0001047469-13-006054.txt : 20130514 0001047469-13-006054.hdr.sgml : 20130514 20130514125235 ACCESSION NUMBER: 0001047469-13-006054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 13840374 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 8316256355 MAIL ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 FORMER COMPANY: FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC DATE OF NAME CHANGE: 19990407 13F-HR 1 a2215074z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/13 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Poma Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 5/14/13 ------------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 34 -------------------- Form 13F Information Table Value Total: $286,178 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC ------ ----------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- --------- ------------------ -------- --------- ------------------- OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------- Acacia Research COM 003881307 12312 408100 408100 316850 91250 Allied Nevada Gold Corp. COM 019344100 759 46100 46100 27900 18200 Amtrust Financial Service COM 032359309 9388 270925 270925 207325 63600 Bank Of The Ozarks COM 063904106 17091 385375 385375 301575 83800 Chart Industries Inc. COM 16115Q308 4791 59880 59880 45680 14200 Coherent Inc. COM 192479103 8654 152525 152525 119025 33500 Dresser-Rand Group Inc. COM 261608103 8380 135900 135900 99700 36200 Enersys COM 29275Y102 3416 74950 74950 58300 16650 FEI Company COM 30241L109 10097 156425 156425 120825 35600 First Financial Bancorp COM 320209109 5868 365600 365600 272800 92800 Haemonetics Corporation COM 405024100 2753 66075 66075 50875 15200 Innophos Holdings Inc. COM 45774N108 3019 55300 55300 42200 13100 Innospec Inc. COM 45768S105 2610 58950 58950 38950 20000 IPG Photonics Corp. COM 44980X109 9410 141700 141700 108000 33700 Jack Henry & Associates Inc. COM 426281101 14086 304825 304825 235025 69800 Maximus Inc. COM 577933104 8267 103375 103375 79675 23700 Oriental Financial Group COM 68618W100 14992 966594 966594 739594 227000 Pacwest Bancorp COM 695263103 5312 182475 182475 138475 44000 Pier 1 Imports, Inc. COM 720279108 6549 284725 284725 223725 61000 Questcor Pharmaceuticals COM 74835Y101 6238 191711 191711 146336 45375 Santarus Inc. COM 802817304 7767 448200 448200 344900 103300 Sirona Dental Systems Inc. COM 82966C103 9507 128950 128950 99450 29500 Snap-On Incorporated COM 833034101 12409 150050 150050 115100 34950 Stantec Inc. COM 85472N109 13213 300500 300500 223200 77300 Steelcase Inc. COM 858155203 6672 452925 452925 362175 90750 Steven Madden, Ltd. COM 556269108 11966 276800 276800 219000 57800

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- --------- ------------------ -------- --------- ------------------- OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------- Thor Industries Inc. COM 885160101 6535 177625 177625 138225 39400 Tupperware Brands Corp. COM 899896104 14037 171725 171725 132325 39400 Ultratech Inc. COM 904034105 11071 280075 280075 215875 64200 UMB Financial Corp. COM 902788108 11466 233675 233675 177575 56100 US Ecology Inc. COM 91732J102 4531 170650 170650 125200 45450 Veeco Instruments Inc. COM 922417100 5237 136350 136350 102850 33500 Wabtec Corporation COM 929740108 12197 119450 119450 91200 28250 SPDR Gold Trust ETF 78463V107 5578 36113 36113 35938 175