-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkeNQ/OXId6+OK/rY7EwrQleugLNUoorjDQMJiinc73b2slZrvMXvTtLoYeCSvmD T6gsxTXOkswTi9AXBqKMGw== 0000919574-07-000976.txt : 20070214 0000919574-07-000976.hdr.sgml : 20070214 20070213200753 ACCESSION NUMBER: 0000919574-07-000976 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070213 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWOOD MANAGEMENT LLC CENTRAL INDEX KEY: 0000860561 IRS NUMBER: 222032238 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02602 FILM NUMBER: 07613019 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-652-9100 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: EDGEWOOD MANAGEMENT CO/NY/ DATE OF NAME CHANGE: 19990317 13F-HR 1 d744690_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Edgewood Management LLC Address: 350 Park Avenue New York, New York 10022 13F File Number: 028-02602 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fausto Rotundo Title: Chief Compliance Officer Phone: (212) 652-9100 Signature, Place and Date of Signing: /s/ Fausto Rotundo New York, New York February 14, 2007 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 164 Form 13F Information Table Value Total: $2,875,209 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1: COLUMN 2: COLUMN 3: COLUMN 4: COLUMN 5: COLUMN 6: COLUMN 7: COLUMN 8: AMOUNT AND TYPE INVESTMENT VOTING AUTHORITY OF SECURITY DISCRETION FAIR MARKET SHARES OR OTHER TITLE CUSIP VALUE PRINCIPAL SH/ PUT/ SOLE SHARED MGR OTHER SOLE SHARED NONE NAME OF ISSUER OF CLASS NUMBER (X1000) AMOUNT PRN CALL (A) (B) (C) MGRS (A) (B) (C) - -------------- -------- ------ ------ ------ --- ---- --- --- --- ---- --- --- --- 3M CO COM 88579Y101 122,476 1,571,613 SH SOLE NONE 1558889 0 12,724 AT&T INC COM 00206R102 1,012 28,297 SH SOLE NONE 11435 0 16,862 ABBOTT LABS COM 002824100 16,159 331,742 SH SOLE NONE 330042 0 1,700 AEGON N V ORD AMER REG 007924103 1,504 57,900 SH SOLE NONE 57900 0 0 AFLAC INC COM 001055102 427 9,279 SH SOLE NONE 9279 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 789 22,648 SH SOLE NONE 22648 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 641 42,200 SH SOLE NONE 39200 0 3,000 ALLTEL CORP COM 020039103 10,850 179,404 SH SOLE NONE 168643 500 10,261 ALTRIA GROUP INC COM 02209S103 2,385 27,786 SH SOLE NONE 10936 0 16,850 AMAZON COM INC COM 023135106 507 12,845 SH SOLE NONE 9010 0 3,835 AMERICAN BK NT HOLOGR COM 024377103 44 16,000 SH SOLE NONE 16000 0 0 AMERICAN ELEC PWR INC COM 025537101 299 7,020 SH SOLE NONE 7020 0 0 AMERICAN EXPRESS CO COM 025816109 118,069 1,946,079 SH SOLE NONE 1742577 2640 200,862 AMERICAN INTL GROUP INC COM 026874107 14,562 203,212 SH SOLE NONE 202912 0 300 AMERICAN TOWER CORP CL A 029912201 124,244 3,332,732 SH SOLE NONE 3013714 3460 315,558 AMGEN INC COM 031162100 1,438 21,045 SH SOLE NONE 17495 0 3,550 ANHEUSER BUSCH COS INC COM 035229103 285 5,800 SH SOLE NONE 800 0 5,000 APPLE COMPUTER INC COM 037833100 174,975 2,062,416 SH SOLE NONE 1868418 2343 191,655 APPLIED MATLS INC COM 038222105 1,918 103,982 SH SOLE NONE 103538 0 444 ARCHSTONE SMITH TR COM 039583109 15,188 260,911 SH SOLE NONE 248710 0 12,201 AUTOMATIC DATA PROCESSING IN COM 053015103 413 8,381 SH SOLE NONE 6081 0 2,300 BANK OF AMERICA CORPORATION COM 060505104 2,686 50,302 SH SOLE NONE 50302 0 0 BANK NEW YORK INC COM 064057102 12,429 315,688 SH SOLE NONE 300988 0 14,700 BANKRATE INC COM 06646V108 241 6,340 SH SOLE NONE 0 0 6,340 BAXTER INTL INC COM 071813109 251 5,400 SH SOLE NONE 0 0 5,400 BERKSHIRE HATHAWAY INC DEL CL A 084670108 880 8 SH SOLE NONE 7 0 1 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1,716 468 SH SOLE NONE 468 0 0 BOEING CO COM 097023105 914 10,290 SH SOLE NONE 10290 0 0 BP PLC SPONSORED ADR 055622104 6,779 101,033 SH SOLE NONE 82533 0 18,500 BRISTOL MYERS SQUIBB CO COM 110122108 1,347 51,187 SH SOLE NONE 16150 0 35,037 CA INC COM 12673P105 238 10,500 SH SOLE NONE 10500 0 0 CARNIVAL CORP PAIRED CTF 143658300 370 7,550 SH SOLE NONE 7550 0 0 CELGENE CORP COM 151020104 3,829 66,560 SH SOLE NONE 66560 0 0 CHEVRON CORP NEW COM 166764100 3,444 46,837 SH SOLE NONE 40933 0 5,904 CHICAGO MERCANTILE HLDGS INC CL A 167760107 51,883 101,782 SH SOLE NONE 93921 88 7,773 CHUBB CORP COM 171232101 467 8,820 SH SOLE NONE 8820 0 0 CHURCH & DWIGHT INC COM 171340102 913 21,405 SH SOLE NONE 21405 0 0 CINCINNATI FINL CORP COM 172062101 544 12,012 SH SOLE NONE 12012 0 0 CISCO SYS INC COM 17275R102 24,944 912,685 SH SOLE NONE 873962 0 38,723 CITIGROUP INC. COM 172967101 1,440 25,861 SH SOLE NONE 23385 0 2,476 COCA COLA CO COM 191216100 5,553 115,087 SH SOLE NONE 89382 0 25,705 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 101,850 1,319,982 SH SOLE NONE 1193695 1310 124,977 COLGATE PALMOLIVE CO COM 194162103 105,818 1,621,974 SH SOLE NONE 1597984 0 23,990 COMCAST CORP NEW CL A COM 20030N101 124,262 2,935,549 SH SOLE NONE 2642895 4100 288,554 COMERICA INC COM 200340107 730 12,447 SH SOLE NONE 6222 0 6,225 CORNING INC COM 219350105 106,843 5,710,494 SH SOLE NONE 5145644 7034 557,816 CROWN CASTLE INTL CORP COM 228227104 795 24,620 SH SOLE NONE 24620 0 0 CRUCELL N V SPONSORED ADR 228769105 1,891 74,200 SH SOLE NONE 72400 0 1,800 DEVON ENERGY CORP NEW COM 25179M103 1,415 21,094 SH SOLE NONE 21094 0 0 DISNEY WALT CO COM DISNEY 254687106 1,912 55,785 SH SOLE NONE 40969 0 14,816 DISTRIBUTED ENERGY SYS CORP COM 25475V104 64 17,786 SH SOLE NONE 11700 0 6,086 DOW CHEM CO COM 260543103 1,263 31,656 SH SOLE NONE 31656 0 0 DUKE ENERGY CORP NEW COM 26441C105 1,150 34,628 SH SOLE NONE 33232 0 1,396 EATON VANCE TX ADV GLBL DIV COM 27828S101 279 10,800 SH SOLE NONE 10800 0 0 EBAY INC COM 278642103 47,257 1,571,557 SH SOLE NONE 1448107 1930 121,520 ELECTRONIC ARTS INC COM 285512109 3,217 63,877 SH SOLE NONE 60077 500 3,300 ELITE PHARMACEUTICALS INC COM 28659T200 22 10,000 SH SOLE NONE 10000 0 0 EMERSON ELEC CO COM 291011104 2,379 53,960 SH SOLE NONE 34136 0 19,824 ENTERPRISE PRODS PARTNERS L COM 293792107 809 27,900 SH SOLE NONE 27900 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 134 16,250 SH SOLE NONE 16250 0 0 EQUIFAX INC COM 294429105 4,349 107,119 SH SOLE NONE 88887 0 18,232 EXXON MOBIL CORP COM 30231G102 29,710 387,706 SH SOLE NONE 341616 0 46,090 FEDERAL NATL MTG ASSN COM 313586109 210 4,400 SH SOLE NONE 4400 0 0 FIRST DATA CORP COM 319963104 602 23,600 SH SOLE NONE 5400 0 18,200 FIRSTENERGY CORP COM 337932107 603 10,000 SH SOLE NONE 10000 0 0 FPL GROUP INC COM 302571104 283 5,200 SH SOLE NONE 3000 0 2,200 FRANKLIN STREET PPTYS CORP COM 35471R106 9,251 439,473 SH SOLE NONE 428473 1500 9,500 FREEPORT-MCMORAN COPPER & GO CL B 35671D857 2,878 51,638 SH SOLE NONE 51638 0 0 GABELLI DIVD & INCOME TR COM 36242H104 3,739 174,220 SH SOLE NONE 174220 0 0 GENERAL ELECTRIC CO COM 369604103 16,632 446,967 SH SOLE NONE 366528 900 79,539 GENERAL MLS INC COM 370334104 488 8,480 SH SOLE NONE 2550 0 5,930 GENZYME CORP COM 372917104 122,894 1,995,688 SH SOLE NONE 1809925 2230 183,533 GILEAD SCIENCES INC COM 375558103 125,099 1,926,679 SH SOLE NONE 1741315 2320 183,044 GOLDCORP INC NEW COM 380956409 799 28,100 SH SOLE NONE 28100 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 47 16,000 SH SOLE NONE 16000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 50,730 254,478 SH SOLE NONE 227513 290 26,675 GOOGLE INC COM 38259P508 143,705 312,076 SH SOLE NONE 281294 380 30,402 HALLIBURTON CO COM 406216101 78,951 2,542,714 SH SOLE NONE 2302156 2300 238,258 HEWLETT PACKARD CO COM 428236103 3,233 78,482 SH SOLE NONE 76585 0 1,897 HOME DEPOT INC COM 437076102 5,761 143,441 SH SOLE NONE 141163 0 2,278 HOVNANIAN ENTERPRISES INC CL A 442487203 1,168 46,840 SH SOLE NONE 46840 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 417 4,555 SH SOLE NONE 4045 0 510 HSBC HLDGS PLC SPON ADR NEW 404280406 1,105 43,500 SH SOLE NONE 43500 0 0 IAMGOLD CORP COM 450913108 892 101,200 SH SOLE NONE 101200 0 0 INTEL CORP COM 458140100 548 27,065 SH SOLE NONE 27065 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2,601 26,769 SH SOLE NONE 17115 0 9,654 ISHARES TR MSCI EMERG MKT 464287234 206 1,800 SH SOLE NONE 1800 0 0 ISHARES TR S&P 500 INDEX 464287200 244 1,720 SH SOLE NONE 1720 0 0 JP MORGAN CHASE & CO COM 46625H100 5,084 105,258 SH SOLE NONE 80289 1000 23,969 JOHNSON & JOHNSON COM 478160104 17,365 263,032 SH SOLE NONE 242892 0 20,140 JP MORGAN CHASE & CO COM 46625H100 276 11,000 SH SOLE NONE 11000 0 0 KELLOGG CO COM 487836108 2,063 41,211 SH SOLE NONE 36771 700 3,740 KIMBERLY CLARK CORP COM 494368103 417 6,136 SH SOLE NONE 0 0 6,136 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 4,905 102,400 SH SOLE NONE 101800 600 0 KINROSS GOLD CORP COM NO PAR 496902404 863 72,666 SH SOLE NONE 72666 0 0 LEHMAN BROS HLDGS INC COM 524908100 201 7,860 SH SOLE NONE 7860 0 0 LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 503 5,137 SH SOLE NONE 5137 0 0 LIBERTY MEDIA HLDG CO INT COM SER A 53071M104 555 25,739 SH SOLE NONE 25739 0 0 LILLY ELI & CO COM 532457108 1,702 32,668 SH SOLE NONE 27580 0 5,088 L-3 COMMUNICATIONS HLDGS INC COM 502424104 98,463 1,203,995 SH SOLE NONE 1083540 1275 119,180 MARRIOTT INTL INC NEW CL A 571903202 110,304 2,311,486 SH SOLE NONE 2083293 2330 225,863 MCGRAW HILL COS INC COM 580645109 3,264 47,987 SH SOLE NONE 47987 0 0 MERCK & CO INC COM 589331107 263 6,033 SH SOLE NONE 3000 0 3,033 MERRILL LYNCH & CO INC COM 590188108 317 12,300 SH SOLE NONE 12300 0 0 MICROSOFT CORP COM 594918104 2,501 83,767 SH SOLE NONE 74187 0 9,580 NATIONAL CITY CORP COM 635405103 694 18,979 SH SOLE NONE 4081 0 14,898 NOBLE ENERGY INC COM 655044105 817 16,650 SH SOLE NONE 16650 0 0 NORTHGATE MINERALS CORP COM 666416102 939 269,800 SH SOLE NONE 269800 0 0 OPSWARE INC COM COM 68383A101 10,330 1,171,256 SH SOLE NONE 1146905 0 24,351 PNC FINL SVCS GROUP INC COM 693475105 2,471 33,371 SH SOLE NONE 31571 0 1,800 PALL CORP COM 696429307 518 15,000 SH SOLE NONE 15000 0 0 PEPSICO INC COM 713448108 61,966 990,667 SH SOLE NONE 894251 1295 95,121 PFIZER INC COM 717081103 6,717 259,355 SH SOLE NONE 237090 0 22,265 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 260 15,000 SH SOLE NONE 15000 0 0 PPG INDS INC COM 693506107 222 3,450 SH SOLE NONE 3450 0 0 PROCTER & GAMBLE CO COM 742718109 6,965 108,377 SH SOLE NONE 71641 0 36,736 PROLOGIS SH BEN INT 743410102 17,327 285,120 SH SOLE NONE 284420 0 700 QUALCOMM INC COM 747525103 100,166 2,650,591 SH SOLE NONE 2396341 3262 250,988 REDWOOD TR INC COM 758075402 348 6,000 SH SOLE NONE 5400 0 600 REGENCY CTRS CORP COM 758849103 4,424 56,600 SH SOLE NONE 56600 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 246 6,571 SH SOLE NONE 6571 0 0 RESEARCH IN MOTION LTD COM 760975102 186,720 1,461,260 SH SOLE NONE 1326411 1355 133,494 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 477 18,700 SH SOLE NONE 18700 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 4,835 200,210 SOLE NONE 198510 1700 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1,394 19,598 SH SOLE NONE 19598 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 700 9,892 SH SOLE NONE 7892 0 2,000 RPM INTL INC COM 749685103 420 20,100 SH SOLE NONE 20100 0 0 SAFLINK CORP COM NEW 786578302 5 38,920 SH SOLE NONE 0 0 38,920 SCHLUMBERGER LTD COM 806857108 1,781 28,194 SH SOLE NONE 24350 0 3,844 SCHWAB CHARLES CORP NEW COM 808513105 93,894 4,854,910 SH SOLE NONE 4360655 4965 489,290 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6,979 190,050 SH SOLE NONE 188850 1200 0 SENOMYX INC COM 81724Q107 1,262 97,144 SH SOLE NONE 94744 0 2,400 SILICON LABORATORIES INC COM 826919102 218 6,300 SH SOLE NONE 6300 0 0 SMUCKER J M CO COM NEW 832696405 439 9,054 SH SOLE NONE 1168 0 7,886 SOUTHERN UN CO NEW COM 844030106 300 10,726 SH SOLE NONE 10726 0 0 SPDR TR UNIT SER 1 78462F103 1,877 13,254 SH SOLE NONE 13254 0 0 STARBUCKS CORP COM 855244109 287 8,102 SH SOLE NONE 8102 0 0 STRYKER CORP COM 863667101 463 8,405 SH SOLE NONE 6340 0 2,065 SYSCO CORP COM 871829107 443 12,041 SH SOLE NONE 12041 0 0 TARGET CORP COM 87612E106 122,647 2,149,811 SH SOLE NONE 1931160 2212 216,439 THERMO FISHER SCIENTIFIC INC COM 883556102 2,068 45,670 SH SOLE NONE 42310 0 3,360 TIME WARNER INC COM 887317105 13,910 638,665 SH SOLE NONE 625645 0 13,020 US BANCORP DEL COM NEW 902973304 4,220 116,599 SH SOLE NONE 116599 0 0 UNILEVER N V N Y SHS NEW 904784709 263 9,639 SH SOLE NONE 9639 0 0 UNITED PARCEL SERVICE INC CL B 911312106 343 4,572 SH SOLE NONE 4572 0 0 UNITED TECHNOLOGIES CORP COM 913017109 429 6,860 SH SOLE NONE 6860 0 0 UST INC COM 902911106 512 8,800 SH SOLE NONE 8800 0 0 VERIZON COMMUNICATIONS COM 92343V104 1,274 34,220 SH SOLE NONE 22794 0 11,426 VIACOM INC NEW CL A 92553P201 268 6,530 SH SOLE NONE 6530 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 9,895 356,180 SH SOLE NONE 322432 0 33,748 WACHOVIA CORP 2ND NEW COM 929903102 392 6,890 SH SOLE NONE 1890 0 5,000 WAL MART STORES INC COM 931142103 1,599 34,622 SH SOLE NONE 34622 0 0 WALGREEN CO COM 931422109 47,664 1,038,663 SH SOLE NONE 914158 930 123,575 WASHINGTON MUT INC COM 939322103 3,130 68,800 SH SOLE NONE 63027 0 5,773 WELLS FARGO & CO NEW COM 949746101 577 16,218 SH SOLE NONE 4818 0 11,400 WESTERN ASST MN PRT FD INC COM 95766P108 156 11,000 SH SOLE NONE 11000 0 0 WESTERN ASST MUN PRT FD II COM 95766V105 221 16,900 SH SOLE NONE 16900 0 0 WESTERN UN CO COM 959802109 504 22,477 SH SOLE NONE 4277 0 18,200 WHOLE FOODS MKT INC COM 966837106 53,481 1,139,582 SH SOLE NONE 1006512 1150 131,920 WILLIS GROUP HOLDINGS LTD SHS G96655108 1,239 31,190 SH SOLE NONE 24890 800 5,500 WINDSTREAM CORP COM 97381W104 2,932 206,185 SH SOLE NONE 195060 517 10,608 WRIGLEY WM JR CO COM 982526105 1,164 22,510 SH SOLE NONE 22373 0 137 WYETH COM 983024100 1,321 25,952 SH SOLE NONE 16772 0 9,180 XENOPORT INC COM 98411C100 765 31,178 SH SOLE NONE 31178 0 0
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