0001172661-13-000835.txt : 20130515 0001172661-13-000835.hdr.sgml : 20130515 20130515064945 ACCESSION NUMBER: 0001172661-13-000835 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arrowpoint Asset Management, LLC CENTRAL INDEX KEY: 0001483859 IRS NUMBER: 392068140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13791 FILM NUMBER: 13843666 BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 303.398.2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 13F-HR 1 arrowpoint1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Arrowpoint Asset Management, LLC Address: 100 Fillmore Street Suite 325 Denver, Colorado 80206 13F File Number: 028-13791 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Grove Title: Chief Compliance Officer Phone: 303-398-2929 Signature, Place, and Date of Signing: /s/ Richard Grove Denver, CO/USA May 15, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $406,537 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACHILLION PHARMACEUTICALS IN COM 00448Q201 904 103301 SH SOLE 103301 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1746 18949 SH SOLE 18949 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1086 44568 SH SOLE 44568 0 0 AMGEN INC COM 031162100 12 113 SH SOLE 113 0 0 AMGEN INC COM 031162100 297 2900 SH CALL SOLE 2900 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 4448 702700 SH SOLE 702700 0 0 APPLE INC COM 037833100 7231 16335 SH SOLE 16335 0 0 APPLIED MATLS INC COM 038222105 1529 113400 SH SOLE 113400 0 0 APPLIED MATLS INC COM 038222105 1248 92600 SH CALL SOLE 92600 0 0 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 74 72000 PRN SOLE 72000 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 606 45886 SH SOLE 45886 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 1077 59590 SH SOLE 59590 0 0 AUGUSTA RES CORP COM NEW 050912203 4207 1643176 SH SOLE 1643176 0 0 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 1 90 SH SOLE 90 0 0 BANK OF AMERICA CORPORATION COM 060505104 4177 342900 SH SOLE 342900 0 0 BECTON DICKINSON & CO COM 075887109 229 2400 SH CALL SOLE 2400 0 0 BIOGEN IDEC INC COM 09062X103 308 1600 SH CALL SOLE 1600 0 0 BOSTON SCIENTIFIC CORP COM 101137107 156 20000 SH CALL SOLE 20000 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 4267 112100 SH SOLE 112100 0 0 CELGENE CORP COM 151020104 3120 26914 SH SOLE 26914 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 207 17905 SH SOLE 17905 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 58 5000 SH CALL SOLE 5000 0 0 CEPHEID COM 15670R107 657 17113 SH SOLE 17113 0 0 CHENIERE ENERGY INC COM NEW 16411R208 11314 404088 SH SOLE 404088 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 3653 133464 SH SOLE 133464 0 0 CHEVRON CORP NEW COM 166764100 784 6600 SH SOLE 6600 0 0 CHICOPEE BANCORP INC COM 168565109 2725 161264 SH SOLE 161264 0 0 CISCO SYS INC COM 17275R102 241 11550 SH SOLE 11550 0 0 CITIGROUP INC COM NEW 172967424 46593 1053181 SH SOLE 1053181 0 0 CLOVIS ONCOLOGY INC COM 189464100 329 11463 SH SOLE 11463 0 0 COCA COLA CO COM 191216100 254 6286 SH SOLE 6286 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 277 7500 SH SOLE 7500 0 0 COLGATE PALMOLIVE CO COM 194162103 472 4000 SH SOLE 4000 0 0 CONSUMER PORTFOLIO SVCS INC COM 210502100 2775 236991 SH SOLE 236991 0 0 COOPER COS INC COM NEW 216648402 581 5386 SH SOLE 5386 0 0 COVIDIEN PLC SHS G2554F113 601 8862 SH SOLE 8862 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 326 6957 SH SOLE 6957 0 0 DRESSER-RAND GROUP INC COM 261608103 3613 58600 SH SOLE 58600 0 0 EAGLE BANCORP MONT INC COM 26942G100 710 64883 SH SOLE 64883 0 0 ENDOLOGIX INC COM 29266S106 899 55656 SH SOLE 55656 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 6170 105500 SH SOLE 105500 0 0 EOG RES INC COM 26875P101 6404 50000 SH SOLE 50000 0 0 EXXON MOBIL CORP COM 30231G102 12211 135516 SH SOLE 135516 0 0 EXXON MOBIL CORP COM 30231G102 2253 25000 SH CALL SOLE 25000 0 0 FIFTH THIRD BANCORP COM 316773100 3404 208700 SH SOLE 208700 0 0 FINANCIAL ENGINES INC COM 317485100 2218 61250 SH SOLE 61250 0 0 FOREST LABS INC COM 345838106 217 5700 SH CALL SOLE 5700 0 0 GENERAL ELECTRIC CO COM 369604103 305 13200 SH SOLE 13200 0 0 GILEAD SCIENCES INC COM 375558103 2546 52030 SH SOLE 52030 0 0 GLOBAL PMTS INC COM 37940X102 3518 70850 SH SOLE 70850 0 0 GOLDCORP INC NEW COM 380956409 7 200 SH SOLE 200 0 0 GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 9080 7500000 PRN SOLE 7500000 0 0 HATTERAS FINL CORP COM 41902R103 11930 434941 SH SOLE 434941 0 0 HCA HOLDINGS INC COM 40412C101 609 15000 SH SOLE 15000 0 0 HCP INC COM 40414L109 4986 100000 SH SOLE 100000 0 0 HEARTWARE INTL INC COM 422368100 273 3087 SH SOLE 3087 0 0 HOLOGIC INC COM 436440101 1013 44837 SH SOLE 44837 0 0 HOWARD HUGHES CORP COM 44267D107 918 10950 SH SOLE 10950 0 0 ILLUMINA INC COM 452327109 493 9137 SH SOLE 9137 0 0 INCYTE CORP COM 45337C102 1571 67124 SH SOLE 67124 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 509 10500 SH SOLE 10500 0 0 INSULET CORP COM 45784P101 565 21862 SH SOLE 21862 0 0 INTERMUNE INC COM 45884X103 95 10500 SH CALL SOLE 10500 0 0 INTREPID POTASH INC COM 46121Y102 1700 90600 SH SOLE 90600 0 0 JANUS CAP GROUP INC COM 47102X105 940 100000 SH SOLE 100000 0 0 JOHNSON & JOHNSON COM 478160104 682 8360 SH SOLE 8360 0 0 JPMORGAN CHASE & CO COM 46625H100 37980 800250 SH SOLE 800250 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 414 3732 SH SOLE 3732 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 6077 67700 SH SOLE 67700 0 0 LAM RESEARCH CORP COM 512807108 4982 120158 SH SOLE 120158 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 6821 61100 SH SOLE 61100 0 0 LOUISANA BANCORP INC NEW COM 54619P104 3204 183827 SH SOLE 183827 0 0 LTC PPTYS INC COM 502175102 2475 60775 SH SOLE 60775 0 0 MARATHON OIL CORP COM 565849106 1012 30000 SH CALL SOLE 30000 0 0 MARATHON OIL CORP COM 565849106 715 21200 SH PUT SOLE 21200 0 0 MARATHON OIL CORP COM 565849106 3301 97900 SH SOLE 97900 0 0 MARRIOTT INTL INC NEW CL A 571903202 3376 79950 SH SOLE 79950 0 0 MEDIVATION INC COM 58501N101 1463 31292 SH SOLE 31292 0 0 MERCK & CO INC NEW COM 58933Y105 278 6286 SH SOLE 6286 0 0 METLIFE INC COM 59156R108 19493 512700 SH SOLE 512700 0 0 MFA FINANCIAL INC COM 55272X102 2144 230000 SH SOLE 230000 0 0 MICROSOFT CORP COM 594918104 554 19360 SH SOLE 19360 0 0 NEKTAR THERAPEUTICS COM 640268108 190 17300 SH SOLE 17300 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 978 80421 SH SOLE 80421 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 122 10000 SH CALL SOLE 10000 0 0 NII HLDGS INC CL B NEW 62913F201 345 79700 SH SOLE 79700 0 0 NPS PHARMACEUTICALS INC COM 62936P103 6205 608059 SH SOLE 608059 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 389 4970 SH SOLE 4970 0 0 ONYX PHARMACEUTICALS INC COM 683399109 1272 14313 SH SOLE 14313 0 0 ORACLE CORP COM 68389X105 7775 240475 SH SOLE 240475 0 0 PHARMACYCLICS INC COM 716933106 434 5400 SH SOLE 5400 0 0 PLUM CREEK TIMBER CO INC COM 729251108 5220 100000 SH SOLE 100000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1096 6211 SH SOLE 6211 0 0 ROYAL GOLD INC COM 780287108 3581 50422 SH SOLE 50422 0 0 ROYAL GOLD INC COM 780287108 12558 176800 SH CALL SOLE 176800 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 1214 1000000 PRN SOLE 1000000 0 0 SALESFORCE COM INC COM 79466L302 447 10000 SH PUT SOLE 10000 0 0 SEATTLE GENETICS INC COM 812578102 1529 43063 SH SOLE 43063 0 0 SHIRE PLC SPONSORED ADR 82481R106 302 3300 SH CALL SOLE 3300 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 196 12202 SH SOLE 12202 0 0 SIRIUS XM RADIO INC COM 82967N108 3927 1275000 SH SOLE 1275000 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 782 10608 SH SOLE 10608 0 0 SLM CORP COM 78442P106 1050 51200 SH SOLE 51200 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 30894 200000 SH SOLE 200000 0 0 STARZ LIBRTY CAP COM A 85571Q102 1243 56100 SH SOLE 56100 0 0 SUNTRUST BKS INC COM 867914103 7712 267700 SH SOLE 267700 0 0 SYNAGEVA BIOPHARMA CORP COM 87159A103 890 16203 SH SOLE 16203 0 0 TERRENO RLTY CORP COM 88146M101 8206 456386 SH SOLE 456386 0 0 TESARO INC COM 881569107 446 20327 SH SOLE 20327 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 306 7700 SH CALL SOLE 7700 0 0 THORATEC CORP COM NEW 885175307 232 6182 SH SOLE 6182 0 0 TWO HBRS INVT CORP COM 90187B101 3782 299900 SH SOLE 299900 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1649 29998 SH SOLE 29998 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 11 200 SH CALL SOLE 200 0 0 VISTEON CORP COM NEW 92839U206 5177 89715 SH SOLE 89715 0 0 VOLCANO CORPORATION COM 928645100 233 10475 SH SOLE 10475 0 0 WALKER & DUNLOP INC COM 93148P102 2721 151433 SH SOLE 151433 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 160 11800 SH CALL SOLE 11800 0 0 WEYERHAEUSER CO COM 962166104 6276 200000 SH SOLE 200000 0 0 WORKDAY INC CL A 98138H101 1233 20000 SH SOLE 20000 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 3056 182240 SH SOLE 182240 0 0