0001193125-13-222511.txt : 20130515 0001193125-13-222511.hdr.sgml : 20130515 20130515163428 ACCESSION NUMBER: 0001193125-13-222511 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 13847713 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 d538694d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment No.: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: OZ Management LP Address: 9 West 57th Street 39th Floor New York, New York 10019 13F File Number: 28-06663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel S. Och Title: Chief Executive Officer Phone: 212-790-0000 Daniel S. Och New York, New York Dated: May 15, 2013 /s/ Daniel S. Och ------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 893 Form 13F Information Table Value Total: $26,949,541 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. List of Other Included Managers 1. 28 -13627 OZ Management II LP NAME: OZ MANAGEMENT LP MANAGER CIK: 0001054587 13F REPORT FOR THE QUARTER ENDED: March 31, 2013 13F FILE NUMBER: 28-06663

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ---------------- --------- --------- ---------- ------ -------- ---------- ----- -------- ------- 3-D SYS CORP DEL COM NEW 88554D205 2902 90000 SH CALL DEFINED 1 0 90000 3-D SYS CORP DEL COM NEW 88554D205 454 14096 SH SOLE 14096 0 3-D SYS CORP DEL COM NEW 88554D205 4803 148961 SH DEFINED 1 0 148961 3-D SYS CORP DEL COM NEW 88554D205 8281 256850 SH PUT DEFINED 1 0 256850 3-D SYS CORP DEL COM NEW 88554D205 1064 33000 SH PUT SOLE 33000 0 3M CO COM 88579Y101 18742 176300 SH CALL SOLE 176300 0 3M CO COM 88579Y101 79275 745700 SH PUT SOLE 745700 0 3M CO COM 88579Y101 2802 26353 SH SOLE 26353 0 ABBOTT LABS COM 002824100 28196 587600 SH CALL SOLE 587600 0 ABBOTT LABS COM 002824100 68193 1003000 SH PUT SOLE 1003000 0 ABBVIE INC COM 00287Y109 12760 312900 SH CALL SOLE 312900 0 ABBVIE INC COM 00287Y109 5905 144800 SH PUT SOLE 144800 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 44283 582900 SH PUT SOLE 582900 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 13728 180700 SH CALL SOLE 180700 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4113 54141 SH SOLE 54141 0 ACE LTD SHS H0023R105 19618 220500 SH PUT SOLE 220500 0 ACE LTD SHS H0023R105 1380 15506 SH SOLE 15506 0 ACE LTD SHS H0023R105 6557 73700 SH CALL SOLE 73700 0 AETNA INC NEW COM 00817Y108 7404 144800 SH PUT DEFINED 1 0 144800 AETNA INC NEW COM 00817Y108 262697 5137819 SH SOLE 5137819 0 AETNA INC NEW COM 00817Y108 109536 2142300 SH PUT SOLE 2142300 0 AETNA INC NEW COM 00817Y108 18686 365467 SH DEFINED 1 0 365467 AFLAC INC COM 001055102 1238 23800 SH CALL SOLE 23800 0 AFLAC INC COM 001055102 6697 128747 SH SOLE 128747 0 AFLAC INC COM 001055102 32658 627800 SH PUT SOLE 627800 0 AGRIUM INC COM 008916108 322 3300 SH CALL DEFINED 1 0 3300 AGRIUM INC COM 008916108 4553 46700 SH CALL SOLE 46700 0 AIR PRODS & CHEMS INC COM 009158106 775 8900 SH PUT SOLE 8900 0 AIR PRODS & CHEMS INC COM 009158106 126 1443 SH SOLE 1443 0 ALCATEL-LUCENT SPONSORED ADR 013904305 17 13000 SH PUT DEFINED 1 0 13000 ALCATEL-LUCENT SPONSORED ADR 013904305 254 191000 SH PUT SOLE 191000 0 ALCOA INC COM 013817101 2361 277100 SH SOLE 277100 0 ALCOA INC NOTE 5.250% 3/1 013817AT8 53847 38932000 PRN SOLE 38932000 0 ALCOA INC NOTE 5.250% 3/1 013817AT8 3656 2643000 PRN DEFINED 1 0 2643000 ALLERGAN INC COM 018490102 3071 27513 SH SOLE 27513 0 ALLERGAN INC COM 018490102 6363 57000 SH CALL SOLE 57000 0 ALLERGAN INC COM 018490102 19692 176400 SH PUT SOLE 176400 0 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 51478 25752000 PRN SOLE 25752000 0 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 3494 1748000 PRN DEFINED 1 0 1748000 ALLSTATE CORP COM 020002101 11021 224600 SH PUT SOLE 224600 0 ALLSTATE CORP COM 020002101 2502 50986 SH SOLE 50986 0 ALLSTATE CORP COM 020002101 2709 55200 SH CALL SOLE 55200 0 ALTRIA GROUP INC COM 02209S103 36753 1068700 SH CALL SOLE 1068700 0 ALTRIA GROUP INC COM 02209S103 45288 1316900 SH PUT SOLE 1316900 0 AMAZON COM INC COM 023135106 142039 533000 SH PUT SOLE 533000 0 AMAZON COM INC COM 023135106 4867 18262 SH SOLE 18262 0 AMAZON COM INC COM 023135106 56336 211400 SH CALL SOLE 211400 0 AMERICAN ELEC PWR INC COM 025537101 10480 215500 SH PUT SOLE 215500 0 AMERICAN ELEC PWR INC COM 025537101 11642 239400 SH CALL SOLE 239400 0 AMERICAN EXPRESS CO COM 025816109 16280 241335 SH SOLE 241335 0 AMERICAN EXPRESS CO COM 025816109 87745 1300700 SH PUT SOLE 1300700 0 AMERICAN EXPRESS CO COM 025816109 1147 17000 SH CALL SOLE 17000 0 AMERICAN INTL GROUP INC COM NEW 026874784 25887 666842 SH DEFINED 1 0 666842 AMERICAN INTL GROUP INC COM NEW 026874784 372453 9594366 SH SOLE 9594366 0 AMERICAN INTL GROUP INC COM NEW 026874784 29371 756600 SH CALL SOLE 756600 0 AMERICAN INTL GROUP INC COM NEW 026874784 48121 1239600 SH PUT SOLE 1239600 0 AMERICAN TOWER CORP NEW COM 03027X100 17199 223600 SH PUT SOLE 223600 0 AMERICAN TOWER CORP NEW COM 03027X100 2546 33097 SH SOLE 33097 0 AMERICAN TOWER CORP NEW COM 03027X100 9507 123600 SH CALL SOLE 123600 0 AMERISTAR CASINOS INC COM 03070Q101 763 29104 SH DEFINED 1 0 29104 AMERISTAR CASINOS INC COM 03070Q101 12128 462383 SH SOLE 462383 0 AMGEN INC COM 031162100 86795 846700 SH PUT SOLE 846700 0 AMGEN INC COM 031162100 37252 363400 SH CALL SOLE 363400 0 AMKOR TECHNOLOGY INC COM 031652100 1913 478233 SH SOLE 478233 0 ANADARKO PETE CORP COM 032511107 51980 594400 SH PUT SOLE 594400 0 ANADARKO PETE CORP COM 032511107 30065 343800 SH CALL SOLE 343800 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 8971 90111 SH DEFINED 1 0 90111 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 133005 1336066 SH SOLE 1336066 0 ANNALY CAP MGMT INC COM 035710409 7945 500000 SH SOLE 500000 0 ANNALY CAP MGMT INC COM 035710409 1173 73800 SH PUT DEFINED 1 0 73800

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ----------------- --------- --------- ---------- ------ -------- ---------- ----- ------- ------ ANNALY CAP MGMT INC COM 035710409 17260 1086200 SH PUT SOLE 1086200 0 APACHE CORP COM 037411105 15054 195100 SH CALL SOLE 195100 0 APACHE CORP COM 037411105 34691 449600 SH PUT SOLE 449600 0 APACHE CORP COM 037411105 6274 81307 SH SOLE 81307 0 APPLE INC COM 037833100 5976 13500 SH CALL DEFINED 1 0 13500 APPLE INC COM 037833100 209901 474180 SH SOLE 474180 0 APPLE INC COM 037833100 243950 551100 SH CALL SOLE 551100 0 APPLE INC COM 037833100 424024 957900 SH PUT SOLE 957900 0 APPLE INC COM 037833100 2033 4592 SH DEFINED 1 0 4592 ARCHER DANIELS MIDLAND CO COM 039483102 1514 44883 SH SOLE 44883 0 ARCHER DANIELS MIDLAND CO COM 039483102 3265 96800 SH PUT SOLE 96800 0 ARCHER DANIELS MIDLAND CO COM 039483102 1154 34200 SH CALL SOLE 34200 0 ARENA PHARMACEUTICALS INC COM 040047102 1146 139601 SH DEFINED 1 0 139601 ARENA PHARMACEUTICALS INC COM 040047102 1146 139600 SH PUT DEFINED 1 0 139600 AT&T INC COM 00206R102 181524 4947500 SH PUT SOLE 4947500 0 AT&T INC COM 00206R102 219 5968 SH SOLE 5968 0 AT&T INC COM 00206R102 69957 1906700 SH CALL SOLE 1906700 0 AUTOMATIC DATA PROCESSING IN COM 053015103 9364 144000 SH CALL SOLE 144000 0 AUTOMATIC DATA PROCESSING IN COM 053015103 19028 292600 SH PUT SOLE 292600 0 AVON PRODS INC COM 054303102 2544 122700 SH CALL DEFINED 1 0 122700 AVON PRODS INC COM 054303102 36734 1772000 SH CALL SOLE 1772000 0 B/E AEROSPACE INC COM 073302101 13343 221350 SH DEFINED 1 0 221350 B/E AEROSPACE INC COM 073302101 187792 3115336 SH SOLE 3115336 0 BAKER HUGHES INC COM 057224107 9133 196800 SH PUT SOLE 196800 0 BAKER HUGHES INC COM 057224107 292 6300 SH CALL SOLE 6300 0 BAKER HUGHES INC COM 057224107 2052 44217 SH SOLE 44217 0 BANK NEW YORK MELLON CORP COM 064058100 297 10600 SH CALL SOLE 10600 0 BANK NEW YORK MELLON CORP COM 064058100 13337 476500 SH PUT SOLE 476500 0 BANK NEW YORK MELLON CORP COM 064058100 3980 142199 SH SOLE 142199 0 BANK OF AMERICA CORPORATION COM 060505104 89 7300 SH CALL DEFINED 1 0 7300 BANK OF AMERICA CORPORATION COM 060505104 5613 460863 SH SOLE 460863 0 BANK OF AMERICA CORPORATION COM 060505104 57177 4694300 SH CALL SOLE 4694300 0 BANK OF AMERICA CORPORATION COM 060505104 103381 8487800 SH PUT SOLE 8487800 0 BANK OF AMERICA CORPORATION COM 060505104 238 19516 SH DEFINED 1 0 19516 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 10125 500000 SH PUT SOLE 500000 0 BAXTER INTL INC COM 071813109 35550 489400 SH PUT SOLE 489400 0 BAXTER INTL INC COM 071813109 17760 244500 SH CALL SOLE 244500 0 BB&T CORP COM 054937107 11169 355800 SH PUT SOLE 355800 0 BB&T CORP COM 054937107 2353 74951 SH SOLE 74951 0 BB&T CORP COM 054937107 1532 48800 SH CALL SOLE 48800 0 BEAM INC COM 073730103 35286 555335 SH SOLE 555335 0 BEAM INC COM 073730103 1594 25085 SH DEFINED 1 0 25085 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q709 326 11987 SH DEFINED 1 0 11987 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q709 4795 176563 SH SOLE 176563 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 75462 724200 SH CALL SOLE 724200 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 162948 1563800 SH PUT SOLE 1563800 0 BIOGEN IDEC INC COM 09062X103 30318 157400 SH CALL SOLE 157400 0 BIOGEN IDEC INC COM 09062X103 39544 205300 SH PUT SOLE 205300 0 BLACK DIAMOND INC COM 09202G101 809 88850 SH DEFINED 1 0 88850 BLACK DIAMOND INC COM 09202G101 10527 1155523 SH SOLE 1155523 0 BLACKROCK INC COM 09247X101 6807 26500 SH CALL SOLE 26500 0 BLACKROCK INC COM 09247X101 27435 106800 SH PUT SOLE 106800 0 BLACKROCK INC COM 09247X101 488 1900 SH SOLE 1900 0 BLOCK H & R INC COM 093671105 54785 1862161 SH SOLE 1862161 0 BLOCK H & R INC COM 093671105 3712 126165 SH DEFINED 1 0 126165 BMC SOFTWARE INC COM 055921100 15206 328211 SH SOLE 328211 0 BMC SOFTWARE INC COM 055921100 1040 22439 SH DEFINED 1 0 22439 BOEING CO COM 097023105 3365 39200 SH CALL DEFINED 1 0 39200 BOEING CO COM 097023105 80630 939200 SH CALL SOLE 939200 0 BOEING CO COM 097023105 68285 795400 SH PUT SOLE 795400 0 BOEING CO COM 097023105 11479 133712 SH DEFINED 1 0 133712 BOEING CO COM 097023105 183770 2140591 SH SOLE 2140591 0 BOULDER TOTAL RETURN FD INC COM 101541100 5757 275451 SH SOLE 275451 0 BOYD GAMING CORP COM 103304101 1114 134700 SH SOLE 134700 0 BP PLC SPONSORED ADR 055622104 2012 47500 SH PUT DEFINED 1 0 47500 BP PLC SPONSORED ADR 055622104 29615 699300 SH PUT SOLE 699300 0 BP PLC SPONSORED ADR 055622104 99141 2341003 SH SOLE 2341003 0 BP PLC SPONSORED ADR 055622104 6792 160374 SH DEFINED 1 0 160374 BRISTOL MYERS SQUIBB CO COM 110122108 51640 1253700 SH PUT SOLE 1253700 0 BRISTOL MYERS SQUIBB CO COM 110122108 20496 497600 SH CALL SOLE 497600 0 BROADCOM CORP CL A 111320107 2 44 SH SOLE 44 0 BROADCOM CORP CL A 111320107 486 14000 SH CALL DEFINED 1 0 14000 BROADCOM CORP CL A 111320107 7317 211000 SH CALL SOLE 211000 0 BROOKDALE SR LIVING INC COM 112463104 2018 72379 SH DEFINED 1 0 72379 BROOKDALE SR LIVING INC COM 112463104 29667 1064092 SH SOLE 1064092 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1891 31800 SH CALL DEFINED 1 0 31800 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 27756 466800 SH CALL SOLE 466800 0 CANADIAN PAC RY LTD COM 13645T100 31669 242729 SH DEFINED 1 0 242729 CANADIAN PAC RY LTD COM 13645T100 449811 3451809 SH SOLE 3451809 0 CAPITAL ONE FINL CORP COM 14040H105 14128 257100 SH CALL SOLE 257100 0

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- --------------- --------- --------- ---------- ------ -------- ---------- ----- ------- ------ CAPITAL ONE FINL CORP COM 14040H105 33245 605000 SH PUT SOLE 605000 0 CAPITAL ONE FINL CORP COM 14040H105 5211 94826 SH SOLE 94826 0 CARNIVAL CORP PAIRED CTF 143658300 4809 140200 SH SOLE 140200 0 CARNIVAL CORP PAIRED CTF 143658300 4809 140200 SH PUT SOLE 140200 0 CARNIVAL CORP PAIRED CTF 143658300 336 9800 SH PUT DEFINED 1 0 9800 CARNIVAL CORP PAIRED CTF 143658300 336 9800 SH DEFINED 1 0 9800 CATERPILLAR INC DEL COM 149123101 52669 605600 SH PUT SOLE 605600 0 CATERPILLAR INC DEL COM 149123101 7076 81356 SH SOLE 81356 0 CATERPILLAR INC DEL COM 149123101 27222 313000 SH CALL SOLE 313000 0 CBS CORP NEW CL B 124857202 11063 236953 SH DEFINED 1 0 236953 CBS CORP NEW CL B 124857202 13741 294300 SH CALL SOLE 294300 0 CBS CORP NEW CL B 124857202 161137 3451206 SH SOLE 3451206 0 CBS CORP NEW CL B 124857202 25040 536300 SH PUT SOLE 536300 0 CELGENE CORP COM 151020104 35666 307700 SH CALL SOLE 307700 0 CELGENE CORP COM 151020104 69082 596000 SH PUT SOLE 596000 0 CEMEX SAB DE CV SPON ADR NEW 151290889 203 16598 SH DEFINED 1 0 16598 CEMEX SAB DE CV SPON ADR NEW 151290889 2850 233402 SH SOLE 233402 0 CENTERPOINT ENERGY INC COM 15189T107 11275 470588 SH DEFINED 1 0 470588 CENTERPOINT ENERGY INC COM 15189T107 1435 59900 SH CALL DEFINED 1 0 59900 CENTERPOINT ENERGY INC COM 15189T107 159070 6638968 SH SOLE 6638968 0 CENTERPOINT ENERGY INC COM 15189T107 21566 900100 SH CALL SOLE 900100 0 CENTURYLINK INC COM 156700106 10824 308100 SH PUT SOLE 308100 0 CENTURYLINK INC COM 156700106 3738 106400 SH CALL SOLE 106400 0 CENTURYLINK INC COM 156700106 2121 60367 SH SOLE 60367 0 CHESAPEAKE ENERGY CORP COM 165167107 1961 96082 SH SOLE 96082 0 CHESAPEAKE ENERGY CORP COM 165167107 8164 400000 SH PUT SOLE 400000 0 CHEVRON CORP NEW COM 166764100 203990 1716800 SH PUT SOLE 1716800 0 CHEVRON CORP NEW COM 166764100 92870 781600 SH CALL SOLE 781600 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 44 3272 SH DEFINED 1 0 3272 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 1046 77611 SH SOLE 77611 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1629 5000 SH PUT DEFINED 1 0 5000 CHIPOTLE MEXICAN GRILL INC COM 169656105 1629 5000 SH DEFINED 1 0 5000 CHUBB CORP COM 171232101 1593 18194 SH SOLE 18194 0 CHUBB CORP COM 171232101 5094 58200 SH CALL SOLE 58200 0 CHUBB CORP COM 171232101 28071 320700 SH PUT SOLE 320700 0 CIGNA CORPORATION COM 125509109 10847 173920 SH DEFINED 1 0 173920 CIGNA CORPORATION COM 125509109 155491 2493044 SH SOLE 2493044 0 CISCO SYS INC COM 17275R102 68208 3264300 SH PUT SOLE 3264300 0 CISCO SYS INC COM 17275R102 43069 2061200 SH CALL SOLE 2061200 0 CITIGROUP INC COM NEW 172967424 6928 156607 SH DEFINED 1 0 156607 CITIGROUP INC COM NEW 172967424 60556 1368800 SH CALL SOLE 1368800 0 CITIGROUP INC COM NEW 172967424 135008 3051711 SH SOLE 3051711 0 CITIGROUP INC COM NEW 172967424 152394 3444700 SH PUT SOLE 3444700 0 CLEARWIRE CORP NEW CL A 18538Q105 1033 318764 SH DEFINED 1 0 318764 CLEARWIRE CORP NEW CL A 18538Q105 15522 4790718 SH SOLE 4790718 0 CLIFFS NAT RES INC COM 18683K101 758 39900 SH DEFINED 1 0 39900 CLIFFS NAT RES INC COM 18683K101 11184 588300 SH SOLE 588300 0 CME GROUP INC COM 12572Q105 192 3133 SH SOLE 3133 0 CME GROUP INC COM 12572Q105 4391 71500 SH PUT SOLE 71500 0 CME GROUP INC COM 12572Q105 553 9000 SH CALL SOLE 9000 0 COACH INC COM 189754104 12947 259000 SH PUT SOLE 259000 0 COACH INC COM 189754104 375 7500 SH CALL SOLE 7500 0 COACH INC COM 189754104 6898 137990 SH SOLE 137990 0 COCA COLA CO COM 191216100 96534 2387100 SH PUT SOLE 2387100 0 COCA COLA CO COM 191216100 55945 1383400 SH CALL SOLE 1383400 0 COCA COLA ENTERPRISES INC NE COM 19122T109 7029 190389 SH DEFINED 1 0 190389 COCA COLA ENTERPRISES INC NE COM 19122T109 99942 2706995 SH SOLE 2706995 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1722 22468 SH SOLE 22468 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 8758 114300 SH CALL SOLE 114300 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 19446 253800 SH PUT SOLE 253800 0 COINSTAR INC COM 19259P300 75 1286 SH SOLE 1286 0 COINSTAR INC COM 19259P300 767 13124 SH DEFINED 1 0 13124 COINSTAR INC COM 19259P300 812 13900 SH PUT DEFINED 1 0 13900 COINSTAR INC COM 19259P300 783 13400 SH PUT SOLE 13400 0 COLFAX CORP COM 194014106 611 13137 SH DEFINED 1 0 13137 COLFAX CORP COM 194014106 8828 189683 SH SOLE 189683 0 COLGATE PALMOLIVE CO COM 194162103 8510 72100 SH CALL SOLE 72100 0 COLGATE PALMOLIVE CO COM 194162103 51249 434200 SH PUT SOLE 434200 0 COLGATE PALMOLIVE CO COM 194162103 3705 31387 SH SOLE 31387 0 COMCAST CORP NEW CL A 20030N101 36913 879300 SH CALL SOLE 879300 0 COMCAST CORP NEW CL A 20030N101 103489 2465200 SH PUT SOLE 2465200 0 COMMONWEALTH REIT COM SH BEN INT 203233101 48138 2145189 SH SOLE 2145189 0 COMMONWEALTH REIT COM SH BEN INT 203233101 3520 156865 SH DEFINED 1 0 156865 COMPUTER SCIENCES CORP COM 205363104 1428 29000 SH PUT SOLE 29000 0 CONOCOPHILLIPS COM 20825C104 70586 1154800 SH PUT SOLE 1154800 0 CONOCOPHILLIPS COM 20825C104 34191 568900 SH CALL SOLE 568900 0 CONSOLIDATED EDISON INC COM 209115104 934 15300 SH PUT SOLE 15300 0 CONSOLIDATED EDISON INC COM 209115104 242 3960 SH SOLE 3960 0 CONSTELLATION BRANDS INC CL A 21036P108 80364 1686898 SH SOLE 1686898 0 CONSTELLATION BRANDS INC CL A 21036P108 5438 114157 SH DEFINED 1 0 114157

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ----------------- --------- --------- ---------- ------ -------- ---------- ----- -------- ------- CORNING INC COM 219350105 1538 115402 SH SOLE 115402 0 CORNING INC COM 219350105 48 3600 SH CALL SOLE 3600 0 CORNING INC COM 219350105 6233 467600 SH PUT SOLE 467600 0 COSTCO WHSL CORP NEW COM 22160K105 52408 493900 SH PUT SOLE 493900 0 COSTCO WHSL CORP NEW COM 22160K105 24586 231700 SH CALL SOLE 231700 0 COVIDIEN PLC SHS G2554F113 18927 279000 SH CALL SOLE 279000 0 COVIDIEN PLC SHS G2554F113 21098 311000 SH PUT SOLE 311000 0 CROWN CASTLE INTL CORP COM 228227104 1400 20100 SH CALL SOLE 20100 0 CROWN CASTLE INTL CORP COM 228227104 22844 328023 SH DEFINED 1 0 328023 CROWN CASTLE INTL CORP COM 228227104 3705 53200 SH PUT SOLE 53200 0 CROWN CASTLE INTL CORP COM 228227104 341807 4908193 SH SOLE 4908193 0 CSX CORP COM 126408103 188 7620 SH SOLE 7620 0 CSX CORP COM 126408103 13849 562300 SH PUT SOLE 562300 0 CSX CORP COM 126408103 6044 245400 SH CALL SOLE 245400 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 4037 188825 SH DEFINED 1 0 188825 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 45380 2122565 SH SOLE 2122565 0 CUMMINS INC COM 231021106 7794 67300 SH PUT SOLE 67300 0 CUMMINS INC COM 231021106 155 1338 SH SOLE 1338 0 CUMMINS INC COM 231021106 869 7500 SH CALL SOLE 7500 0 CVS CAREMARK CORPORATION COM 126650100 58091 1056400 SH PUT SOLE 1056400 0 CVS CAREMARK CORPORATION COM 126650100 21045 382700 SH CALL SOLE 382700 0 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 8922 4728000 PRN DEFINED 1 0 4728000 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 131433 69646000 PRN SOLE 69646000 0 DANAHER CORP DEL COM 235851102 23965 385600 SH PUT SOLE 385600 0 DANAHER CORP DEL COM 235851102 13642 219500 SH CALL SOLE 219500 0 DARDEN RESTAURANTS INC COM 237194105 820 15869 SH SOLE 15869 0 DARDEN RESTAURANTS INC COM 237194105 5685 110000 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(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ----------------- --------- --------- ---------- ------ -------- ---------- ----- -------- ------- EMERSON ELEC CO COM 291011104 35019 626800 SH PUT SOLE 626800 0 EMERSON ELEC CO COM 291011104 13582 243100 SH CALL SOLE 243100 0 EMERSON ELEC CO COM 291011104 6672 119417 SH SOLE 119417 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 48927 836653 SH DEFINED 1 0 836653 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1115 19062 SH UNKNOWN 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 84573 1446193 SH SOLE 1446193 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 32313 637469 SH DEFINED 1 0 637469 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 53985 1064994 SH SOLE 1064994 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 121 2391 SH UNKNOWN 0 0 EOG RES INC COM 26875P101 18314 143000 SH CALL SOLE 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405 MOLYCORP INC DEL COM 608753109 688 132400 SH PUT SOLE 132400 0 MOLYCORP INC DEL COM 608753109 1128 216944 SH SOLE 216944 0 MOLYCORP INC DEL COM 608753109 414 79530 SH DEFINED 1 0 79530 MOLYCORP INC DEL COM 608753109 314 60300 SH PUT DEFINED 1 0 60300 MONDELEZ INTL INC CL A 609207105 223780 7309487 SH SOLE 7309487 0 MONDELEZ INTL INC CL A 609207105 73406 2296500 SH CALL SOLE 2296500 0 MONDELEZ INTL INC CL A 609207105 37039 850300 SH PUT SOLE 850300 0 MONDELEZ INTL INC CL A 609207105 15098 493162 SH DEFINED 1 0 493162 MONDELEZ INTL INC CL A 609207105 3928 128300 SH CALL DEFINED 1 0 128300 MONSANTO CO NEW COM 61166W101 55002 520700 SH PUT SOLE 520700 0 MONSANTO CO NEW COM 61166W101 33812 320100 SH CALL SOLE 320100 0 MORGAN STANLEY COM NEW 617446448 29389 1337100 SH PUT SOLE 1337100 0 MORGAN STANLEY COM NEW 617446448 24613 1119800 SH CALL SOLE 1119800 0 MORGAN STANLEY COM NEW 617446448 144542 6576049 SH SOLE 6576049 0 MORGAN STANLEY COM NEW 617446448 10446 475249 SH DEFINED 1 0 475249 MPG OFFICE TR INC COM 553274101 79 28642 SH DEFINED 1 0 28642 MPG OFFICE TR INC COM 553274101 906 329595 SH SOLE 329595 0 MYLAN INC COM 628530107 151 5200 SH PUT DEFINED 1 0 5200 MYLAN INC NOTE 3.750% 9/1 628530AJ6 8387 3783000 PRN DEFINED 1 0 3783000 MYLAN INC NOTE 3.750% 9/1 628530AJ6 123528 55717000 PRN SOLE 55717000 0 MYLAN INC COM 628530107 2455 84800 SH PUT SOLE 84800 0 NATIONAL OILWELL VARCO INC COM 637071101 17412 246100 SH CALL SOLE 246100 0 NATIONAL OILWELL VARCO INC COM 637071101 32538 459900 SH PUT SOLE 459900 0 NETFLIX INC COM 64110L106 6322 33400 SH PUT DEFINED 1 0 33400 NETFLIX INC COM 64110L106 6322 33400 SH DEFINED 1 0 33400 NETFLIX INC COM 64110L106 322 1700 SH PUT SOLE 1700 0 NETFLIX INC COM 64110L106 322 1700 SH SOLE 1700 0 NEWMONT MINING CORP COM 651639106 24740 590600 SH PUT SOLE 590600 0 NEWMONT MINING CORP COM 651639106 1810 43200 SH CALL SOLE 43200 0 NEWMONT MINING CORP COM 651639106 7694 183662 SH SOLE 183662 0 NEWS CORP CL A 65248E104 25753 844100 SH CALL SOLE 844100 0 NEWS CORP CL A 65248E104 16624 544864 SH DEFINED 1 0 544864 NEWS CORP CL A 65248E104 39626 1298800 SH PUT SOLE 1298800 0 NEWS CORP CL A 65248E104 235580 7721404 SH SOLE 7721404 0 NEXTERA ENERGY INC COM 65339F101 6222 80100 SH CALL SOLE 80100 0 NEXTERA ENERGY INC COM 65339F101 22768 293100 SH PUT SOLE 293100 0 NIELSEN HOLDINGS N V COM N63218106 10407 290546 SH DEFINED 1 0 290546 NIELSEN HOLDINGS N V COM N63218106 144116 4023330 SH SOLE 4023330 0 NIKE INC CL B 654106103 39832 675000 SH PUT SOLE 675000 0 NIKE INC CL B 654106103 27333 463200 SH CALL SOLE 463200 0 NORFOLK SOUTHERN CORP COM 655844108 18838 244400 SH PUT SOLE 244400 0 NORFOLK SOUTHERN CORP COM 655844108 14715 190900 SH CALL SOLE 190900 0 NOVAGOLD RES INC COM NEW 66987E206 328 90257 SH DEFINED 1 0 90257 NOVAGOLD RES INC COM NEW 66987E206 4939 1360739 SH SOLE 1360739 0 NUANCE COMMUNICATIONS INC COM 67020Y100 2474 122619 SH SOLE 122619 0 NUANCE COMMUNICATIONS INC COM 67020Y100 173 8590 SH DEFINED 1 0 8590 NUCOR CORP COM 670346105 24556 532100 SH CALL SOLE 532100 0 NUCOR CORP COM 670346105 1675 36300 SH CALL DEFINED 1 0 36300 NUCOR CORP COM 670346105 5 100 SH SOLE 100 0 OCCIDENTAL PETE CORP DEL COM 674599105 42116 537400 SH CALL SOLE 537400 0 OCCIDENTAL PETE CORP DEL COM 674599105 55666 710300 SH PUT SOLE 710300 0 OFFICE DEPOT INC COM 676220106 738 187800 SH CALL SOLE 187800 0 OFFICE DEPOT INC COM 676220106 48 12200 SH CALL DEFINED 1 0 12200 OFFICE DEPOT INC COM 676220106 1431 364000 SH SOLE 364000 0 OGE ENERGY CORP COM 670837103 2881 41169 SH DEFINED 1 0 41169 OGE ENERGY CORP COM 670837103 42542 607912 SH SOLE 607912 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 3094 3075000 PRN DEFINED 1 0 3075000 OMNICARE INC DBCV 3.250%12/1 681904AL2 53308 52977000 PRN SOLE 52977000 0 ORACLE CORP COM 68389X105 101422 3137100 SH PUT SOLE 3137100 0 ORACLE CORP COM 68389X105 12523 387349 SH SOLE 387349 0 ORACLE CORP COM 68389X105 51919 1605900 SH CALL SOLE 1605900 0 ORACLE CORP COM 68389X105 993 30700 SH CALL DEFINED 1 0 30700 PENNEY J C INC COM 708160106 1417 93800 SH CALL DEFINED 1 0 93800 PENNEY J C INC COM 708160106 2073 137200 SH PUT DEFINED 1 0 137200 PENNEY J C INC COM 708160106 2032 134470 SH DEFINED 1 0 134470 PENNEY J C INC COM 708160106 19716 1304800 SH CALL SOLE 1304800 0 PEPSICO INC COM 713448108 140602 1777300 SH PUT SOLE 1777300 0 PEPSICO INC COM 713448108 39484 499100 SH CALL SOLE 499100 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1561 94232 SH DEFINED 1 0 94232

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ---------------- --------- --------- ---------- ------ -------- ---------- ----- -------- ------- PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 24112 1455184 SH SOLE 1455184 0 PFIZER INC COM 717081103 877 30377 SH SOLE 30377 0 PFIZER INC COM 717081103 76107 2637100 SH CALL SOLE 2637100 0 PFIZER INC COM 717081103 178831 6196500 SH PUT SOLE 6196500 0 PG&E CORP COM 69331C108 16639 373667 SH SOLE 373667 0 PG&E CORP COM 69331C108 1173 26333 SH DEFINED 1 0 26333 PHH CORP COM NEW 693320202 110 5022 SH DEFINED 1 0 5022 PHH CORP NOTE 4.000% 9/0 693320AN3 809 710000 PRN DEFINED 1 0 710000 PHH CORP NOTE 4.000% 9/0 693320AN3 24499 21490000 PRN SOLE 21490000 0 PHILIP MORRIS INTL INC COM 718172109 144526 1558900 SH PUT SOLE 1558900 0 PHILIP MORRIS INTL INC COM 718172109 66390 716100 SH CALL SOLE 716100 0 PHILLIPS 66 COM 718546104 28044 400800 SH CALL SOLE 400800 0 PHILLIPS 66 COM 718546104 85309 1219218 SH SOLE 1219218 0 PHILLIPS 66 COM 718546104 35510 507500 SH PUT SOLE 507500 0 PHILLIPS 66 COM 718546104 5814 83091 SH DEFINED 1 0 83091 PLAINS EXPL& PRODTN CO COM 726505100 3062 64500 SH CALL DEFINED 1 0 64500 PLAINS EXPL& PRODTN CO COM 726505100 9707 204490 SH DEFINED 1 0 204490 PLAINS EXPL& PRODTN CO COM 726505100 142624 3004506 SH SOLE 3004506 0 PLAINS EXPL& PRODTN CO COM 726505100 51092 1076300 SH CALL SOLE 1076300 0 PLAINS EXPL& PRODTN CO COM 726505100 4443 93600 SH PUT SOLE 93600 0 PNC FINL SVCS GROUP INC COM 693475105 45433 683200 SH PUT SOLE 683200 0 PNC FINL SVCS GROUP INC COM 693475105 4489 67500 SH CALL SOLE 67500 0 PNC FINL SVCS GROUP INC COM 693475105 10619 159684 SH SOLE 159684 0 PPG INDS INC COM 693506107 152146 1135923 SH SOLE 1135923 0 PPG INDS INC COM 693506107 388 2900 SH PUT SOLE 2900 0 PPG INDS INC COM 693506107 10204 76185 SH DEFINED 1 0 76185 PPG INDS INC COM 693506107 603 4500 SH CALL SOLE 4500 0 PRAXAIR INC COM 74005P104 4472 40094 SH SOLE 40094 0 PRAXAIR INC COM 74005P104 44705 400800 SH PUT SOLE 400800 0 PRAXAIR INC COM 74005P104 19821 177700 SH CALL SOLE 177700 0 PRECISION CASTPARTS CORP COM 740189105 343 1810 SH DEFINED 1 0 1810 PRECISION CASTPARTS CORP COM 740189105 5121 27007 SH SOLE 27007 0 PRECISION CASTPARTS CORP COM 740189105 18374 96900 SH CALL SOLE 96900 0 PRECISION CASTPARTS CORP COM 740189105 24347 128400 SH PUT SOLE 128400 0 PRICELINE COM INC COM NEW 741503403 11079 16100 SH CALL SOLE 16100 0 PRICELINE COM INC COM NEW 741503403 1257 1826 SH DEFINED 1 0 1826 PRICELINE COM INC COM NEW 741503403 50305 73100 SH PUT SOLE 73100 0 PRICELINE COM INC COM NEW 741503403 90152 131004 SH SOLE 131004 0 PROCTER & GAMBLE CO COM 742718109 265541 3445900 SH PUT SOLE 3445900 0 PROCTER & GAMBLE CO COM 742718109 64476 836700 SH CALL SOLE 836700 0 PROCTER & GAMBLE CO COM 742718109 6920 89798 SH SOLE 89798 0 PROLOGIS NOTE 2.625% 5/1 74340XAS0 20166 20121000 PRN SOLE 20121000 0 PROLOGIS NOTE 2.625% 5/1 74340XAS0 280 279000 PRN DEFINED 1 0 279000 PRUDENTIAL FINL INC COM 744320102 5705 96707 SH SOLE 96707 0 PRUDENTIAL FINL INC COM 744320102 7981 135300 SH CALL SOLE 135300 0 PRUDENTIAL FINL INC COM 744320102 35087 594800 SH PUT SOLE 594800 0 PUBLIC STORAGE COM 74460D109 183 1200 SH SOLE 1200 0 PUBLIC STORAGE COM 74460D109 11348 74500 SH CALL SOLE 74500 0 PUBLIC STORAGE COM 74460D109 29306 192400 SH PUT SOLE 192400 0 QUALCOMM INC COM 747525103 507 7567 SH DEFINED 1 0 7567 QUALCOMM INC COM 747525103 11470 171347 SH SOLE 171347 0 QUALCOMM INC COM 747525103 48880 730200 SH CALL SOLE 730200 0 QUALCOMM INC COM 747525103 99158 1481300 SH PUT SOLE 1481300 0 QUESTAR CORP COM 748356102 11581 476000 SH PUT SOLE 476000 0 QUESTAR CORP COM 748356102 808 33200 SH PUT DEFINED 1 0 33200 QUESTAR CORP COM 748356102 21 861 SH DEFINED 1 0 861 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 25486 21070000 PRN SOLE 21070000 0 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 1730 1430000 PRN DEFINED 1 0 1430000 RAYTHEON CO COM NEW 755111507 118 2000 SH CALL SOLE 2000 0 RAYTHEON CO COM NEW 755111507 19 320 SH SOLE 320 0 RAYTHEON CO COM NEW 755111507 635 10800 SH PUT SOLE 10800 0 REALOGY HLDGS CORP COM 75605Y106 80832 1655033 SH SOLE 1655033 0 REALOGY HLDGS CORP COM 75605Y106 5581 114264 SH DEFINED 1 0 114264 RESEARCH IN MOTION LTD COM 760975102 5128 355000 SH CALL DEFINED 1 0 355000 RESEARCH IN MOTION LTD COM 760975102 17499 1211400 SH DEFINED 1 0 1211400 RESEARCH IN MOTION LTD COM 760975102 22843 1581400 SH PUT DEFINED 1 0 1581400 ROCKWOOD HLDGS INC COM 774415103 9528 145602 SH DEFINED 1 0 145602 ROCKWOOD HLDGS INC COM 774415103 139218 2127418 SH SOLE 2127418 0 ROYAL GOLD INC COM 780287108 6 80 SH DEFINED 1 0 80 ROYAL GOLD INC COM 780287108 134 1880 SH SOLE 1880 0 ROYAL GOLD INC COM 780287108 163 2300 SH PUT DEFINED 1 0 2300 ROYAL GOLD INC COM 780287108 4106 57800 SH PUT SOLE 57800 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 25355 606867 SH SOLE 606867 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1541 36885 SH DEFINED 1 0 36885 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 35635 24059000 PRN SOLE 24059000 0 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 2419 1633000 PRN DEFINED 1 0 1633000 SAFEWAY INC COM NEW 786514208 6095 231300 SH PUT DEFINED 1 0 231300 SAFEWAY INC COM NEW 786514208 5982 227028 SH DEFINED 1 0 227028 SAKS INC COM 79377W108 877 76425 SH SOLE 76425 0 SAKS INC COM 79377W108 291 25400 SH PUT SOLE 25400 0

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ----------------- --------- --------- ---------- ------ -------- ---------- ----- -------- ------- SAKS INC COM 79377W108 291 25400 SH CALL SOLE 25400 0 SALESFORCE COM INC COM 79466L302 30151 168600 SH PUT SOLE 168600 0 SALESFORCE COM INC COM 79466L302 449 2512 SH DEFINED 1 0 2512 SALESFORCE COM INC COM 79466L302 18008 100700 SH CALL SOLE 100700 0 SALESFORCE COM INC COM 79466L302 6615 36988 SH SOLE 36988 0 SANDRIDGE ENERGY INC COM 80007P307 264 50000 SH CALL DEFINED 1 0 50000 SANDRIDGE ENERGY INC COM 80007P307 268 50900 SH PUT DEFINED 1 0 50900 SANDRIDGE ENERGY INC COM 80007P307 5 900 SH DEFINED 1 0 900 SANOFI RIGHT 12/31/2020 80105N113 1509 843108 SH DEFINED 1 0 843108 SANOFI RIGHT 12/31/2020 80105N113 19180 10716421 SH SOLE 10716421 0 SANOFI SPONSORED ADR 80105N105 10862 212645 SH SOLE 212645 0 SANOFI SPONSORED ADR 80105N105 851 16657 SH DEFINED 1 0 16657 SCHLUMBERGER LTD COM 806857108 40336 538600 SH CALL SOLE 538600 0 SCHLUMBERGER LTD COM 806857108 7920 105750 SH SOLE 105750 0 SCHLUMBERGER LTD COM 806857108 87142 1163600 SH PUT SOLE 1163600 0 SIMON PPTY GROUP INC NEW COM 828806109 3407 21484 SH SOLE 21484 0 SIMON PPTY GROUP INC NEW COM 828806109 19772 124700 SH CALL SOLE 124700 0 SIMON PPTY GROUP INC NEW COM 828806109 51675 325900 SH PUT SOLE 325900 0 SINA CORP ORD G81477104 8264 170077 SH SOLE 170077 0 SINA CORP ORD G81477104 681 14016 SH DEFINED 1 0 14016 SK TELECOM LTD SPONSORED ADR 78440P108 217 12118 SH DEFINED 1 0 12118 SK TELECOM LTD SPONSORED ADR 78440P108 1863 104260 SH SOLE 104260 0 SOUTHERN CO COM 842587107 20617 439400 SH PUT SOLE 439400 0 SOUTHERN CO COM 842587107 941 20048 SH SOLE 20048 0 SOUTHERN CO COM 842587107 7545 160800 SH CALL SOLE 160800 0 SOUTHWEST AIRLS CO COM 844741108 864 64100 SH PUT SOLE 64100 0 SOUTHWEST AIRLS CO COM 844741108 6 450 SH DEFINED 1 0 450 SOUTHWEST AIRLS CO COM 844741108 232 17245 SH SOLE 17245 0 SOUTHWEST AIRLS CO COM 844741108 30 2200 SH PUT DEFINED 1 0 2200 SPDR GOLD TRUST GOLD SHS 78463V107 24656 159614 SH SOLE 159614 0 SPDR GOLD TRUST GOLD SHS 78463V107 1811 11725 SH DEFINED 1 0 11725 SPDR S&P 500 ETF TR TR UNIT 78462F103 7489 47800 SH PUT DEFINED 1 0 47800 SPDR S&P 500 ETF TR TR UNIT 78462F103 110014 702200 SH PUT SOLE 702200 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 862 115600 SH DEFINED 1 0 115600 SPECTRUM PHARMACEUTICALS INC COM 84763A108 862 115600 SH PUT DEFINED 1 0 115600 SPIRIT RLTY CAP INC COM 84860F109 7407 389855 SH DEFINED 1 0 389855 SPIRIT RLTY CAP INC COM 84860F109 20049 1055191 SH SOLE 1055191 0 SPRINT NEXTEL CORP COM SER 1 852061100 584 94100 SH CALL DEFINED 1 0 94100 SPRINT NEXTEL CORP COM SER 1 852061100 9090 1463700 SH CALL SOLE 1463700 0 SPRINT NEXTEL CORP COM SER 1 852061100 32 5200 SH PUT DEFINED 1 0 5200 SPRINT NEXTEL CORP COM SER 1 852061100 529 85200 SH PUT SOLE 85200 0 STANDARD PAC CORP NEW NOTE 1.250% 8/0 85375CBC4 3898 3030000 PRN DEFINED 1 0 3030000 STANDARD PAC CORP NEW NOTE 1.250% 8/0 85375CBC4 57420 44628000 PRN SOLE 44628000 0 STANLEY BLACK & DECKER INC COM 854502101 25848 319228 SH SOLE 319228 0 STANLEY BLACK & DECKER INC COM 854502101 1838 22702 SH DEFINED 1 0 22702 STARBUCKS CORP COM 855244109 49256 864900 SH PUT SOLE 864900 0 STARBUCKS CORP COM 855244109 15957 280200 SH CALL SOLE 280200 0 STARBUCKS CORP COM 855244109 6249 109731 SH SOLE 109731 0 STARZ LIBRTY CAP COM A 85571Q102 476 21482 SH DEFINED 1 0 21482 STARZ LIBRTY CAP COM A 85571Q102 6923 312555 SH SOLE 312555 0 STATE STR CORP COM 857477103 32517 550300 SH PUT SOLE 550300 0 STATE STR CORP COM 857477103 8101 137100 SH CALL SOLE 137100 0 STATE STR CORP COM 857477103 2031 34365 SH SOLE 34365 0 SUPERVALU INC COM 868536103 252 50000 SH PUT DEFINED 1 0 50000 SUPERVALU INC COM 868536103 734 145615 SH DEFINED 1 0 145615 SUPERVALU INC COM 868536103 13706 2719400 SH SOLE 2719400 0 SUPERVALU INC COM 868536103 252 50000 SH CALL DEFINED 1 0 50000 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 1928 1493000 PRN DEFINED 1 0 1493000 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 28421 22007000 PRN SOLE 22007000 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 5119 297800 SH CALL DEFINED 1 0 297800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 63641 3702200 SH CALL SOLE 3702200 0 TARGET CORP COM 87612E106 21213 309900 SH CALL SOLE 309900 0 TARGET CORP COM 87612E106 45259 661200 SH PUT SOLE 661200 0 TATA MTRS LTD SPONSORED ADR 876568502 2392 98000 SH SOLE 98000 0 TESLA MTRS INC COM 88160R101 2645 69800 SH CALL DEFINED 1 0 69800 TESLA MTRS INC COM 88160R101 144 3800 SH DEFINED 1 0 3800 TESLA MTRS INC COM 88160R101 2887 76200 SH PUT DEFINED 1 0 76200 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 655 16500 SH CALL DEFINED 1 0 16500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9662 243500 SH CALL SOLE 243500 0 TEXAS INSTRS INC COM 882508104 27291 769200 SH CALL SOLE 769200 0 TEXAS INSTRS INC COM 882508104 25095 707300 SH PUT SOLE 707300 0 THE ADT CORPORATION COM 00101J106 463 9460 SH DEFINED 1 0 9460 THE ADT CORPORATION COM 00101J106 6771 138362 SH SOLE 138362 0 THERMO FISHER SCIENTIFIC INC COM 883556102 22779 297800 SH PUT SOLE 297800 0 THERMO FISHER SCIENTIFIC INC COM 883556102 12001 156900 SH CALL SOLE 156900 0 THOMSON REUTERS CORP COM 884903105 15467 476200 SH CALL SOLE 476200 0 THOMSON REUTERS CORP COM 884903105 708 21800 SH CALL DEFINED 1 0 21800 TIME WARNER CABLE INC COM 88732J207 2903 30221 SH SOLE 30221 0 TIME WARNER CABLE INC COM 88732J207 9116 94900 SH CALL SOLE 94900 0 TIME WARNER CABLE INC COM 88732J207 20163 209900 SH PUT SOLE 209900 0

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ---------------- --------- --------- ---------- ------ -------- ---------- ----- -------- ------- TIME WARNER INC COM NEW 887317303 14967 259745 SH DEFINED 1 0 259745 TIME WARNER INC COM NEW 887317303 18675 324100 SH CALL SOLE 324100 0 TIME WARNER INC COM NEW 887317303 51743 898000 SH PUT SOLE 898000 0 TIME WARNER INC COM NEW 887317303 230627 4002558 SH SOLE 4002558 0 TJX COS INC NEW COM 872540109 8611 184200 SH CALL SOLE 184200 0 TJX COS INC NEW COM 872540109 24806 530600 SH PUT SOLE 530600 0 TJX COS INC NEW COM 872540109 2451 52436 SH SOLE 52436 0 TRANSDIGM GROUP INC COM 893641100 163340 1068138 SH SOLE 1068138 0 TRANSDIGM GROUP INC COM 893641100 11572 75676 SH DEFINED 1 0 75676 TRAVELERS COMPANIES INC COM 89417E109 34080 404800 SH PUT SOLE 404800 0 TRAVELERS COMPANIES INC COM 89417E109 8609 102251 SH SOLE 102251 0 TRAVELERS COMPANIES INC COM 89417E109 93 1100 SH CALL SOLE 1100 0 TYCO INTERNATIONAL LTD SHS H89128104 9025 282020 SH DEFINED 1 0 282020 TYCO INTERNATIONAL LTD SHS H89128104 199 2900 SH CALL SOLE 2900 0 TYCO INTERNATIONAL LTD SHS H89128104 9158 133500 SH PUT SOLE 133500 0 TYCO INTERNATIONAL LTD SHS H89128104 126096 3940492 SH SOLE 3940492 0 U S AIRWAYS GROUP INC COM 90341W108 4243 250000 SH SOLE 250000 0 U S AIRWAYS GROUP INC COM 90341W108 88 5200 SH CALL SOLE 5200 0 U S AIRWAYS GROUP INC COM 90341W108 3 200 SH CALL DEFINED 1 0 200 UAL CORP NOTE 6.000%10/1 902549AJ3 9384 2518000 PRN DEFINED 1 0 2518000 UAL CORP NOTE 6.000%10/1 902549AJ3 134809 36172000 PRN SOLE 36172000 0 UNION PAC CORP COM 907818108 40088 281500 SH CALL SOLE 281500 0 UNION PAC CORP COM 907818108 71703 503500 SH PUT SOLE 503500 0 UNITED CONTL HLDGS INC COM 910047109 32010 1000000 SH PUT SOLE 1000000 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 889 493812 SH DEFINED 1 0 493812 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 9329 5182515 SH SOLE 5182515 0 UNITED PARCEL SERVICE INC CL B 911312106 65078 757600 SH PUT SOLE 757600 0 UNITED PARCEL SERVICE INC CL B 911312106 28991 337500 SH CALL SOLE 337500 0 UNITED STATES STL CORP NEW COM 912909108 1435 73600 SH PUT DEFINED 1 0 73600 UNITED STATES STL CORP NEW COM 912909108 4355 223328 SH SOLE 223328 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 26075 25000000 PRN SOLE 25000000 0 UNITED STATES STL CORP NEW COM 912909108 1435 73600 SH DEFINED 1 0 73600 UNITED TECHNOLOGIES CORP COM 913017109 40764 436300 SH CALL SOLE 436300 0 UNITED TECHNOLOGIES CORP COM 913017109 13112 140341 SH SOLE 140341 0 UNITED TECHNOLOGIES CORP COM 913017109 82433 882300 SH PUT SOLE 882300 0 UNITED TECHNOLOGIES CORP COM 913017109 893 9559 SH DEFINED 1 0 9559 UNITEDHEALTH GROUP INC COM 91324P102 67107 1173000 SH PUT SOLE 1173000 0 UNITEDHEALTH GROUP INC COM 91324P102 639 11166 SH SOLE 11166 0 UNITEDHEALTH GROUP INC COM 91324P102 27255 476400 SH CALL SOLE 476400 0 US BANCORP DEL COM NEW 902973304 4222 124437 SH SOLE 124437 0 US BANCORP DEL COM NEW 902973304 55208 1627100 SH PUT SOLE 1627100 0 US BANCORP DEL COM NEW 902973304 24559 723800 SH CALL SOLE 723800 0 USANA HEALTH SCIENCES INC COM 90328M107 1252 25900 SH PUT DEFINED 1 0 25900 USANA HEALTH SCIENCES INC COM 90328M107 1206 24944 SH DEFINED 1 0 24944 VALERO ENERGY CORP NEW COM 91913Y100 478 10500 SH PUT DEFINED 1 0 10500 VALERO ENERGY CORP NEW COM 91913Y100 11068 243300 SH PUT SOLE 243300 0 VALERO ENERGY CORP NEW COM 91913Y100 9717 213600 SH CALL SOLE 213600 0 VENTAS INC COM 92276F100 4363 59600 SH PUT SOLE 59600 0 VERA BRADLEY INC COM 92335C106 1456 61600 SH DEFINED 1 0 61600 VERA BRADLEY INC COM 92335C106 4185 177100 SH PUT DEFINED 1 0 177100 VERA BRADLEY INC COM 92335C106 2717 115000 SH CALL DEFINED 1 0 115000 VERIZON COMMUNICATIONS INC COM 92343V104 45705 929900 SH CALL SOLE 929900 0 VERIZON COMMUNICATIONS INC COM 92343V104 116889 2378200 SH PUT SOLE 2378200 0 VIACOM INC NEW CL B 92553P201 10101 164300 SH CALL SOLE 164300 0 VIACOM INC NEW CL B 92553P201 24180 393300 SH PUT SOLE 393300 0 VIACOM INC NEW CL B 92553P201 648 10544 SH SOLE 10544 0 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 3886 1481000 PRN DEFINED 1 0 1481000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 57250 21819000 PRN SOLE 21819000 0 VISA INC COM CL A 92826C839 30520 179700 SH CALL SOLE 179700 0 VISA INC COM CL A 92826C839 118226 696100 SH PUT SOLE 696100 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 15140 533100 SH CALL SOLE 533100 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1125 39600 SH CALL DEFINED 1 0 39600 WAL-MART STORES INC COM 931142103 4728 63184 SH SOLE 63184 0 WAL-MART STORES INC COM 931142103 43416 580200 SH CALL SOLE 580200 0 WAL-MART STORES INC COM 931142103 121307 1621100 SH PUT SOLE 1621100 0 WALGREEN CO COM 931422109 29018 608600 SH CALL SOLE 608600 0 WALGREEN CO COM 931422109 36633 768300 SH PUT SOLE 768300 0 WASTE MGMT INC DEL COM 94106L109 109055 2781300 SH CALL SOLE 2781300 0 WASTE MGMT INC DEL COM 94106L109 189 4813 SH SOLE 4813 0 WASTE MGMT INC DEL COM 94106L109 7462 190300 SH CALL DEFINED 1 0 190300 WELLPOINT INC COM 94973V107 2159 32600 SH CALL SOLE 32600 0 WELLPOINT INC COM 94973V107 13484 203600 SH PUT SOLE 203600 0 WELLPOINT INC COM 94973V107 621 9371 SH SOLE 9371 0 WELLS FARGO & CO NEW COM 949746101 7764 209903 SH SOLE 209903 0 WELLS FARGO & CO NEW COM 949746101 134159 3626900 SH PUT SOLE 3626900 0 WELLS FARGO & CO NEW COM 949746101 34623 936000 SH CALL SOLE 936000 0 WELLS FARGO & CO NEW COM 949746101 581 15700 SH PUT DEFINED 1 0 15700 WESTERN ASSET MTG CAP CORP COM 95790D105 7695 331105 SH SOLE 331105 0 WESTERN ASSET MTG CAP CORP COM 95790D105 302 13000 SH DEFINED 1 0 13000 WESTPORT INNOVATIONS INC COM NEW 960908309 8900 301500 SH DEFINED 1 0 301500

(8) (8) (6) (7) VOTING VOTING (5) SH/PRN INVESTMENT OTHER AUTH AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN PUT/CALL DISCRETION MNGRs SOLE SHARED -------- ------------- --------- --------- ---------- ------ -------- ---------- ----- ------- ------ WESTPORT INNOVATIONS INC COM NEW 960908309 9210 312000 SH PUT DEFINED 1 0 312000 WILLIAMS COS INC DEL COM 969457100 176 4701 SH DEFINED 1 0 4701 WILLIAMS COS INC DEL COM 969457100 326 8700 SH CALL DEFINED 1 0 8700 WILLIAMS COS INC DEL COM 969457100 22300 595300 SH PUT SOLE 595300 0 WILLIAMS COS INC DEL COM 969457100 25956 692900 SH CALL SOLE 692900 0 WILLIAMS COS INC DEL COM 969457100 2633 70299 SH SOLE 70299 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 10720 206945 SH DEFINED 1 0 206945 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 17229 332611 SH SOLE 332611 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 60 1160 SH UNKNOWN 0 0 WYNN RESORTS LTD COM 983134107 45946 367100 SH PUT SOLE 367100 0 WYNN RESORTS LTD COM 983134107 4018 32100 SH PUT DEFINED 1 0 32100 XEROX CORP COM 984121103 752 87400 SH SOLE 87400 0 YAHOO INC COM 984332106 12644 537400 SH CALL SOLE 537400 0 YAHOO INC COM 984332106 59056 2509910 SH SOLE 2509910 0 YAHOO INC COM 984332106 16611 706000 SH PUT SOLE 706000 0 YAHOO INC COM 984332106 3781 160708 SH DEFINED 1 0 160708 YUM BRANDS INC COM 988498101 34071 473600 SH PUT SOLE 473600 0 YUM BRANDS INC COM 988498101 19143 266100 SH CALL SOLE 266100 0 ZOETIS INC CL A 98978V103 66655 1995666 SH SOLE 1995666 0 ZOETIS INC CL A 98978V103 4499 134694 SH DEFINED 1 0 134694 ZOLTEK COS INC COM 98975W104 61 5100 SH PUT DEFINED 1 0 5100 ZOLTEK COS INC COM 98975W104 183 15286 SH DEFINED 1 0 15286 ZOLTEK COS INC COM 98975W104 1937 162112 SH SOLE 162112 0