0000909012-13-000026.txt : 20130201 0000909012-13-000026.hdr.sgml : 20130201 20130201121353 ACCESSION NUMBER: 0000909012-13-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 EFFECTIVENESS DATE: 20130201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carroll Financial Associates, Inc. CENTRAL INDEX KEY: 0001567784 IRS NUMBER: 561275416 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15116 FILM NUMBER: 13565683 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-553-8006 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 t306995.txt CFA UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment [ ]; Amendment Number _____ This Amenment (Check only one) [ ] is a restatement. [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Carroll Financial Associates, Inc. Address: 4201 Congress Street, Suite 210 Charlotte, NC 28209 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manger: Name: Dennis C. Adams Title: Compliance Administrator Phone: 704 553 8006 Signature, Place, and Date of Signing /s/ DENNIS C. ADAMS Charlotte, NC 2/1/13 -------------------------------- -------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report [ ] 13F HOLDINGS NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s). [ ] 13F COMBINATION REPORT. (Check here if portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s). Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: (thousands) List of Other Included Managers: {None}

Title of Value Value Shares Investment Other Voting Name of Issuer Class CUSIP (X1000) Quantity Discretion Managers Authority ------------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & ALERIAN EXCHANGE TRADED MLP (AMJ) PRODUCT 46625h365 14912.019 387728 YES NO EXXON MOBIL CORP COM COMMON EQUITY 30231G102 13613.679 157293 YES NO JOHNSON & JOHNSON COM COMMON EQUITY 478160104 11279.825 160910 YES NO HATTERAS FINL CORP COM COMMON EQUITY 41902r103 10325.922 416200 YES NO ISHARES MSCI USA MINIMUM EXCHANGE TRADED VOLATILITY (USMV) PRODUCT 46429b697 8628.103 297111 YES NO MICROSOFT CORP COM COMMON EQUITY 594918104 7775.327 291105 YES NO POWERSHARES FTSE RAFI EXCHANGE TRADED US 1000 (PRF) PRODUCT 73935x583 7149.991 114528 YES NO GENERAL ELECTRIC CO COM COMMON EQUITY 369604103 6026.891 287132 YES NO BERKSHIRE HATHAWAY B COMMON EQUITY 84670702 5847.543 65190 YES NO EXCHANGE TRADED STANDARD & POORS 500 (SPY) PRODUCT 78462f103 5655.386 39712 YES NO JP MORGAN CHASE & CO COMMON EQUITY 46625H100 5628.769 128016 YES NO OAKTREE CAP GROUP LLC COMMON EQUITY 674001201 4848.097 106575 YES NO BANK OF AMERICA PFD PREFERRED CLASS E FLOATING EQUITY 060505815 4532.045 208850 YES NO EXELON CORP COM COMMON EQUITY 30161N101 4389.327 147590 YES NO APPLE INC COM COMMON EQUITY 37833100 3991.297 7500 YES NO DUKE ENERGY COMMON EQUITY 26441c204 3559.976 55799 YES NO HARVEST NATURAL RESOURCES COMMON EQUITY 41754v103 3211.234 354050 YES NO BB & T CORP COMMON EQUITY 54937107 3193.118 109691 YES NO PFIZER INC COM COMMON EQUITY 717081103 3172.13 126484 YES NO GOLDMAN SACHS FLOATING PREFERRED PFD SERIES A EQUITY 38143y665 2530.387 122300 YES NO LOWES COS INC COMMON EQUITY 548661107 2430.918 68438 YES NO PROCTER & GAMBLE CO COM COMMON EQUITY 742718109 2387.352 35165 YES NO PARK STERLING BANK COMMON EQUITY 70086y105 2330.969 445692 YES NO SPECTRA ENERGY CORP COM COMMON EQUITY 847560109 2307.475 84276 YES NO APPLIED MATERIALS INC COMMON EQUITY 038222105 2301.728 201200 YES NO RANGE RES CORP COM COMMON EQUITY 75281A109 2207.721 35138 YES NO EXCHANGE TRADED UBS ALERIAN MLP INDEX PRODUCT 902641646 2119.168 65125 YES NO ABBOTT LABORATORIES COMMON EQUITY 2824100 2009.717 30683 YES NO AUTOMATIC DATA PROCESSING INC COMMON EQUITY 053015103 1963.971 34498 YES NO BANK OF NEW YORK MELLON CORP COMMON EQUITY 064058100 1897.508 73833 YES NO SYSCO CORP COMMON EQUITY 871829107 1741.11 54994 YES NO NUCOR CORP COM COMMON EQUITY 670346105 1602.267 37124 YES NO MORGAN STANLEY FLOATING PREFERRED SERIES A EQUITY 61747s504 1546.591 79150 YES NO CISCO SYSTEMS INC COMMON EQUITY 17275R102 1526.019 77662 YES NO 3M CO COM COMMON EQUITY 88579Y101 1446.417 15578 YES NO WESTERN UN CO COM COMMON EQUITY 959802109 1409.982 103599 YES NO MCDONALDS CORP COMMON EQUITY 580135101 1386.437 15717 YES NO POWERSHARES DIVIDEND EXCHANGE TRADED ACHIEVERS (PFM) PRODUCT 73935x732 1246.421 77130 YES NO CHEVRON CORP COMMON EQUITY 166764100 1237.617 11445 YES NO PIEDMONT NAT GAS INC COM COMMON EQUITY 720186105 1235.837 39471 YES NO WELLS FARGO & CO NEW COM COMMON EQUITY 949746101 1181.432 34565 YES NO EXCHANGE TRADED ISHARES TR S&P 500 INDEX (IVV) PRODUCT 464287200 1175.179 8210 YES NO INTERNATIONAL BUSINESS MACHINES COMMON EQUITY 459200101 1162.134 6067 YES NO PHILIP MORRIS INTL INC COM COMMON EQUITY 718172109 1160.17 13871 YES NO AT&T INC COMMON EQUITY 00206r102 1140.477 33832 YES NO VANGUARD INTL EQUITY EXCHANGE TRADED INDEX FD (VEU) PRODUCT 922042775 1136.705 24846 YES NO KKR FINANCIAL COMMON EQUITY 48248a306 1092.96 103500 YES NO UNITED PARCEL SVC INC CL B COMMON EQUITY 911312106 1088.181 14759 YES NO PEPSICO INC COMMON EQUITY 713448108 1078.115 15755 YES NO BAKER HUGHES INC COMMON EQUITY 057224107 1045.742 25601 YES NO SUPERIOR INDUSTRIES INTL INC COMMON EQUITY 868168105 1044.48 51200 YES NO FREEPORT MCMORAN COPPER & GOLD INC CLASS B COMMON EQUITY 35671D857 997.272 29160 YES NO ROYAL BK CDA MONTREAL QUE COMMON EQUITY 780087102 967.875 16051 YES NO GUGGENHEIM BULLET 2015 EXCHANGE TRADED HIGH YIELD (BSJF) PRODUCT 18383m423 960.26 36100 YES NO OCCIDENTAL PETROLEUM CORP COMMON EQUITY 674599105 945.138 12337 YES NO COCA COLA COMPANY COMMON EQUITY 191216100 894.469 24675 YES NO SONOCO PRODUCTS CO COMMON EQUITY 835495102 893.981 30070 YES NO UNITED TECHNOLOGIES CORP DEL COM COMMON EQUITY 913017109 878.081 10707 YES NO ZIMMER HLDGS INC COM COMMON EQUITY 98956p102 821.851 12329 YES NO CONOCOPHILLIPS COM COMMON EQUITY 20825C104 806.351 13905 YES NO SOUTHERN CO COM COMMON EQUITY 842587107 761.154 17780 YES NO BANK OF AMERICA COMMON EQUITY 60505104 754.673 65002 YES NO TALISMAN ENERGY INC COM COMMON EQUITY 8.74E+107 692.603 61130 YES NO QUALCOMM INC COMMON EQUITY 747525103 665.671 10761 YES NO MONSANTO CO NEW COM COMMON EQUITY 61166W101 644.945 6814 YES NO PEOPLES BK N C COM COMMON EQUITY 710577107 640.647 70400 YES NO HOME DEPOT INC COM COMMON EQUITY 437076102 633.097 10236 YES NO NEWMONT MINING CORP (HLDG CO) COMMON EQUITY 651639106 584.633 12589 YES NO EV RISK MGD DIVERSIFIED EXCHANGE TRADED EQUITY (ETJ) PRODUCT 27829g106 584.08 56000 YES NO VANGUARD INDEX FDS VANGUARD EXCHANGE TRADED GROWTH (VUG) PRODUCT 922908736 580.615 8157 YES NO UNION BANKSHARES CORP COM COMMON EQUITY 90662p104 565.607 35866 YES NO VERIZON COMMUNICATIONS COM COMMON EQUITY 92343V104 535.726 12381 YES NO VANGUARD INDEX FDS VANGUARD EXCHANGE TRADED VALUE (VPL) PRODUCT 922908744 520.38 8850 YES NO COVIDIEN PLC COMMON EQUITY g2554f113 517.119 8956 YES NO SCANA CORP NEW COMMON EQUITY 80589M102 507.791 11126 YES NO ALTRIA GROUP INC COMMON EQUITY 02209s103 484.176 15400 YES NO EXCHANGE TRADED SPDR INDEX EURO STOXX 50 (FEZ) PRODUCT 78463x202 459.592 13260 YES NO ENTERPRISE PRODS PARTNERS L P COM COMMON EQUITY 293792107 427.683 8540 YES NO WAL MART STORES INC COMMON EQUITY 931142103 422.48 6192 YES NO ISHARES TR S&P MIDCAP 400 EXCHANGE TRADED INDEX (IJH) PRODUCT 464287507 411.885 4050 YES NO LINCOLN NATL CORP IND COMMON EQUITY 534187109 408.029 15754 YES NO HARTFORD FINL SVCS COMMON EQUITY 416515104 404.436 18023 YES NO BANK AMER CORP DEP SHS REPSTG 1/1200TH PFD PREFERRED EQUITY 060505559 398.736 15600 YES NO ORACLE CORP COM COMMON EQUITY 68389X105 391.543 11751 YES NO BEMIS INC COMMON EQUITY 081437105 388.136 11600 YES NO UBS 2X WELLS FARGO BUSINESS EXCHANGE TRADED DLVP (BDCL) PRODUCT 90267b765 380.476 14600 YES NO CENTURYTEL INC COM COMMON EQUITY 156700106 379.464 9700 YES NO EXCHANGE TRADED UBS ALERIAN 2X MLP INDEX (MLPL) PRODUCT 902664200 373.935 9700 YES NO AFLAC INC COMMON EQUITY 001055102 368.972 6946 YES NO AMGEN INC COMMON EQUITY 031162100 356.589 4137 YES NO DISNEY WALT CO DISNEY COM COMMON EQUITY 254687106 354.455 7119 YES NO AMERICAN INTL GROUP INC COMMON EQUITY 026874784 353.741 10021 YES NO BECTON DICKINSON & CO COMMON EQUITY 075887109 329.493 4214 YES NO PHILLIPS 66 COMMON EQUITY 718546104 317.379 5977 YES NO INTEL CORP COM COMMON EQUITY 458140100 315.046 15279 YES NO GOLDCORP INC COMMON EQUITY 380956409 315.033 8584 YES NO DU PONT E I DE NEMOURS & COMPANY COMMON EQUITY 263534109 314.535 6993 YES NO CATERPILLAR INC COMMON EQUITY 149123101 303.862 3391 YES NO DOMINION RES INC VA COM COMMON EQUITY 25746U109 301.01 5811 YES NO VANGUARD INDEX FDS VANGUARD EXCHANGE TRADED LARGE CAP (VV) PRODUCT 922908637 299.671 4599 YES NO RENT A CENTER INC COMMON EQUITY 76009n100 288.624 8400 YES NO KINDER MORGAN ENERGY PARTNERS LP COMMON EQUITY 494550106 283.255 3550 YES NO HOLLY CORP COM PAR $0.01 COMMON EQUITY 436106108 279.3 6000 YES NO VANGUARD SPECIALIZED EXCHANGE TRADED PORTFOLIOS DIV (VIG) PRODUCT 921908844 275.571 4626 YES NO VANGUARD EMERGING MARKETS EXCHANGE TRADED ETF (VWO) PRODUCT 922042858 274.928 6174 YES NO SUNTRUST BKS INC COMMON EQUITY 867914103 270.629 9546 YES NO BNC BANCORP COMMON EQUITY 05566T101 256.584 32033 YES NO CVS CAREMARK CORP COMMON EQUITY 126650100 256.545 5306 YES NO RYDEX S&P 500 EQUAL EXCHANGE TRADED WEIGHT INDEX (RSP) PRODUCT 78355w106 255.936 4800 YES NO DEERE & CO COMMON EQUITY 244199105 250.272 2896 YES NO TRIANGLE CAP CORP COMMON EQUITY 895848109 249.802 9800 YES NO SCHLUMBERGER LTD COM COMMON EQUITY 806857108 249.041 3594 YES NO BLACKSTONE FINANCIAL (BGB) COMMON EQUITY 09257r101 246.715 13300 YES NO BANK OF AMERICA CORP DEP SHS PREFERRED EQUITY 060505625 243.523 13300 YES NO ONEOK PARTNERS L P UNIT LTD PARTNERSHIP COMMON EQUITY 68268n103 237.556 4400 YES NO STATE STREET CORP COM COMMON EQUITY 857477103 235.05 5000 YES NO EXCHANGE TRADED SECTOR SPDR INT TECHNOLOGY (XLK) PRODUCT 81369y803 233.685 8100 YES NO BRISTOL MYERS SQUIBB CO COM COMMON EQUITY 110122108 222.72 6834 YES NO GMAC LLC MAT 12/16/44 CALLABLE 12/16/09 PREFERRED EQUITY 36186c509 220.277 8850 YES NO FIFTH THIRD BANCORP COMMON EQUITY 316773100 208.757 13734 YES NO EATON VANCE TAX MANAGED EXCHANGE TRADED GLB DIV (EXG) PRODUCT 27829f108 202.63 23000 YES NO MERCK & CO INC NEW COM COMMON EQUITY 58933Y105 201.261 4916 YES NO BOEING CO COM COMMON EQUITY 97023105 201.211 2670 YES NO VISA INC COM CL A COMMON EQUITY 92826c839 198.57 1310 YES NO POWERSHARES QQQ TR EXCHANGE TRADED UNIT SER 1 (QQQQ) PRODUCT 73935a104 197.872 3038 YES NO EMERSON ELECTRIC COMMON EQUITY 291011104 190.709 3601 YES NO NOVARTIS AG SPONSORED ADR COMMON EQUITY 66987V109 187.115 2956 YES NO NOBLE CORP COMMON EQUITY H5833N103 182.805 5250 YES NO QEP RES INC COM COMMON EQUITY 74733v100 181.62 6000 YES NO AMERICAN EXPRESS COMPANY COMMON EQUITY 25816109 175.659 3056 YES NO RAYMOND JAMES FINL INC COM COMMON EQUITY 754730109 173.385 4500 YES NO ANADARKO PETE CORP COMMON EQUITY 032511107 172.771 2325 YES NO DOLLAR TREE INC COMMON EQUITY 256746108 169.135 4170 YES NO EXPRESS SCRIPTS INC COM COMMON EQUITY 30219g108 166.482 3083 YES NO MONDELEZ INTL COMMON EQUITY 609207105 164.809 6475 YES NO ING GROEP NV 7.375% PREFERRED EQUITY 456837707 162.435 6500 YES NO CITIGROUP COMMON EQUITY 172967424 161.959 4094 YES NO TRW AUTOMOTIVE HOLDINGS COM COMMON EQUITY 87264s106 160.83 3000 YES NO AVAGO TECHNOLOGIES COMMON EQUITY y0486s104 158.3 5000 YES NO AMERICAN TOWER REIT COMMON EQUITY 03027x100 152.917 1979 YES NO BLACKSTONE GROUP L P COM UNIT REPSTG (BX) COMMON EQUITY 09253u108 148.105 9500 YES NO MARKET VECTORS ETF EXCHANGE TRADED TR GOLD MINERS (GDX) PRODUCT 57060u100 146.824 3165 YES NO TARGET CORP COMMON EQUITY 87612e106 145.144 2453 YES NO EXCHANGE TRADED SPDR GOLD TR GOLD SHS (GLD) PRODUCT 78463v107 139.986 864 YES NO LILLY ELI & CO COM COMMON EQUITY 532457108 139.329 2825 YES NO EXCHANGE TRADED POWERSHARES AGG PREFERRED (PGX) PRODUCT 73936t565 139.093 9475 YES NO LIBERTY ALL STAR EQUITY EXCHANGE TRADED FD SBI (USA) PRODUCT 530158104 137.424 28810 YES NO FAMILY DOLLAR STORES COMMON EQUITY 307000109 136.332 2150 YES NO VULCAN MATERIALS CO HLDG CO COM COMMON EQUITY 929160109 135.59 2605 YES NO SANDISK CORP COMMON EQUITY 80004C101 130.5 3000 YES NO EXCHANGE TRADED SPDR SER TR S&P DIVID ETF (SDY) PRODUCT 78464a763 130.162 2238 YES NO HERSHEY CO COM COMMON EQUITY 427866108 129.996 1800 YES NO UNION PACIFIC CORP COM COMMON EQUITY 907818108 126.474 1006 YES NO PPG INDUSTRIES INC COMMON EQUITY 693506107 124.928 923 YES NO AES TR III TR PFD CONV SECS PREFERRED EQUITY 00808n202 124.125 2500 YES NO ELAN PLC ADR REPSTG SHS COMMON EQUITY 284131208 123.041 12051 YES NO FIFTH ST FIN CORP COMMON EQUITY 31678a103 122.956 11800 YES NO COMCAST CORP CL A COMMON EQUITY 20030N101 121.868 3262 YES NO NIKE INC CLASS B COMMON EQUITY 654106103 120.022 2326 YES NO BAXTER INTERNATIONAL INC COMMON EQUITY 071813109 118.588 1779 YES NO ISHARES DOW JONES SELECT EXCHANGE TRADED DIVID INDEX (DVY) PRODUCT 464287168 117.342 2050 YES NO MANULIFE FINL CORP COMMON EQUITY 56501r106 115.624 8508 YES NO KEYCORP NEW COM COMMON EQUITY 493267108 115.438 13710 YES NO PIMCO HIGH INCOME FD EXCHANGE TRADED COM SHS (PHK) PRODUCT 722014107 115.353 11007 YES NO LABORATORY CORP AMER HLDGS COMMON EQUITY 50540r409 114.338 1320 YES NO DAIMLER AG COMMON EQUITY d1668r123 114.173 2077 YES NO POWERSHARES FTSE RAFI EXCHANGE TRADED EMERGING MKTS (PXH) PRODUCT 73936t763 114.1 5000 YES NO MARTIN MARIETTA MATERIAL INC COMMON EQUITY 573284106 113.136 1200 YES NO PNC FINL SVCS GROUP INC COM COMMON EQUITY 693475105 112.48 1929 YES NO ARCHER DANIELS MIDLAND CO COMMON EQUITY 39483102 112.436 4105 YES NO NEWELL RUBBERMAID INC COM COMMON EQUITY 651229106 111.35 5000 YES NO NEXTERA ENERGY INC COM COMMON EQUITY 65339f101 110.842 1602 YES NO DOW CHEM CO COMMON EQUITY 260543103 110.049 3404 YES NO HEINZ H J COMPANY COMMON EQUITY 423074103 109.592 1900 YES NO NUVEEN NC PREMIUM INCOME MUNI CLOSED END 67060P100 104.954 6946 YES NO NUVEEN EQUITY PREM & GROWTH EXCHANGE TRADED FD COM (JPG) PRODUCT 6706ew100 103.44 8000 YES NO FORD MOTOR CO COMMON EQUITY 345370860 101.722 7855 YES NO PULTE GROUP 7.375% PREFERRED EQUITY 745867200 100.24 4000 YES NO QUESTAR CORP COM COMMON EQUITY 748356102 98.8 5000 YES NO WISDOMTREE TR EARNING EXCHANGE TRADED 500 FD (EPS) PRODUCT 97717w588 98.72 2000 YES NO KRAFT FOODS GROUP COMMON EQUITY 50076q106 98.049 2156 YES NO OGE ENERGY CORP COMMON EQUITY 670837103 97.585 1733 YES NO CENTRAL FD COMMON EQUITY 153501101 95.056 4520 YES NO LOEWS CORP COM COMMON EQUITY 540424108 94.01 2307 YES NO PREFORMED LINES PRODS CO COMMON EQUITY 740444104 93.408 1572 YES NO ATLAS AIR WORLDWIDE HOLDINGS COMMON EQUITY 049164205 93.072 2100 YES NO GLAXOSMITHKLINE PLC SPONS ADR COMMON EQUITY 37733w105 92.287 2123 YES NO JOHNSON CONTROLS INC COM COMMON EQUITY 478366107 92.01 3000 YES NO GOOGLE COMMON EQUITY 38259p508 91.959 130 YES NO GENUINE PARTS CO COMMON EQUITY 372460105 91.237 1435 YES NO ENERGY TRANSFER EQUITY UNITS COMMON EQUITY 29273v100 90.96 2000 YES NO ISHARES RUSSELL MIDCAP EXCHANGE TRADED GROWTH INDEX (IWP) PRODUCT 464287481 88.234 1405 YES NO NISOURCE INC HLDG CO COM STK COMMON EQUITY 65473p105 86.891 3491 YES NO GILEAD SCIENCES INC COMMON EQUITY 375558103 86.451 1177 YES NO FIRST HORIZON NATL CORP COM COMMON EQUITY 320517105 85.583 8636 YES NO MORGAN STANLEY COM NEW COMMON EQUITY 617446448 84.377 4413 YES NO HENRY SCHEIN INC COMMON EQUITY 806407102 80.42 1000 YES NO ING GROEP N V 8.5% PERPETUAL HYBRID CAP SE PREFERRED EQUITY 456837806 79.969 3125 YES NO REGIONS FINL CORP NEW COM COMMON EQUITY 7591ep100 79.107 11095 YES NO EXCHANGE TRADED ISHARES TR MSCI ACWI INDEX PRODUCT 464288257 78.611 1635 YES NO NORFOLK SOUTHERN CORP COMMON EQUITY 655844108 77.918 1260 YES NO AARONS INC CL A COMMON EQUITY 002535300 76.342 2700 YES NO NAVIGANT CONSULTING COMMON EQUITY 63935n107 75.888 6800 YES NO SUNCOR ENERGY INC NEW COM COMMON EQUITY 867224107 75.854 2300 YES NO DE MASTER BLENDERS 1753 COMMON EQUITY n2563n109 75.454 6565 YES NO STARBUCKS CORP COM COMMON EQUITY 855244109 75.136 1401 YES NO EXCHANGE TRADED ISHARES S&P NATL MUNI BOND PRODUCT 464288414 73.022 660 YES NO CLECO CORP COMMON EQUITY 12561w105 72.018 1800 YES NO KINDER MORGAN COMMON EQUITY 49456b101 71.296 2018 YES NO SELECT SECTOR SPDR EXCHANGE TRADED TR ENERGY (XLE) PRODUCT 81369y506 71.277 998 YES NO CSX CORPORATION COMMON EQUITY 126408103 69.331 3514 YES NO MCGRAW HILL COMPANIES INC COMMON EQUITY 580645109 68.666 1256 YES NO GENERAL MILLS INC COM COMMON EQUITY 370334104 68.067 1684 YES NO ING GROEP N V PERPETUAL HYBRID CAP SECS 6. PREFERRED EQUITY 456837608 67.732 2800 YES NO FMC CORP NEW COMMON EQUITY 302491303 67.649 1156 YES NO SPDR WELLS FARGO PFD EXCHANGE TRADED STOCK ETF (PSK) PRODUCT 78464a292 67.47 1500 YES NO EXCHANGE TRADED ISHARES INC MSCI BRAZIL (EWZ) PRODUCT 464286400 67.128 1200 YES NO MKT VECTORS MORNINGSTAR WIDE MOAT (MOAT) COMMON EQUITY 57060u134 66.63 3000 YES NO ISHARES TR MSCI EMERGING EXCHANGE TRADED MKTS INDEX (EEM) PRODUCT 464287234 66.436 1498 YES NO ROSS STORES INC COMMON EQUITY 778296103 65.936 1219 YES NO CHARLES SCHWAB CORP COM NEW COMMON EQUITY 808513105 64.62 4500 YES NO EATON CORP COMMON EQUITY g29183103 62.957 1162 YES NO SHERWIN WILLIAMS CO COMMON EQUITY 824348106 61.528 400 YES NO HALLIBURTON CO COM COMMON EQUITY 406216101 61.02 1759 YES NO HONEYWELL INTL INC COMMON EQUITY 438516106 60.614 955 YES NO UBS RUSSELL 1000 GROWTH INDEX PREFERRED EQUITY 90268u176 59.843 2180 YES NO GOLDMAN SACHS GROUP COMMON EQUITY 38141g104 59.826 469 YES NO BLUEHARBOR BANK NC COMMON EQUITY 095613105 58.725 13500 YES NO O'REILLY AUTOMOTIVE INC COM COMMON EQUITY 67103h107 58.391 653 YES NO ABERCROMBIE & FITCH CO CL A COMMON EQUITY 002896207 58.332 1216 YES NO PRAXAIR INC COMMON EQUITY 74005P104 58.118 531 YES NO GMAC LLC PINES 7.3% (GMA) PREFERRED EQUITY 36186c202 57.477 2300 YES NO WELLS FARGO CAP XII ENHANCED TR PFD SECS T PREFERRED EQUITY 94985v202 56.993 2250 YES NO ENSCO PLC A COMMON EQUITY g3157s106 56.909 960 YES NO SCBT FINL CORP COM COMMON EQUITY 78401v102 55.489 1381 YES NO EMC CORP (MASS) COM COMMON EQUITY 268648102 55.382 2189 YES NO AMERICAN ELECTRIC POWER CO COMMON EQUITY 025537101 55.271 1295 YES NO BAC CAP TR VIII 6% GTD CAP SEC INC SER A P PREFERRED EQUITY 05518t209 55.242 2200 YES NO FRANKLIN RESOURCES INC COMMON EQUITY 354613101 55.182 439 YES NO AVON PRODS INC COMMON EQUITY 054303102 53.376 3717 YES NO EXCHANGE TRADED POWERSHS AGRICULTURE FUND (DBA) PRODUCT 73936b408 53.105 1900 YES NO MARKET VECTORS ETF SHORT EXCHANGE TRADED MUNI INDEX (SMB) PRODUCT 57060u803 53.04 3000 YES NO DR PEPPER SNAPPLE GROUP INC COMMON EQUITY 26138e109 53.016 1200 YES NO WACHOVIA PRF FDG CORP PERP PFD SECS SER A PREFERRED EQUITY 92977v206 52.82 2000 YES NO METTLER TOLEDO INTL COM COMMON EQUITY 592688105 51.998 269 YES NO POWERSHARES DYNAMIC EXCHANGE TRADED TECHNOLOGY (PTF) PRODUCT 73935x344 51.821 1980 YES NO SWEDISH ELEMENTS ROGERS EXCHANGE TRADED COMMODITY (RJI) PRODUCT 870297801 51.72 6000 YES NO UNUMPROVIDENT CORP COMMON EQUITY 91529y106 51.238 2461 YES NO EXCHANGE TRADED EATON VANCE FLTNG RTE COM PRODUCT 278279104 51.12 3000 YES NO WISDOMTREE TR INTL DIVID EXCHANGE TRADED EX FINLS (DOO) PRODUCT 97717w786 51.118 1220 YES NO JPMORGAN CHASE CAP 6.35% TR PFD SECS MAT 6 PREFERRED EQUITY 481228203 50.56 2000 YES NO PRUDENTIAL FINL INC COM COMMON EQUITY 744320102 50.557 948 YES NO KKR & CO COMMON EQUITY 48248m102 50.259 3300 YES NO CITIGROUP CAP XIV GTD ENHANCED TR PFD SECS PREFERRED EQUITY 17309e200 50.178 2000 YES NO AUXILIUM PHARMACEUTICL COMMON EQUITY 05334d107 50.056 2700 YES NO CNB CORP CDT COM ISSUE INACTIVE COMMON EQUITY 12612r105 49.712 1080 YES NO SIGMA ALDRICH COMMON EQUITY 826552101 49.299 670 YES NO XCEL ENERGY INC COMMON EQUITY 98389b100 49.093 1838 YES NO XYLEM INC COMMON EQUITY 98419m100 48.78 1800 YES NO SLM CORP 6% PREFERRED EQUITY 78442p304 47.98 2000 YES NO CONSOLIDATED EDISON INC COM COMMON EQUITY 209115104 47.487 855 YES NO COSTCO WHSL CORP COMMON EQUITY 22160k105 47.292 479 YES NO ISHARES TR S&P SMALLCAP EXCHANGE TRADED 600 INDEX (IJR) PRODUCT 464287804 46.86 600 YES NO PIMCO ETF TR 0-5 YR HIGH YIELD CORP (HYS) COMMON EQUITY 72201r783 46.544 450 YES NO ROCKWELL AUTOMATION INC COM FORMERLY ROCKW COMMON EQUITY 773903109 46.53 554 YES NO BIOTECH HLDRS TR DEPOSITARY EXCHANGE TRADED RCPTS (BBH) PRODUCT 09067d201 46.2 300 YES NO NVR INC COM COMMON EQUITY 62944t105 46 50 YES NO DIEBOLD COMMON EQUITY 253651103 45.915 1500 YES NO ZWEIG FD INC COM NEW COMMON EQUITY 989834205 45.6 3750 YES NO FIDUS INVT CORP COM COMMON EQUITY 316500107 44.909 2730 YES NO EXCHANGE TRADED GLOBAL CHINA CONSUMER (CHIQ) PRODUCT 37950e408 44.61 3000 YES NO TWO HBRS INVT CORP COM COMMON EQUITY 90187b101 44.32 4000 YES NO LANCE INC COMMON EQUITY 833551104 43.658 1810 YES NO TERADATA CORP DEL COM COMMON EQUITY 88076w103 43.323 700 YES NO NEWS CORP CL B COMMON EQUITY 65248e203 42.483 1619 YES NO ALLSTATE CORP COMMON EQUITY 20002101 42.42 1056 YES NO VANGUARD INDEX FDS REIT ETF EXCHANGE TRADED (VNQ) PRODUCT 922908553 41.651 633 YES NO CORNING INC COM COMMON EQUITY 219350105 41.479 3287 YES NO CAROLINA PWR & LT CO PFD $5.44 PREFERRED EQUITY 144141405 40 400 YES NO WATSON PHARMACEUTICAL INC COMMON EQUITY 942683103 39.56 460 YES NO LIBERTY MEDIA HLDG CORP CAP COM SER A COMMON EQUITY 530322106 39.559 341 YES NO INSURED MUN INCOME FD COM CLOSED END 84741t104 37.6 2505 YES NO SPECTRA ENERGY PARTNERS COMMON EQUITY 84756n109 37.476 1200 YES NO EBAY INC COM COMMON EQUITY 278642103 37.279 731 YES NO MORGAN STANLEY CAP TR V CAP SECS PFD 5.75% PREFERRED EQUITY 617466206 36.99 1500 YES NO HILLSHIRE BRANDS CO COM COMMON EQUITY 432589109 36.948 1313 YES NO EDWARDS LIFESCIENCES COMMON EQUITY 28176e108 36.88 409 YES NO BARRICK GOLD CORP COM COMMON EQUITY 067901108 36.725 1049 YES NO MEDTRONIC INC COMMON EQUITY 585055106 36.713 895 YES NO DNP SELECT INCOME FD INC COM CLOSED END 23325p104 36.45 3849 YES NO ASSURED GTY MUN HLDGS INC NT PREFERRED EQUITY 04623a403 36.375 1500 YES NO BUCKEYE PARTNERS L.P COMMON EQUITY 118230101 36.328 800 YES NO EASTMAN CHEMICAL CO COMMON EQUITY 277432100 36.067 530 YES NO VIACOM INC CL B COMMON EQUITY 92553p201 35.758 678 YES NO AON PLC SHARES COMMON EQUITY g0408v102 35.646 641 YES NO BANCROFT FD LTD CLOSED END 59695106 35.194 2146 YES NO ITT CORP COMMON EQUITY 450911201 35.19 1500 YES NO LORILLARD INC COM COMMON EQUITY 544147101 35.001 300 YES NO COLGATE PALMOLIVE CO COMMON EQUITY 194162103 34.812 333 YES NO YUM BRANDS INC COM COMMON EQUITY 988498101 34.462 519 YES NO MOLSON COORS BREWING CL B COMMON EQUITY 60871r209 34.446 805 YES NO WALGREEN CO COMMON EQUITY 931422109 34.123 922 YES NO RITE AID CORP COMMON EQUITY 767754104 34 25000 YES NO COCA COLA BOTTLING CO COMMON EQUITY 191098102 33.915 510 YES NO PIONEER NAT RES CO COM COMMON EQUITY 723787107 33.682 316 YES NO CARDINAL HEALTH INC COM COMMON EQUITY 14149y108 33.232 807 YES NO THERMO FISHER SCIENTIFIC INC COMMON EQUITY 883556102 33.166 520 YES NO RYDEX GUGGENHEIM S&P MIDCAP 400 GROWTH-RFG COMMON EQUITY 78355w601 33.127 363 YES NO METLIFE INC COM COMMON EQUITY 59156r108 32.808 996 YES NO ULTRA PETE CORP COM COMMON EQUITY 903914109 32.634 1800 YES NO CITIGROUP CAP IX TR PFD SECS 6.00% CALLABL PREFERRED EQUITY 173066200 32.461 1300 YES NO KIMBERLY CLARK COMMON EQUITY 494368103 32.421 384 YES NO MERRILL LYNCH K SERIES 6.45% PREFERRED EQUITY 590199204 32.409 1300 YES NO ROCKWELL COLLINS INC COM COMMON EQUITY 774341101 32.226 554 YES NO WATERS CORP COM COMMON EQUITY 941848103 31.799 365 YES NO POWERSHARES EXCHANGE EXCHANGE TRADED TRADED INTL DIV (PID) PRODUCT 73935x716 31.66 2000 YES NO CHUBB CORP COMMON EQUITY 171232101 31.634 420 YES NO ZWEIG TOTAL RETURN FD INC COM NEW (ZTR) COMMON EQUITY 989837208 30.775 2500 YES NO EXCHANGE TRADED POWERSHARES US DOLLAR BULL (UUP) PRODUCT 73936d107 30.534 1400 YES NO WISDOMTREE TR SMALLCAP EARNING EXCHANGE TRADED FD (EES) PRODUCT 97717W562 30.397 536 YES NO WISDOMTREE EMG MKTS YIELDING EXCHANGE TRADED EQUITY (DEM) PRODUCT 97717W315 30.311 530 YES NO GOLDMAN SACHS FLOATING PFD SERIES C PREFERRED EQUITY 38144x609 29.834 1400 YES NO BLACKROCK MUN INCOME TR II CLOSED END 09249n101 29.437 1816 YES NO PAYCHEX INC COMMON EQUITY 704326107 29.141 937 YES NO MARKET VECTORS ETF TR EXCHANGE TRADED OIL SVCS ETF PRODUCT 57060u191 28.973 750 YES NO POWERSHARES BLDG & EXCHANGE TRADED CONSTRUCTION (PKB) PRODUCT 73935x666 27.859 1600 YES NO FACEBOOK COMMON EQUITY 30303m102 27.525 1034 YES NO ISHARES TR MORNINGSTAR LARGE VALUE (JKF) COMMON EQUITY 464288109 27.4 425 YES NO BLACKROCK CORPORATE EXCHANGE TRADED HIGH YIELD (CYE) PRODUCT 09255m104 27.101 3580 YES NO VAN KAMPEN AMERICAN CAPITAL EXCHANGE TRADED MUNI OPP (VMO) PRODUCT 46132c107 26.685 1829 YES NO DIRECT TV CLASS A COMMON EQUITY 25490a309 26.434 527 YES NO ISHARES INC MSCI PACIFIC EXCHANGE TRADED EX JAPAN INDEX FD PRODUCT 464286665 26.021 552 YES NO ING GLOBAL EQUITY DIVID & EXCHANGE TRADED PREM OPP (IGD) PRODUCT 45684e107 26.01 3000 YES NO US BANCORP DEL COM COMMON EQUITY 902973304 25.616 802 YES NO VIRGINIA HERITAGE BANK COM COMMON EQUITY 927819102 25.4 2000 YES NO HARLEY DAVIDSON INC COMMON EQUITY 412822108 25.343 519 YES NO RENAISSANCERE HOLDINGS LTD PREF SHS C 6.08 PREFERRED EQUITY g7498p309 25.09 1000 YES NO RYDER SYS INC COMMON EQUITY 783549108 24.965 500 YES NO COHEN & STEERS CLOSED END EXCHANGE TRADED OPPORTUNITY FD PRODUCT 19248p106 24.84 2000 YES NO INTUITIVE SURGICAL INC COM NEW COMMON EQUITY 46120e602 24.519 50 YES NO NUVEEN MULTI STRATEGY INC & EXCHANGE TRADED GROW (JPC) PRODUCT 67073b106 24.275 2500 YES NO POWERSHARES WATER RESOURCES EXCHANGE TRADED (PHO) PRODUCT 73935x575 23.863 1150 YES NO ISHARES TR S&P GLOBAL ENERGY EXCHANGE TRADED SECTOR INDEX PRODUCT 464287341 22.95 600 YES NO FEDEX CORP COM COMMON EQUITY 31428x106 22.93 250 YES NO WP CAREY & CO COMMON EQUITY 92936u109 22.516 432 YES NO ING GROEP NV PERPETUAL DEBT SECS 7.05% CAL PREFERRED EQUITY 456837202 22.509 900 YES NO NUVEEN QUALITY INCOME MUNICIPAL FD INC CLOSED END 670977107 22.371 1466 YES NO POWERSHARES S&P LOW VOLATILITY EXCHANGE TRADED PORTFOLIO PRODUCT 73937b779 22.144 800 YES NO FIRST AMERICAN FINANCIAL CORP COMMON EQUITY 31847r102 21.681 900 YES NO OPTICAL CABLE CORP COM NEW COMMON EQUITY 683827208 21.635 5800 YES NO CORELOGIC INC COMMON EQUITY 21871d103 21.536 800 YES NO EXCHANGE TRADED ISHARES MSCI CHILE (ECH) PRODUCT 464286640 21.185 335 YES NO DREYFUS HIGH YIELD STRATEGIES EXCHANGE TRADED (DHF) PRODUCT 26200s101 20.6 5000 YES NO RBS CAP FDG TR V GTD TR PFD SECS 5.90% PREFERRED EQUITY 74928K208 20.36 1000 YES NO FLAHERTY & CRUMRINE CLAYMORE EXCHANGE TRADED TOTAL RETURN PRODUCT 338479108 20.14 1000 YES NO PROTECTIVE LIFE CORP COMMON EQUITY 743674103 20.12 704 YES NO NICHOLAS FINL INC BC COM NEW COMMON EQUITY 65373j209 20.113 1622 YES NO REAVES UTIL INCOME FD COM SHS BEN INT COMMON EQUITY 756158101 19.985 839 YES NO CLAYMORE/BNY MELLON FRONTIER EXCHANGE TRADED MKTS (FRN) PRODUCT 18383q838 19.76 1000 YES NO WILLIAMS COS INC COM COMMON EQUITY 969457100 19.644 600 YES NO SPRINT COMMON EQUITY 852061100 19.618 3460 YES NO EXCHANGE TRADED ING PRIME RATE TR SH BEN INT PRODUCT 44977w106 19.617 3159 YES NO POWERSHARES DYNAMIC HEALTHCARE EXCHANGE TRADED (PTH) PRODUCT 73935X351 19.364 590 YES NO RYDEX GUGGENHEIM S&P 500 EXCHANGE TRADED PURE GROWTH (RPG) PRODUCT 78355w403 19.121 388 YES NO WINDSTREAM CORP COM COMMON EQUITY 97381w104 18.257 2205 YES NO ISHARES TR FTSE XINHUA EXCHANGE TRADED HK CHINA (FXI) PRODUCT 464287184 18.203 450 YES NO ROYAL GOLD INC COMMON EQUITY 780287108 18.143 223 YES NO REGENERON PHARMA COMMON EQUITY 75886f107 18.133 106 YES NO CAROLINA BK LINCOLNTON NC COMMON EQUITY 144200102 17.55 7500 YES NO EXCHANGE TRADED ALPS ETF ALERIAN MLP (AMLP) PRODUCT 00162q866 17.545 1100 YES NO TRIPADVISOR INC COMMON EQUITY 896945201 17.481 417 YES NO SLM CORP COM COMMON EQUITY 78442p106 17.13 1000 YES NO HEWLETT PACKARD COMMON EQUITY 428236103 17.015 1194 YES NO UNITEDHEALTH GROUP INC COM COMMON EQUITY 91324p102 16.814 310 YES NO TECO ENERGY INC COM COMMON EQUITY 872375100 16.76 1000 YES NO LUCENT TECHNOLOGIES CAP TR I CONV TR PFD S PREFERRED EQUITY 549462307 16.593 20 YES NO EXCHANGE TRADED ISHARES S&P GLOBAL CONS STAPLES PRODUCT 464288737 16.199 220 YES NO YAHOO INC COM COMMON EQUITY 984332106 15.92 800 YES NO MYLAN INC COM COMMON EQUITY 628530107 15.894 579 YES NO FRONTIER COMMUNICATION COM COMMON EQUITY 35906a108 15.857 3705 YES NO SIMON PPTY GROUP INC NEW COM COMMON EQUITY 828806109 15.809 100 YES NO EXPEDIA INC COMMON EQUITY 30212p303 15.79 257 YES NO TEXAS INSTRUMENTS INC COMMON EQUITY 882508104 15.785 511 YES NO FLAHERTY & CRUMRINE CLAYMORE PFD SEC INC C PREFERRED EQUITY 338478100 15.64 800 YES NO VANGUARD NAT RES LLCCOM UNIT COMMON EQUITY 92205f106 15.6 600 YES NO ING GROEP COMMON EQUITY n4578e413 15.525 1668 YES NO GABELLI HEALTHCARE & WELLNESS EXCHANGE TRADED (GRX) PRODUCT 36246k103 15.516 1800 YES NO PRICESMART INC COM COMMON EQUITY 741511109 15.398 200 YES NO ALLIANZ SOCIETAS EUROPAEA SE 8.375% UNDATE PREFERRED EQUITY 018805200 15.375 600 YES NO BIOGEN IDEC INC COMMON EQUITY 09062x103 15.369 105 YES NO BANK AMER CORP 8.2% DEP SH REPSTG 1/1000TH PREFERRED EQUITY 060505765 15.36 600 YES NO VANGUARD INDEX TOTAL STK MKT EXCHANGE TRADED (VTV) PRODUCT 922908769 15.316 209 YES NO COUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01 PREFERRED EQUITY 222388209 15.114 600 YES NO SELECT SECTOR SPDR MATERIALS EXCHANGE TRADED (XLB) PRODUCT 81369y100 15.016 400 YES NO MERRILL LYNCH PFD CAP TR III TR ORIG PFD S PREFERRED EQUITY 59021f206 14.994 600 YES NO MOTOROLA INC COMMON EQUITY 620076307 14.922 268 YES NO AMPHENOL CORP A COMMON EQUITY 032095101 14.881 230 YES NO AMAZON.COM COMMON EQUITY 023135106 14.801 59 YES NO TIME WARNER CABLE INC COM COMMON EQUITY 88732j207 14.773 152 YES NO ISHARES TR S&P 500 VALUE COMMON EQUITY 464287408 14.606 220 YES NO CROWN CASTLE INTL CORP COM COMMON EQUITY 228227104 14.432 200 YES NO HARSCO CORP COMMON EQUITY 415864107 14.053 598 YES NO SPX CORP COMMON EQUITY 784635104 14.03 200 YES NO VALLEY NATL BANCORP COM COMMON EQUITY 919794107 13.95 1500 YES NO OXFORD INDS INC COM COMMON EQUITY 691497309 13.908 300 YES NO MRC GLOBAL INC COM COMMON EQUITY 55345k103 13.89 500 YES NO MARSH & MCLENNAN COS INC COM COMMON EQUITY 571748102 13.788 400 YES NO ISHARES NASDAQ BIOTECHNOLOGY EXCHANGE TRADED INDEX (IBB) PRODUCT 464287556 13.722 100 YES NO PETSMART INC COMMON EQUITY 716768106 13.668 200 YES NO LIBERTY MEDIA HLDG CRP INT COM SER A COMMON EQUITY 53071m104 13.245 673 YES NO EXCHANGE TRADED ISHARES TR COHEN&ST RLTY (ICF) PRODUCT 464287564 13.195 168 YES NO NEWCASTLE INVT CORP COM COMMON EQUITY 65105m108 13.159 1516 YES NO HUNTINGTON BANCSHARES INC COMMON EQUITY 446150104 13.144 2057 YES NO ISHARES S&P GLOBAL HEALTHCARE EXCHANGE TRADED SECTOR (IXJ) PRODUCT 464287325 13.094 203 YES NO GOLDMAN SACHS GROUP INC NT 6 1/8% PREFERRED EQUITY 38145x111 13.06 500 YES NO ISHARES TR S&P GLOBAL 100 EXCHANGE TRADED INDEX FD (IOO) PRODUCT 464287572 12.984 203 YES NO LIBERTY GLOBAL INC COM SER A COMMON EQUITY 530555101 12.844 204 YES NO AETNA US HEALTHCARE INC COMMON EQUITY 00817y108 12.828 277 YES NO SANDRIDGE ENERGY INC COM COMMON EQUITY 80007p307 12.7 2000 YES NO ESTALISSEMENTS DELHAIZE FRERES ET CIE LE L COMMON EQUITY 29759w101 12.692 313 YES NO EXCEL TR INC COM COMMON EQUITY 30068c109 12.67 1000 YES NO ISHARES TR RUSSELL MIDCAP EXCHANGE TRADED INDEX FD (IWR) PRODUCT 464287499 12.441 110 YES NO APACHE CORP COMMON EQUITY 037411105 12.403 158 YES NO HARRIS TEETER SUPERMARKETS INC COM COMMON EQUITY 414585109 12.224 317 YES NO ILLINOIS TOOL WORKS INC COM COMMON EQUITY 452308109 12.162 200 YES NO NUVEEN PREMIUM INCOME MUNI FD INC CLOSED END 67062T100 12.125 810 YES NO FIRST NATL BK SHELBY N C COM COMMON EQUITY 33354p107 12.002 192 YES NO EGA EMG MARKETS CONSUMER EXCHANGE TRADED TITANS (ECON) PRODUCT 268461779 11.988 450 YES NO MFS CHARTER INCOME TRUST NEW CLOSED END 552727109 11.962 1182 YES NO UNITED STS STL CORP NEW COM COMMON EQUITY 912909108 11.925 500 YES NO EXCHANGE TRADED ISHARES TR S&P500 GRW (IVW) PRODUCT 464287309 11.891 157 YES NO EOG RES INC COM COMMON EQUITY 26875p101 11.837 98 YES NO CAROLINA PWR & LT CO PFD $5 PREFERRED EQUITY 144141306 11.831 114 YES NO SPDR MORGAN STANLEY TECHNOLOGY EXCHANGE TRADED (MTK) PRODUCT 78464a102 11.69 171 YES NO ISHARES DOW JONES US BASIC EXCHANGE TRADED MATERIALS (IYM) PRODUCT 464287838 11.436 165 YES NO GENESEE & WYO INC CL A COMMON EQUITY 371559105 11.412 150 YES NO V F CORP COMMON EQUITY 918204108 11.323 75 YES NO FOREST LABS INC COMMON EQUITY 345838106 10.949 310 YES NO MANAGED HIGH YIELD PLUS FD INC COM COMMON EQUITY 561911108 10.7 5000 YES NO WISCONSIN ENERGY CORP COM COMMON EQUITY 976657106 10.502 285 YES NO NUVEEN NEW YORK COMMON EQUITY 670976109 10.43 666 YES NO VANGUARD INTL EQUITY TOTAL WORLD COMMON EQUITY 922042742 10.378 210 YES NO CORPORATE BACKED TR CTFS 2003-7 BOEING CO PREFERRED EQUITY 21988g262 10.356 400 YES NO CORPORATE BACKED TR CTFS DUKE CAP CORP NT PREFERRED EQUITY 21988g312 10.328 400 YES NO EQUINIX INC COMMON EQUITY 29444u502 10.31 50 YES NO WELLS FARGO & CO NEW DEP SHS SER J PFD SHS PREFERRED EQUITY 949746879 10.273 350 YES NO STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 PREFERRED EQUITY 784787202 10.24 400 YES NO MERRILL LYNCH PFD CAP TR IV TR ORIGINATED PREFERRED EQUITY 59021g204 10.234 410 YES NO RAYTHEON CO COM NEW COMMON EQUITY 755111507 10.188 177 YES NO CITIGROUP CAP VII CAP SEC 7.125% TRUPS PFD PREFERRED EQUITY 17306n203 10.152 400 YES NO CANADIAN OIL SANDS COMMON EQUITY 13643e105 10.132 500 YES NO ISHARES MSCI AUSTRALIA INDEX EXCHANGE TRADED (EWA) PRODUCT 464286103 10.131 403 YES NO BROADCOM CORP CL A COMMON EQUITY 111320107 10.129 305 YES NO COUSINS PPTYS INC PFD SER A 7.750% (REIT) PREFERRED EQUITY 222795304 10.112 400 YES NO ISHARES S&P GLOBAL INFO EXCHANGE TRADED TECHNOLOGY (IXN) PRODUCT 464287291 10.097 150 YES NO PIMCO ETF TR SHORT TERM MUN BD (SMMU) COMMON EQUITY 72201r874 10.084 200 YES NO AXIS CAPITAL HLDGS LTD 7.25% SER A PFD CAL PREFERRED EQUITY g0692u208 10.024 397 YES NO ISHARES COMEX GOLD TR ISHARES EXCHANGE TRADED (IAU) PRODUCT 464285105 10.012 615 YES NO AEGON NV PERPETUAL CAP SECS CALLABLE 09/1 PREFERRED EQUITY n00927306 10 400 YES NO CITIGROUP CAP X CAP SECS-TRUPS 6.10% 09/30 PREFERRED EQUITY 173064205 9.948 400 YES NO PEPCO HLDGS INC COM COMMON EQUITY 713291102 9.805 500 YES NO VANGUARD WORLD HEALTH CARE EXCHANGE TRADED (VHT) PRODUCT 92204a504 9.747 136 YES NO SPDR BARCLAYS CAPITAL S-T EXCHANGE TRADED MUNI BOND (SHM) PRODUCT 78464a425 9.724 400 YES NO SUBURBAN PROPANE PARTNERS L P UNIT LTD PAR COMMON EQUITY 864482104 9.715 250 YES NO PAA NAT GAS STORAGE LP COM UNIT LTD PART I COMMON EQUITY 693139107 9.696 509 YES NO FIRST TR BK CHARLOTTE COMMON EQUITY 33732n105 9.655 1341 YES NO KLA TENCOR CORP COMMON EQUITY 482480100 9.552 200 YES NO MANITOWOC INC COMMON EQUITY 563571108 9.475 604 YES NO DELL COMPUTER COMMON EQUITY 24702r101 9.42 929 YES NO WEINGARTEN REALTY INVESTORS SHARES OF BENE COMMON EQUITY 948741103 9.37 350 YES NO EDISON INTERNATIONAL COMMON EQUITY 281020107 9.038 200 YES NO GANNETT COMPANY INC COMMON EQUITY 364730101 9.005 500 YES NO BED BATH & BEYOND INC COMMON EQUITY 075896100 8.946 160 YES NO COCA COLA ENTERPRISES INC NEW COM COMMON EQUITY 19122t109 8.694 274 YES NO APPOLLO INVT CORP COMMON EQUITY 03761u106 8.611 1030 YES NO ENERGY TRANSFER PART LP COMMON EQUITY 29273r109 8.586 200 YES NO NATIONAL OILWELL VARCO INC COMMON EQUITY 637071101 8.544 125 YES NO STELLARONE CORP COM COMMON EQUITY 85856g100 8.484 600 YES NO CAMPBELL SOUP CO COMMON EQUITY 134429109 8.478 243 YES NO TEREX CORP NEW COMMON EQUITY 880779103 8.433 300 YES NO VARIAN MED SYS INC COM COMMON EQUITY 92220p105 8.429 120 YES NO DUFF AND PHELPS UTILITY & CORPORATE BOND T COMMON EQUITY 26432k108 8.177 667 YES NO PUTNAM MANAGED MUNICIPAL INCOME TRUST CLOSED END 746823103 8.141 1010 YES NO PEABODY ENERGY CORP COM COMMON EQUITY 704549104 8.116 305 YES NO GENERAL ELEC CAP CORP PUBLIC INCOME NT PIN PREFERRED EQUITY 369622527 8.081 323 YES NO WELLS FARGO MULTI SECTOR INCOME EXCHANGE TRADED FD (ERC) PRODUCT 94987d101 8.036 497 YES NO HANCOCK JOHN BK & THRIFT OPP EXCHANGE TRADED (BTO) PRODUCT 409735206 8.008 455 YES NO FLUOR CORP NEW COM COMMON EQUITY 343412102 7.93 135 YES NO FORTUNE BRANDS INC COM COMMON EQUITY 073730103 7.82 128 YES NO MARKET VECTORS GOLD MINES EXCHANGE TRADED (GDXJ) PRODUCT 57060u589 7.718 390 YES NO STAPLES INC COMMON EQUITY 855030102 7.695 675 YES NO DISCOVERY COMMUNICATIONS INC SER A COMMON EQUITY 25470f104 7.681 121 YES NO UPS CLASS A PRIVATE PLACEMENT COMMON EQUITY 91199u996 7.668 104 YES NO ISHARES BARCLAYS TIPS EXCHANGE TRADED BD PROTECTED (TIP) PRODUCT 464287176 7.649 63 YES NO WISDOMTREE TR INTL LARGECAP EXCHANGE TRADED DIVID (DOL) PRODUCT 97717W794 7.638 170 YES NO MARATHON OIL CORP COM COMMON EQUITY 565849106 7.634 249 YES NO MERRILL LYNCH CAP TR III 7.375% PFD SHS MA PREFERRED EQUITY 59025d207 7.539 300 YES NO MARKET VECTORS INDIA SMALL CAP ETF (SCIF) COMMON EQUITY 57060u563 7.506 675 YES NO NUVEEN QUALITY MUN FD INC COM (NQI) COMMON EQUITY 67062n103 7.485 500 YES NO WYNDHAM WORLDWIDE CORP COM COMMON EQUITY 98310w108 7.449 140 YES NO AUTODESK INC COMMON EQUITY 052769106 7.424 210 YES NO PLUM CREEK TIMBER CO INC COM COMMON EQUITY 729251108 7.41 167 YES NO MASTERCARD INC CL A COM COMMON EQUITY 57636q104 7.369 15 YES NO FLOWSERVE CORP COM COMMON EQUITY 34354p105 7.34 50 YES NO CANADIAN NATURAL RES LTD COMMON EQUITY 136385101 7.275 252 YES NO ENTERGY CORP COMMON EQUITY 29364G103 7.268 114 YES NO PULTE HOMES INC COMMON EQUITY 745867101 7.264 400 YES NO WAL MART DE MEXICO SA DE CV SPONS ADR ISIN COMMON EQUITY 93114w107 7.211 222 YES NO DONNELLEY R R & SONS CO COMMON EQUITY 257867101 7.192 800 YES NO INTERNATIONAL SPEEDWAY CORP CL A COMMON EQUITY 460335201 7.189 260 YES NO DISCOVERY COMMUNICATIONS I NC SER C COMMON EQUITY 25470f302 7.079 121 YES NO SMUCKER J M CO COM NEW COMMON EQUITY 832696405 7.072 82 YES NO BARCLAYS BK PLC DJAIG CMDT ETN EXCHANGE TRADED (DJP) PRODUCT 06738c778 7.03 170 YES NO KRISPY KREME DOUGHNUTS COM COMMON EQUITY 501014104 6.979 744 YES NO LOCKHEED MARTIN CORP COM COMMON EQUITY 539830109 6.922 75 YES NO COACH INC COM COMMON EQUITY 189754104 6.661 120 YES NO NEWS CORP CL A COMMON EQUITY 65248e104 6.633 260 YES NO RSTK CBEYOND COMMUNICATIONS INC COMMON EQUITY 149847907 6.545 724 YES NO WAL MART DE MEXICO SA DE CV SHS SER V ISIN COMMON EQUITY p98180105 6.52 2000 YES NO IAC INTERACTIVE CORP COMMON EQUITY 44919p508 6.378 135 YES NO ISHARES TR RUSSELL 2000 INDEX EXCHANGE TRADED (IWM) PRODUCT 464287655 6.324 75 YES NO TEMPUR PEDIC INTL INC COM COMMON EQUITY 88023u101 6.298 200 YES NO NORTHEAST UTILITIES COMMON EQUITY 664397106 6.292 161 YES NO JHANCOCK PATRIOT PREMIUM DIVIDEND EXCHANGE TRADED (PDT) PRODUCT 41013t105 6.242 460 YES NO NFJ DIVID INT & PREM STRATEGY EXCHANGE TRADED FD COM (NFJ) PRODUCT 65337h109 6.24 400 YES NO SWISHER HYGIENE INC COMMON EQUITY 870808102 6.125 3500 YES NO PUBLIC SVC ENTERPRISE GROUP INC COM COMMON EQUITY 744573106 6.12 200 YES NO ATMOS ENERGY CORP. COMMON EQUITY 49560105 6.111 174 YES NO WELLPOINT INC COMMON EQUITY 94973v107 6.092 100 YES NO FIRST COMWLTH FINL CORP PA COM COMMON EQUITY 319829107 5.968 875 YES NO SPDR S&P OIL GAS EXPL & PRODTN EXCHANGE TRADED (XOP) PRODUCT 78464a730 5.949 110 YES NO VANGUARD WORLD INFORMATION TECH EXCHANGE TRADED (VGT) PRODUCT 92204a702 5.943 86 YES NO AIRGAS INC COMMON EQUITY 009363102 5.934 65 YES NO H&R BLOCK COMMON EQUITY 93671105 5.905 318 YES NO NUVEEN MUNICIPAL VALUE FUND INC CLOSED END 670928100 5.843 570 YES NO EXCHANGE TRADED ROYCE VALUE TR INC (RUT) PRODUCT 780910105 5.838 435 YES NO SPROTT PHYSICAL SILVER TR COMMON EQUITY 85207k107 5.695 473 YES NO BROOKFIELD INFR PRT LP LP INT UNIT COMMON EQUITY g16252101 5.64 160 YES NO CREE INC COM COMMON EQUITY 225447101 5.607 165 YES NO TYCO ELECTRONICS LTD SWITZERLAND COMMON EQUITY h84989104 5.568 150 YES NO SIRIUS XM RADIO INC COM COMMON EQUITY 82967n108 5.549 1920 YES NO STRYKER CORP COMMON EQUITY 863667101 5.482 100 YES NO LIBERTY GLOBAL INCOME C COMMON EQUITY 530555309 5.405 92 YES NO L3 COMMUNICATIONS COMMON EQUITY 502424104 5.363 70 YES NO J P MORGAN CHASE CAP X TR PFD SECS 7% CALL PREFERRED EQUITY 46623d200 5.104 200 YES NO TESLA MTRS INC COM COMMON EQUITY 88160r101 5.081 150 YES NO S&P WORLD INDEX EX US COMMON EQUITY 78463x889 5.066 200 YES NO ENSTAR GROUP LIMITED COMMON EQUITY G3075P101 5.039 45 YES NO MERRILL LYNCH PFD CAP TR V TR ORIGINATED P PREFERRED EQUITY 59021k205 5.01 200 YES NO MICRO SYS INC COMMON EQUITY 594901100 5.008 118 YES NO ISHARES DOW JONES US OIL & EQUIP EXCHANGE TRADED (IEZ) PRODUCT 464288844 4.999 98 YES NO EXCHANGE TRADED ISHARES TR DJ US ENERGY PRODUCT 464287796 4.982 122 YES NO CHS INC PFD 8% PREFERRED EQUITY 12542r209 4.955 166 YES NO CENTERPOINT ENERGY INC ZERO PREMIUM EXCHAN PREFERRED EQUITY 15189t206 4.935 120 YES NO WELLS FARGO ADV GLOBAL DIVIDEND EXCHANGE TRADED OPP (EOD) PRODUCT 94987c103 4.921 650 YES NO PENN WEST ENERGY TR TR UNIT COMMON EQUITY 707887105 4.887 450 YES NO UNDER ARMOUR INC CL A COMMON EQUITY 904311107 4.853 100 YES NO CENTERPOINT ENERGY INC COM COMMON EQUITY 15189t107 4.755 247 YES NO NUVEEN MULTI STRATEGY INC EXCHANGE TRADED GROW FD 2 (JQC) PRODUCT 67073d102 4.729 490 YES NO SPEEDWAY MOTORSPORTS INC COM COMMON EQUITY 847788106 4.728 265 YES NO LIMITED BRANDS INC COMMON EQUITY 532716107 4.706 100 YES NO ISHARES HIGH DIVIDEND EQUITY EXCHANGE TRADED (HDV) PRODUCT 46429b663 4.701 80 YES NO C H ROBINSON WORLDWIDE INC COMMON EQUITY 12541W209 4.615 73 YES NO WEYERHAEUSER CO COMMON EQUITY 37580KAA3 4.479 161 YES NO GREENHAVEN CONTINUOUS EXCHANGE TRADED COMMODITY INDEX PRODUCT 395258106 4.44 15 4 YES NO DEVON ENERGY CORP COMMON EQUITY 25179m103 4.423 85 YES NO NUVEEN TAX ADV DIVIDEND EXCHANGE TRADED GROWTH FUND (JTD) PRODUCT 67073g105 4.35 300 YES NO NABORS INDS LTD COMMON EQUITY g6359f103 4.335 300 YES NO BLACKROCK HIGH INCOME COMMON EQUITY 09250e107 4.302 1823 YES NO BANK OF COMMERCE NC COMMON EQUITY 061590105 4.24 2000 YES NO FIRSTENERGY CORP COM COMMON EQUITY 337932107 4.176 100 YES NO EXCHANGE TRADED ISHARES SILVER TR ISHARES (SLV) PRODUCT 46428q109 4.171 142 YES NO GENESCO INC COMMON EQUITY 371532102 4.125 75 YES NO COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A COMMON EQUITY 192446102 4.064 55 YES NO CLARIANT AG COMMON EQUITY h14843165 4.049 300 YES NO UTI WORLDWIDE INC COMMON EQUITY g87210103 4.02 300 YES NO AMERICAN CAPITAL LTD COMMON EQUITY 02503y103 4.003 333 YES NO CA INC COM COMMON EQUITY 12673p105 3.956 180 YES NO GENERAL DYNAMICS CORP COM COMMON EQUITY 369550108 3.879 56 YES NO CREDIT SUISSE ASSET MGMT INCOME (CIK) COMMON EQUITY 224916106 3.877 962 YES NO ISHARES DOW JONES US OIL & GAS EXCHANGE TRADED (IEO) PRODUCT 464288851 3.876 61 YES NO VMWARE INC CL A COM COMMON EQUITY 928563402 3.86 41 YES NO KROGER CO COMMON EQUITY 501044101 3.825 147 YES NO COMCAST CORP COMMON EQUITY 20030n200 3.772 105 YES NO HOSPIRA INC COMMON EQUITY 441060100 3.749 120 YES NO FORTUNE BRANDS HOMES & SEC INC COMMON EQUITY 34964c106 3.74 128 YES NO WEATHERFORD INTL COMMON EQUITY h27013103 3.726 333 YES NO ISHARES TR S&P LATIN AMER EXCHANGE TRADED 40 INDEX FD PRODUCT 464287390 3.683 84 YES NO CARNIVAL CORP COMMON EQUITY 143658300 3.677 100 YES NO NATL PENN BANCSHARES COM COMMON EQUITY 637138108 3.635 390 YES NO MEAD JOHNSON NUTRITION CO COM CL A COMMON EQUITY 582839106 3.624 55 YES NO EATON VANCE LTD DURATION INC EXCHANGE TRADED (EVV) PRODUCT 27828h105 3.615 217 YES NO HASBRO COMMON EQUITY 418056107 3.59 100 YES NO GENERAL MOTORS COMMON EQUITY 37045v100 3.517 122 YES NO ADT CORP COMMON EQUITY 00101j106 3.487 75 YES NO NATIONAL PRESTO INDS COM COMMON EQUITY 637215104 3.455 50 YES NO BANK AMER CORP 7.25% NON CUM PERPETUAL CON PREFERRED EQUITY 060505682 3.405 3 YES NO SVB FINL GROUP COM COMMON EQUITY 78486q101 3.358 60 YES NO CHESAPEAKE ENERGY CORP COMMON EQUITY 165167107 3.324 200 YES NO AGILENT TECHNOLOGIES INC COMMON EQUITY 00846u101 3.316 81 YES NO SALESFORCE.COM INC COMMON EQUITY 79466l302 3.194 19 YES NO KINROSS GOLD CORP COM NO PAR COMMON EQUITY 496902404 3.178 327 YES NO CLOUGH GLOBAL OPPORTUNITIES (GLO) COMMON EQUITY 18914e106 3.17 270 YES NO TRAVELERS COS INC COM COMMON EQUITY 89417e109 3.16 44 YES NO TIVO INC COM COMMON EQUITY 888706108 3.078 250 YES NO DOLBY LABORATORIES INC CL A COMMON EQUITY 25659t107 3.05 104 YES NO INGERSOLL RAND PLC SHS COMMON EQUITY g47791101 3.021 63 YES NO INDEPENDENCE BANCSHARES INC COMMON EQUITY 45338e107 3 25000 YES NO ACCENTURE PLC IRELAND COMMON EQUITY g1151c101 2.993 45 YES NO CB RICHARD ELLIS GROUP CL A COMMON EQUITY 12504l109 2.985 150 YES NO WPX ENERGY COMMON EQUITY 98212b103 2.976 200 YES NO HECLA MINING COMPANY COMMON EQUITY 422704106 2.967 509 YES NO ALPHA NAT RES INC COM COMMON EQUITY 02076x102 2.922 300 YES NO DOVER CORP COMMON EQUITY 260003108 2.826 43 YES NO AMERICAN INTL GROUP WT WARRANTS 026874156 2.746 199 YES NO FEDERAL NATL MTG ASSN 8.25% SER T PFD SHS PREFERRED EQUITY 313586737 2.743 1300 YES NO RF MICRO DEVICES INC COM COMMON EQUITY 749941100 2.688 600 YES NO ALLEGHANY CORP COMMON EQUITY 017175100 2.683 8 YES NO CIT GROUP COMMON EQUITY 125581801 2.589 67 YES NO GM WARRANTS EXP 7/10/19 @18.33 WARRANTS 37045v118 2.574 132 YES NO GAMCO GLOBAL GOLD & EXCHANGE TRADED NAT RES & INCOME PRODUCT 36465a109 2.56 200 YES NO UBS AG COMMON EQUITY h89231338 2.55 162 YES NO CUBIST PHARMACEUTICALS COM COMMON EQUITY 229678107 2.523 60 YES NO ALCOA INC COMMON EQUITY 013817101 2.517 290 YES NO RENAISSANCERE HLDGS LTD 6.6% SER D PREFERRED EQUITY g7498p408 2.516 100 YES NO VERTEX PHARMACEUTICALS COM COMMON EQUITY 92532f100 2.514 60 YES NO SYNOVUS FINL CORP COM COMMON EQUITY 87161c105 2.506 1023 YES NO MEDIA GEN INC CL A COMMON EQUITY 584404107 2.425 564 YES NO KINDER MORGAN WT EXP 2/15/17 WARRANTS 49456b119 2.419 640 YES NO RESEARCH IN MOTION LTD COM COMMON EQUITY 760975102 2.374 200 YES NO GAP INC COMMON EQUITY 364760108 2.328 75 YES NO NETFLIX COMMON EQUITY 64110l106 2.315 25 YES NO TIME WARNER INC COM NEW COMMON EQUITY 887317303 2.296 48 YES NO MICHAEL KORS HLDGS LTD SHS COMMON EQUITY g60754101 2.296 45 YES NO BROADRIDGE FINL SOLUTIONS INC COMMON EQUITY 11133t103 2.288 100 YES NO BLACKBAUD INC COMMON EQUITY 09227q100 2.283 100 YES NO AIR PRODUCTS & CHEMS INC COMMON EQUITY 9158106 2.269 27 YES NO WYNN RESORTS LTD COM COMMON EQUITY 983134107 2.25 20 YES NO INTERVAL LEISURE GROUP COM COMMON EQUITY 46113m108 2.23 115 YES NO PRICE T ROWE GROUP INC COM COMMON EQUITY 74144t108 2.214 34 YES NO CAMECO CORP COM COMMON EQUITY 13321l108 2.209 112 YES NO PROSPECT CAP CORP COM COMMON EQUITY 74348t102 2.174 200 YES NO LIBERTY INTERACTIVE CORP COMMON EQUITY 53071m880 2.168 32 YES NO WABCO HLDGS INC COM COMMON EQUITY 92927k102 2.151 33 YES NO PROTHENA CORP COMMON EQUITY g72800108 2.148 293 YES NO RYDEX GUGGENHEIM S&P SMALLCAP 600 GROWTH COMMON EQUITY 78355w809 2.121 38 YES NO YAMANA GOLD INC COM COMMON EQUITY 98462Y100 2.1 122 YES NO BUNGE LIMITED 4.875% WITH CONV PERP PREF S PREFERRED EQUITY g16962204 2.035 20 YES NO ALPINE TOTAL DYNAMIC DIVID FD EXCHANGE TRADED (AOD) PRODUCT 021060108 2.015 500 YES NO NOBLE ENERGY INC COM COMMON EQUITY 655044105 1.933 19 YES NO DISCOVER FINL SVCS COM INC COMMON EQUITY 254709108 1.928 50 YES NO AMR CORP DEL PUB INCOME NT PINES 7.875% PREFERRED EQUITY 001765866 1.903 100 YES NO VANGUARD INTL EQ FTSE ALL WORLD X US SMALL COMMON EQUITY 922042718 1.818 20 YES NO MKT VECTORS RVE HARD ASSETS PRODUCER (HAP) COMMON EQUITY 57060u795 1.793 50 YES NO TRANSOCEAN LTD COMMON EQUITY h8817h100 1.786 40 YES NO REYNOLDS AMERN INC COM COMMON EQUITY 761713106 1.781 43 YES NO PENTAIR LTD COMMON EQUITY h6169q108 1.72 35 YES NO QUICKSILVER RES INC COM COMMON EQUITY 74837r104 1.716 600 YES NO SEALED AIR CORP COMMON EQUITY 81211k100 1.681 96 YES NO PACCAR INC COMMON EQUITY 693718108 1.673 37 YES NO STANDARD MOTOR PRODS INC COM COMMON EQUITY 853666105 1.667 75 YES NO VANGUARD INTL EQ GLBL EX-US REAL ESTATE COMMON EQUITY 922042676 1.651 30 YES NO GM WARRANTS EXP 7/10/16 @10 WARRANTS 37045v126 1.649 132 YES NO CABLEVISION SYS CORP COMMON EQUITY 12686c109 1.643 110 YES NO JOHN BEAN TECHNOLOGIES CORP COM COMMON EQUITY 477839104 1.635 92 YES NO SEVEN & I HOLDINGS CO COMMON EQUITY 81783h105 1.635 29 YES NO ISHARES TR DOW JONES U S EXCHANGE TRADED REAL ESTATE INDEX PRODUCT 464287739 1.617 25 YES NO CAL MAINE FOODS INC COM COMMON EQUITY 128030202 1.609 40 YES NO LSI CORP COM COMMON EQUITY 502161102 1.605 227 YES NO CONSTELLATION BRANDS INC CL A COMMON EQUITY 21036p108 1.593 45 YES NO CAMCO FINL CORP COM COMMON EQUITY 132618109 1.53 750 YES NO TJX COMPANIES INC (NEW) COMMON EQUITY 872540109 1.528 36 YES NO TORONTO DOMINION BK COM NEW COMMON EQUITY 891160509 1.518 18 YES NO CAPITAL ONE FINL CORP COM COMMON EQUITY 14040h105 1.506 26 YES NO SPDR INDEX SHS FDS DOW JONES EXCHANGE TRADED INTL REAL EST PRODUCT 78463x863 1.489 36 YES NO PARKER HANNIFIN CORP COM COMMON EQUITY 701094104 1.446 17 YES NO PHOTONICS CORP COMMON EQUITY 44980x109 1.4 21 YES NO SMITH A O CORP COMMON COMMON EQUITY 831865209 1.388 22 YES NO CENDANT COMMON EQUITY 053774105 1.387 70 YES NO INTERCONTINENTAL EXCH ANGE INC COM COMMON EQUITY 45865v100 1.362 11 YES NO MOSAIC CO COM COMMON EQUITY 61945c103 1.359 24 YES NO AMC NETWORKS COMMON EQUITY 00164v103 1.337 27 YES NO CELANESE CORP COMMON EQUITY 150870103 1.336 30 YES NO SPDR DB INTL GOVT INFLATION EXCHANGE TRADED PROTECT PRODUCT 78464a490 1.334 21 YES NO CONTINENTAL RES INC COM COMMON EQUITY 212015101 1.323 18 YES NO PIMCO FLOATING RATE STRATEGY EXCHANGE TRADED FD COM (PFN) PRODUCT 72201j104 1.304 118 YES NO LIVE NATION INC COM COMMON EQUITY 538034109 1.294 139 YES NO CHICOS FAS INC COMMON EQUITY 168615102 1.292 70 YES NO STILLWATER MINING CO COMMON STOCK COMMON EQUITY 86074q102 1.278 100 YES NO PANERA BREAD CO CL A COMMON EQUITY 69840w108 1.271 8 YES NO BELDEN CDT INC COMMON EQUITY 077454106 1.26 28 YES NO CERNER CORP COMMON EQUITY 156782104 1.24 16 YES NO SCRIPPS NETWORKS INTERACTIVE INC CL A COMMON EQUITY 811065101 1.216 21 YES NO ESTEE LAUDER COS COMMON EQUITY 518439104 1.197 20 YES NO CITRIX SYSTEMS INC COMMON EQUITY 177376100 1.181 18 YES NO RAMCO GERSHENSON PPTYS TR COM SH BEN INT COMMON EQUITY 751452202 1.171 88 YES NO HARMAN INTL INDS INC COM COMMON EQUITY 413086109 1.161 26 YES NO RUBICON MINERALS CORP COMMON EQUITY 780911103 1.148 450 YES NO BOSTON SCIENTIFIC CORP COMMON EQUITY 101137107 1.146 200 YES NO POTASH CORP OF SASKATCHEWAN INC COM COMMON EQUITY 73755l107 1.139 28 YES NO PINNACLE WEST CAPITAL CORP COMMON EQUITY 723484101 1.122 22 YES NO RSTK VELOCITY PORTFOLIO GROUP COMMON EQUITY 92257e940 1.111 2778 YES NO ROWAN COMPANIES PLC SHS CLASS A COMMON EQUITY g7665a101 1.094 35 YES NO FORTINET INC COM COMMON EQUITY 34959e109 1.093 52 YES NO VERISIGN INC COM COMMON EQUITY 92343e102 1.087 28 YES NO NUANCE COMMUNICATIONS COM COMMON EQUITY 67020y100 1.071 48 YES NO NRG ENERGY INC COM NEW COMMON EQUITY 629377508 1.058 46 YES NO FEDERAL HOME LN MTG CP PFD 8.375% NCM PREFERRED EQUITY 313400624 1.05 600 YES NO SOUTHWEST AIRLINES CO COMMON EQUITY 844741108 1.024 100 YES NO HUDSON CITY BANCORP COM COMMON EQUITY 443683107 1.016 125 YES NO ALIGN TECHNOLOGY INC COMMON EQUITY 016255101 0.999 36 YES NO PDC ENERGY INC COM COMMON EQUITY 69327r101 0.996 30 YES NO PSS WORLD MED COMMON EQUITY 69366a100 0.982 34 YES NO MAGELLAN HEALTH SVCS INC COM NEW COMMON EQUITY 559079207 0.98 20 YES NO RESMED INC COM COMMON EQUITY 761152107 0.915 22 YES NO WINTHROP REALTY COMMON EQUITY 976391300 0.884 80 YES NO PITNEY BOWES INC COMMON EQUITY 724479100 0.883 83 YES NO TIBCO SOFTWARE INC COM COMMON EQUITY 88632q103 0.879 40 YES NO ALLIANCEBERNSTEIN INCOME FD EXCHANGE TRADED INC (ACG) PRODUCT 01881e101 0.875 108 YES NO SUPERGEN INC COMMON EQUITY 04624b103 0.873 300 YES NO ALASKA AIR GROUP COMMON EQUITY 011659109 0.862 20 YES NO DOMTAR CORP COM NEW COMMON EQUITY 257559203 0.835 10 YES NO CAREFUSION CORP COM COMMON EQUITY 14170T101 0.8 28 YES NO RPM INTL INC COMMON EQUITY 749685103 0.793 27 YES NO MOTORS LIQ CO GUC TR COM COMMON EQUITY 62010u101 0.784 37 YES NO FEI COMPANY COMMON COMMON EQUITY 30241l109 0.777 14 YES NO NUVEEN CALIF PREM INCOME MUN FD (NCU) COMMON EQUITY 6706l0102 0.773 50 YES NO HSN INC COM COMMON EQUITY 404303109 0.771 14 YES NO PUTNAM PREMIER INCOME CLOSED END 746853100 0.759 139 YES NO OLD DOMINION FREIGHT LINE INC COM COMMON EQUITY 679580100 0.754 22 YES NO FLEXTRONICS INTL LTD ORD SHS COMMON EQUITY y2573f102 0.745 120 YES NO J HANCOCK PFD INCOME FD III EXCHANGE TRADED (HPS) PRODUCT 41021p103 0.731 39 YES NO PHH CORP COM NEW COMMON EQUITY 693320202 0.728 32 YES NO UNILEVER N V N Y SHS NEW COMMON EQUITY 904784709 0.728 19 YES NO NEXEN INC COM COMMON EQUITY 65334h102 0.727 27 YES NO GREAT PLAINS ENERGY INC COM COMMON EQUITY 391164100 0.691 34 YES NO FUSION-IO INC COM COMMON EQUITY 36112j107 0.688 30 YES NO EXCHANGE TRADED J HANCOCK PFD INCOME FD II (HPF) PRODUCT 41013x106 0.671 31 YES NO BROCADE COMMUNICATIONS COMMON EQUITY 111621306 0.666 125 YES NO EARTHLINK INC COM COMMON EQUITY 270321102 0.646 100 YES NO STEC INC COM COMMON EQUITY 784774101 0.621 126 YES NO ASCENT MEDIA CORP COMMON EQUITY 043632108 0.619 10 YES NO HERBALIFE LTD COM USD SHS COMMON EQUITY g4412g101 0.593 18 YES NO FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL PREFERRED EQUITY 313586828 0.588 200 YES NO INTEGRA LIFESCIENCES COMMON EQUITY 457985208 0.546 14 YES NO PENNEY J C INC COMMON EQUITY 708160106 0.493 25 YES NO TREE COM INC COM COMMON EQUITY 894675107 0.487 27 YES NO ULTRATECH INC COM COMMON EQUITY 904034105 0.485 13 YES NO FINISH LINE INC COMMON EQUITY 317923100 0.473 25 YES NO AXCELIS TECHNOLOGIES COMMON EQUITY 054540109 0.472 342 YES NO KIMCO REALTY CORP COM COMMON EQUITY 49446r109 0.464 24 YES NO PROGRESS ENERGY CONTINGENT VALUE OBLIG COMMON EQUITY 743263aa3 0.45 1800 YES NO MARATHON PETROLEUM CORP COMMON EQUITY 56585a102 0.441 7 YES NO ALDILA INC COM NEW COMMON EQUITY 014384200 0.396 100 YES NO MACYS INC COM COMMON EQUITY 55616p104 0.39 10 YES NO EDGEWATER TECHNOLOGY COMMON EQUITY 280358102 0.38 100 YES NO BALLARD POWER SYSTEMS COMMON EQUITY 058586108 0.366 600 YES NO ICAHAN ENTERPRISES COMMON EQUITY 451100101 0.358 8 YES NO CABOT MICROELECTRONICS CORP COM COMMON EQUITY 12709p103 0.355 10 YES NO NORTHERN TRUST CORP COMMON EQUITY 665859104 0.351 7 YES NO ALEXANDRIA REAL ESTATE EQUITIES INC COMMON EQUITY 015271109 0.347 5 YES NO GARDNER DENVER INC COM COMMON EQUITY 365558105 0.343 5 YES NO CITIZENS REP BANCORP COMMON EQUITY 174420307 0.341 18 YES NO SIMPSON MANUFACTURING CO COMMON EQUITY 829073105 0.328 10 YES NO SMART TECHNOLOGIES INC COMMON EQUITY 83172r108 0.316 200 YES NO MILLER INDUSTRIES NEW COMMON EQUITY 600551204 0.305 20 YES NO PENSKE AUTO GROUP INC COM COMMON EQUITY 70959w103 0.301 10 YES NO KEMET CORP COMMON EQUITY 488360207 0.252 50 YES NO AUGUSTA RES CORP COM NEW COMMON EQUITY 050912203 0.245 100 YES NO IMPAC MTG HLDGS NEW COMMON EQUITY 45254p508 0.226 16 YES NO SCHWAB STRATEGIC TR US BROAD MKT (SCHB) COMMON EQUITY 808524102 0.206 6 YES NO SAFEWAY INC COM NEW COMMON EQUITY 786514208 0.181 10 YES NO CANNABIS SCIENCE INC COMMON EQUITY 137648101 0.17 3400 YES NO PEOPLES UTD FINL INC COM COMMON EQUITY 712704105 0.169 14 YES NO FNB UNITED CORP COMMON EQUITY 302519202 0.162 14 YES NO PIPER JAFFRAY COS COM COMMON EQUITY 724078100 0.161 5 YES NO ROBERT HALF INTL INC COMMON EQUITY 770323103 0.159 5 YES NO BLUCORA INC COMMON EQUITY 095229100 0.157 10 YES NO NEUTRAL TANDEM INC COM COMMON EQUITY 64128b108 0.154 60 YES NO SCHWAB STRATEGIC TR US SMALL CAP (SCHA) COMMON EQUITY 808524607 0.152 4 YES NO KINDER MORGAN MGMT LLC SHS COMMON EQUITY 49455u100 0.151 2 YES NO RADIAN GROUP INC COM COMMON EQUITY 750236101 0.147 24 YES NO BANK OF THE CAROLINAS COMMON EQUITY 06425j102 0.138 691 YES NO SCHWAB STRATEGIC TR INTL EQUITY (SCHF) COMMON EQUITY 808524805 0.136 5 YES NO SCHWAB STRATEGIC EMERGING MKTS EQ (SCHE) COMMON EQUITY 808524706 0.132 5 YES NO SCHWAB STRATEGIC TR US REIT (SCHH) COMMON EQUITY 808524847 0.123 4 YES NO UNISYS CORP COM NEW COMMON EQUITY 909214306 0.121 7 YES NO MURPHY OIL CORP COMMON EQUITY 626717102 0.119 2 YES NO ACCO BRANDS CORP COMMON EQUITY 00081t108 0.117 16 YES NO PATRIOT SCIENTIFIC CORP COMMON EQUITY 70336n107 0.115 1000 YES NO DRESS BARN COMMON EQUITY 04351g101 0.111 6 YES NO HOST HOTELS & RESORTS INC COMMON EQUITY 44107p104 0.11 7 YES NO FELCOR LODGING TR INC COM COMMON EQUITY 31430f101 0.098 21 YES NO EATON VANCE ENHANCED EQUITY EXCHANGE TRADED INCOME (EOI) PRODUCT 278274105 0.096 9 YES NO SUNCOKE COMMON EQUITY 86722a103 0.094 6 YES NO TRAVELCENTERS AMER LLC COM COMMON EQUITY 894174101 0.094 20 YES NO FUELCELL ENERGY INC COM COMMON EQUITY 35952h106 0.092 100 YES NO PIMCO MUN INCOME FD II COM EXCHANGE TRADED (PML) PRODUCT 72200w106 0.092 7 YES NO EAST WEST BANCORP INC COM COMMON EQUITY 27579r104 0.086 4 YES NO JACOBS ENGINEERING GROUP INC COMMON EQUITY 469814107 0.085 2 YES NO PIONEER FLOATING RATE TR COM EXCHANGE TRADED (PHD) PRODUCT 72369j102 0.08 6 YES NO AVIAT NETWORKS INC COM COMMON EQUITY 05366y102 0.072 22 YES NO SUPERVALU INC COMMON EQUITY 868536103 0.072 29 YES NO SANOFI CONTINGENT VALUE RTS EXP 12/31/20 RIGHTS 80105n113 0.071 42 YES NO TUTOR PERINI CORP COM COMMON EQUITY 901109108 0.069 5 YES NO EACO CORP COMMON EQUITY 26824a205 0.052 22 YES NO EASTMAN KODAK CO COM COMMON EQUITY 277461AL3 0.052 291 YES NO WEBMD HEALTH CORP COM COMMON EQUITY 94770v102 0.043 3 YES NO SPDR SER TR BARCLAYS HIGH YIELD EXCHANGE TRADED BOND (JNK) PRODUCT 78464a417 0 .041 1 YES NO LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 PREFERRED EQUITY 52520b206 0.04 400 YES NO LIFEPOINT HOSPITALS COM COMMON EQUITY 53219l109 0.038 1 YES NO OFFICE DEPOT INC COM COMMON EQUITY 676220106 0.033 10 YES NO PHOTOMEDEX INC COM PAR COMMON EQUITY 719358301 0.029 2 YES NO HYDROGENICS CORP COMMON EQUITY 448883207 0.027 4 YES NO CENTERLINE HOLDING COMMON EQUITY 15188t108 0.019 239 YES NO PATRIOT COAL CORP COM COMMON EQUITY 70336t104 0.017 230 YES NO FIRST NATL BANCSHARES INC S C COM COMMON EQUITY 32111b104 0.013 1329 YES NO ENTREMED INC COM NEW COMMON EQUITY 29382f202 0.012 9 YES NO AMR CORP COMMON EQUITY 001765106 0.011 14 YES NO BEACON PWR CORP COMMON EQUITY 073677205 0.011 1000 YES NO WAG JAN @39 OPTIONS 99qabzft5 -0.033 -3 YES NO TEREX JAN @28 OPTIONS 99qab0ycc -0.375 -3 YES NO RIO JAN @57.50 OPTIONS 99qabdva7 -0.39 -2 YES NO