Inc. common stock 873868103 386 31,900 SH   SOLE   31,900 0 0
Taiwan Fund, Inc. common stock 874036106 617 34,671 SH   SOLE   34,671 0 0
TCW Strategic Income Fund, Inc. common stock 872340104 223 43,230 SH   SOLE   43,230 0 0
Teco Energy, Inc. common stock 872375100 708 40,500 SH   SOLE   40,500 0 0
Teekay LNG Partners LP common stock Y8564M105 302 9,589 SH   SOLE   9,589 0 0
Tekla Healthcare Investors common stock 87911J103 3 98 SH   SOLE   98 0 0
Tekla Healthcare Opportunities Fund common stock 879105104 11,978 607,314 SH   SOLE   607,314 0 0
Templeton Dragon Fund, Inc. common stock 88018T101 158 6,357 SH   SOLE   6,357 0 0
Teva Parmaceutical Industries Limited common stock 881624209 71 1,198 SH   SOLE   1,198 0 0
Thai Fund, Inc. common stock 882904105 204 24,585 SH   SOLE   24,585 0 0
The Bank of Nova Soctia common stock 064149107 307 6,000 SH   SOLE   6,000 0 0
The Coca-Cola Company common stock 191216100 15 384 SH   SOLE   384 0 0
The Estee Lauder Companies Inc. common stock 518439104 15 168 SH   SOLE   168 0 0
The Herzfeld Caribbean Basin Fund, Inc. common stock 42804T106 3,972 420,107 SH   DFND   318,005 102,102 0
The Home Depot, Inc. common stock 437076102 17 152 SH   SOLE   152 0 0
The Korea Fund, Inc. common stock 500634209 1,342 33,085 SH   SOLE   33,085 0 0
The Mexico Fund, Inc. common stock 592835102 103 5,000 SH   SOLE   5,000 0 0
The Procter & Gamble Company common stock 742718109 17 223 SH   SOLE   223 0 0
The Western Union Company common stock 959802109 285 14,000 SH   SOLE   14,000 0 0
Thermo Fisher Scientific, Inc. common stock 883556102 21 160 SH   SOLE   160 0 0
Tortoise Energy Independence Fund, Inc. common stock 89148K101 1,687 91,887 SH   SOLE   91,887 0 0
Tortoise Energy Infrastructure common stock 89147L100 2,967 80,376 SH   SOLE   80,376 0 0
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred stock 89147L704 28 2,800 SH   SOLE   2,800 0 0
Tortoise MLP Fund, Inc. common stock 89148B101 507 23,853 SH   SOLE   23,853 0 0
Tortoise Pipeline & Energy Fund common stock 89148H108 3,440 134,443 SH   SOLE   134,443 0 0
Toyota Motor Corporation common stock 892331307 41 303 SH   SOLE   303 0 0
Transamerica Income Shares Inc. common stock 893506105 9 429 SH   SOLE   429 0 0
Tri-Continental Corp. common stock 895436103 4,628 218,416 SH   SOLE   218,416 0 0
Tri-Continental Corp., $2.50 Cumulative Preferred Stock preferred stock 895436202 25 500 SH   SOLE   500 0 0
TripAdvisor Inc. common stock 896945201 16 183 SH   SOLE   183 0 0
Turkish Investment Fund, Inc. common stock 900145103 46 4,630 SH   SOLE   4,630 0 0
Ultrapetrol (Bahamas) Ltd. common stock P94398107 41 36,000 SH   SOLE   36,000 0 0
United States Oil ETF common stock 91232N108 20 1,000 SH   SOLE   1,000 0 0
United Technologies Corporation common stock 913017109 16 143 SH   SOLE   143 0 0
Vanguard Information Technology ETF common stock 92204A702 11 100 SH   SOLE   100 0 0
Verizon Communications Inc. common stock 92343V104 13 288 SH   SOLE   288 0 0
Vipshop Holdings Limited common stock 92763W103 34 1,542 SH   SOLE   1,542 0 0
Virtus Total Return Fund common stock 92829A103 3,405 782,749 SH   SOLE   782,749 0 0
Vodafone Group PLC common stock 92857W308 53 1,453 SH   SOLE   1,453 0 0
Vulcan Materials Company common stock 929160109 336 4,000 SH   SOLE   4,000 0 0
Wal-Mart Stores Inc. common stock 931142103 18 258 SH   SOLE   258 0 0
Watsco Inc. common stock 942622200 1,243 10,100 SH   SOLE   10,100 0 0
Wells Fargo Advantage Multi-Sector Income Fund common stock 94987D101 3 234 SH   SOLE   234 0 0
Western Asset High Yield Defined Opportunity Fund Inc. common stock 95768B107 261 17,103 SH   SOLE   17,103 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund common stock 95766R104 298 26,794 SH   SOLE   26,794 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund common stock 95766Q106 96 8,564 SH   SOLE   8,564 0 0
WisdomTree Japan Hedged Equity common stock 97717W851 8 143 SH   SOLE   143 0 0
Zweig Fund, Inc. common stock 989834205 250 17,326 SH   SOLE   17,326 0 0
Zweig Total Return Fund Inc. common stock 989837208 1,741 136,390 SH   SOLE   136,390 0 0