-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OuJP/U8GFYQMx+ekMPyACCT9okbbnpMm9pOPe3sb/N+ZL/nj/0LcLRjqafOjerYH X/P68Hr+Loi9bjubTis68w== 0000919574-07-005396.txt : 20071114 0000919574-07-005396.hdr.sgml : 20071114 20071114110453 ACCESSION NUMBER: 0000919574-07-005396 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWOOD MANAGEMENT LLC CENTRAL INDEX KEY: 0000860561 IRS NUMBER: 222032238 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02602 FILM NUMBER: 071241630 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-652-9100 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: EDGEWOOD MANAGEMENT CO/NY/ DATE OF NAME CHANGE: 19990317 13F-HR 1 d828424_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Edgewood Management LLC Address: 350 Park Avenue New York, New York 10022 13F File Number: 028-02602 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fausto Rotundo Title: Chief Compliance Officer Phone: (212) 652-9100 Signature, Place and Date of Signing: /s/ Fausto Rotundo New York, New York November 14, 2007 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 148 Form 13F Information Table Value Total: $4,627,666 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHRS OR SH/ PUT INVSMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CAL DSCRTN MGRS SOLE SHARED NONE 3M CO COM 88579Y101 145715 1,557,118 SOLE NONE 1544294 0 12,824 AT&T INC COM 00206R102 1193 28,201 SOLE NONE 11340 0 16,861 ABBOTT LABS COM 002824100 16315 304,264 SOLE NONE 301314 0 2,950 ABN AMRO CAP FDG TR V PREFERR 00372Q201 846 39,000 SOLE NONE 37000 0 2,000 ABN AMRO CAP FUND TST PREFERR 00372P203 1469 68,530 SOLE NONE 68530 0 0 AEGON N V ORD AMER REG 007924103 1273 57,200 SOLE NONE 57200 0 0 AEGON N V ORD AMER REG 007924103 378 15,000 SOLE NONE 15000 0 0 AFLAC INC COM 001055102 524 9,179 SOLE NONE 9179 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 538 37,200 SOLE NONE 34200 0 3,000 ALLTEL CORP COM 020039103 7105 101,972 SOLE NONE 93565 500 7,907 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 334 10,200 SOLE NONE 10200 0 0 ALTRIA GROUP INC COM 02209S103 1932 27,786 SOLE NONE 10936 0 16,850 AMAZON COM INC DEBT 4.750% 2/0 023135106 392 4,210 SOLE NONE 230 0 3,980 AMERICAN ELEC PWR INC COM 025537101 323 7,000 SOLE NONE 7000 0 0 AMERICAN EXPRESS CO COM 025816109 168121 2,831,750 SOLE NONE 2033062 750 797,938 AMERICAN INTL GROUP INC COM 026874107 12310 181,967 SOLE NONE 181967 0 0 AMERICAN TOWER CORP CL A 029912201 211411 4,855,550 SOLE NONE 3590758 1330 1,263,462 AMGEN INC COM 031162100 282 4,990 SOLE NONE 4990 0 0 ANHEUSER BUSCH COS IN COM 035229103 290 5,800 SOLE NONE 800 0 5,000 APPLE INC COM 037833100 228566 1,489,318 SOLE NONE 1137461 323 351,534 APPLIED MATLS INC COM 038222105 1797 86,822 SOLE NONE 86378 0 444 BABCOCK & BROWN WIND COM Q1243D132 40 25,600 SOLE NONE 25600 0 0 BANK OF AMERICA CORPORATION COM 060505104 2529 50,302 SOLE NONE 50302 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 10951 248,096 SOLE NONE 235173 0 12,923 BAXTER INTL INC COM 071813109 304 5,400 SOLE NONE 0 0 5,400 BEACON POWER CORP COM 073677106 89 45,095 SOLE NONE 45095 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1723 436 SOLE NONE 436 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 948 8 SOLE NONE 7 0 1 BOEING CO COM 097023105 1025 9,760 SOLE NONE 9760 0 0 BP PLC SPONSORED ADR 055622104 6448 92,974 SOLE NONE 75182 0 17,792 BRISTOL MYERS SQUIBB CO COM 110122108 1315 45,637 SOLE NONE 12200 0 33,437 CALIPER LIFE SCIENCES INC COM 130872104 344 60,000 SOLE NONE 60000 0 0 CELGENE CORP COM 151020104 4540 63,660 SOLE NONE 63660 0 0 CHEVRON CORP NEW COM 166764100 4111 43,925 SOLE NONE 38521 0 5,404 CHUBB CORP COM 171232101 473 8,810 SOLE NONE 8810 0 0 CHURCH & DWIGHT INC COM 171340102 927 19,710 SOLE NONE 19710 0 0 CINCINNATI FINL CORP COM 172062101 520 12,012 SOLE NONE 12012 0 0 CISCO SYS INC COM 17275R102 25026 755,384 SOLE NONE 717336 0 38,048 CITIGROUP INC COM 172967101 1160 24,861 SOLE NONE 22385 0 2,476 CME GROUP INC COM 12572Q105 115102 195,968 SOLE NONE 141497 56 54,415 COCA COLA CO COM 191216100 5011 87,187 SOLE NONE 61482 0 25,705 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 228514 5,649,389 SOLE NONE 4089317 1530 1,558,542 COLGATE PALMOLIVE CO COM 194162103 103791 1,455,288 SOLE NONE 1430908 0 24,380 COMCAST CORP NEW CL A 20030N101 165890 6,860,641 SOLE NONE 5117785 1765 1,741,091 COMERICA INC COM 200340107 638 12,447 SOLE NONE 6222 0 6,225 CORNING INC COM 219350105 262642 10,654,852 SOLE NONE 7797562 2539 2,854,751 CROWN CASTLE INTL CORP COM 228227104 685 16,870 SOLE NONE 16870 0 0 CRUCELL N V SPONSORED ADR 228769105 1422 69,050 SOLE NONE 67750 0 1,300 CVS CAREMARK CORPORATION COM 126650100 295 7,450 SOLE NONE 3250 0 4,200 DISNEY WALT CO COM DISNEY 254687106 1163 33,828 SOLE NONE 19012 0 14,816 DOW CHEM CO COM 260543103 1258 29,206 SOLE NONE 29206 0 0 DUKE ENERGY CORP NEW COM 26441C105 230 12,314 SOLE NONE 10108 0 2,206 EATON VANCE TX ADV GLBL DIV COM 27828S101 299 10,800 SOLE NONE 10800 0 0 ELECTRONIC ARTS INC COM 285512109 10406 185,852 SOLE NONE 171452 0 14,400 EMERSON ELEC CO COM 291011104 2946 55,360 SOLE NONE 35536 0 19,824 ENTERPRISE PRODS PARTNERS L COM 293792107 844 27,900 SOLE NONE 27900 0 0 EQUIFAX INC COM 294429105 3596 94,329 SOLE NONE 77897 0 16,432 EVERGREEN SOLAR INC COM 30033R108 313 35,000 SOLE NONE 35000 0 0 EXXON MOBIL CORP COM 30231G102 33274 359,481 SOLE NONE 313391 0 46,090 FIRSTENERGY CORP COM 337932107 633 10,000 SOLE NONE 10000 0 0 FPL GROUP INC COM 302571104 292 4,800 SOLE NONE 2600 0 2,200 FRANKLIN STREET PPTYS CORP COM 35471R106 2099 121,700 SOLE NONE 97900 1500 22,300 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2098 20,000 SOLE NONE 20000 0 0 GABELLI DIVD & INCOME TR COM 36242H104 3791 176,250 SOLE NONE 176250 0 0 GENERAL ELEC CO COM 369604103 16600 400,957 SOLE NONE 319868 900 80,189 GENERAL MLS INC COM 370334104 446 7,680 SOLE NONE 2550 0 5,130 GENZYME CORP COM 372917104 244890 3,952,395 SOLE NONE 2879676 1055 1,071,664 GILEAD SCIENCES INC COM 375558103 231617 5,667,161 SOLE NONE 4200599 1370 1,465,192 GOLDMAN SACHS GROUP INC COM 38141G104 115968 535,057 SOLE NONE 376203 165 158,689 GOOGLE INC CL A 38259P508 225812 398,068 SOLE NONE 288359 97 109,612 HALLIBURTON CO COM 406216101 77984 2,030,837 SOLE NONE 1428943 730 601,164 HEWLETT PACKARD CO COM 428236103 3070 61,662 SOLE NONE 59765 0 1,897 HOME DEPOT INC COM 437076102 3780 116,520 SOLE NONE 115082 0 1,438 HSBC HLDGS PLC SPON ADR NEW 404280406 345 3,726 SOLE NONE 3046 0 680 HSBC HLDGS PLC ADR A 1/40PF A 404280604 824 37,000 SOLE NONE 37000 0 0 INTEL CORP COM 458140100 699 27,020 SOLE NONE 27020 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3117 26,458 SOLE NONE 16804 0 9,654 INTUITIVE SURGICAL INC COM NEW 46120E602 149371 649,439 SOLE NONE 478499 150 170,790 ISHARES TR DJ SEL DIV INX 464287168 331 4,780 SOLE NONE 4780 0 0 JP MORGAN CHASE & CO COM 46625H100 4506 98,338 SOLE NONE 75589 1000 21,749 JOHNSON & JOHNSON COM 478160104 16035 244,064 SOLE NONE 226324 0 17,740 KBR INC COM 48242W106 22980 592,735 SOLE NONE 539495 0 53,240 KELLOGG CO COM 487836108 1923 34,340 SOLE NONE 29900 700 3,740 KIMBERLY CLARK CORP COM 494368103 431 6,136 SOLE NONE 0 0 6,136 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 4804 97,250 SOLE NONE 96650 600 0 KRAFT FOODS INC CL A 50075N104 570 16,528 SOLE NONE 6598 0 9,930 L-3 COMMUNICATIONS HLDGS INC COM 502424104 89714 878,348 SOLE NONE 615273 195 262,880 LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 587 4,703 SOLE NONE 4703 0 0 LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 453 23,558 SOLE NONE 23558 0 0 LILLY ELI & CO COM 532457108 1351 23,738 SOLE NONE 18650 0 5,088 MARRIOTT INTL INC NEW CL A 571903202 5271 121,246 SOLE NONE 116446 0 4,800 MCGRAW HILL COS INC COM 580645109 161682 3,175,846 SOLE NONE 2221772 985 953,089 MERCK & CO INC COM 589331107 312 6,033 SOLE NONE 3000 0 3,033 MFS CHARTER INCOME TR SH BEN INT 552727109 115 13,700 SOLE NONE 13700 0 0 MICROSOFT CORP COM 594918104 2131 72,339 SOLE NONE 61909 0 10,430 MONSANTO CO NEW COM 61166W101 214 2,500 SOLE NONE 2500 0 0 NATIONAL CITY CORP COM 635405103 401 15,979 SOLE NONE 3081 0 12,898 NATIONAL OILWELL VARCO INC COM 637071101 260 3,600 SOLE NONE 3600 0 0 NOBLE ENERGY INC COM 655044105 812 11,600 SOLE NONE 11600 0 0 NOKIA CORP SPONSORED ADR 654902204 271 7,150 SOLE NONE 7150 0 0 NORTHGATE MINERALS CORP COM 666416102 31 11,000 SOLE NONE 11000 0 0 PNC FINL SVCS GROUP INC COM 693475105 2106 30,925 SOLE NONE 29125 0 1,800 PALL CORP COM 696429307 545 14,000 SOLE NONE 14000 0 0 PAYCHEX INC COM 704326107 129602 3,161,031 SOLE NONE 2317061 840 843,130 PEPSICO INC COM 713448108 105096 1,434,565 SOLE NONE 929922 325 504,318 PFIZER INC COM 717081103 5870 240,263 SOLE NONE 217998 0 22,265 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 794 34,700 SOLE NONE 34700 0 0 PPG INDS INC COM 693506107 261 3,450 SOLE NONE 3450 0 0 PROCTER & GAMBLE CO COM 742718109 6727 95,641 SOLE NONE 58905 0 36,736 PROLOGIS SH BEN INT 743410102 15430 232,560 SOLE NONE 231860 0 700 QUALCOMM INC COM 747525103 197092 4,663,792 SOLE NONE 3414364 1217 1,248,211 REGENCY CTRS CORP COM 758849103 3807 49,600 SOLE NONE 49600 0 0 RESEARCH IN MOTION LTD COM 760975102 317708 3,223,829 SOLE NONE 2481646 685 741,498 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 302 13,900 SOLE NONE 13900 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 4272 202,480 SOLE NONE 199780 1700 1,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 419 18,500 SOLE NONE 18500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1605 19,554 SOLE NONE 19554 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1461 17,772 SOLE NONE 7892 0 9,880 RPM INTL INC COM 749685103 481 20,100 SOLE NONE 20100 0 0 SCHLUMBERGER LTD COM 806857108 2878 27,414 SOLE NONE 23570 0 3,844 SCHWAB CHARLES CORP NEW COM 808513105 186115 8,616,413 SOLE NONE 6267945 2430 2,346,038 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6852 172,150 SOLE NONE 170950 1200 0 SENOMYX INC COM 81724Q107 943 77,000 SOLE NONE 74600 0 2,400 SMUCKER J M CO COM NEW 832696405 484 9,054 SOLE NONE 1168 0 7,886 SOUTHERN UN CO NEW COM 844030106 298 9,570 SOLE NONE 9570 0 0 SPDR TR UNIT SER 1 78462F103 522 3,419 SOLE NONE 3419 0 0 STRYKER CORP COM 863667101 338 4,920 SOLE NONE 2855 0 2,065 SYSCO CORP COM 871829107 397 11,141 SOLE NONE 11141 0 0 TARGET CORP COM 87612E106 168233 2,646,424 SOLE NONE 1918071 697 727,656 THERMO FISHER SCIENTIFIC INC COM 883556102 2539 43,990 SOLE NONE 42310 0 1,680 TIME WARNER INC COM 887317105 1247 67,900 SOLE NONE 67900 0 0 TRANSOCEAN INC ORD G90078109 233 2,061 SOLE NONE 2061 0 0 US BANCORP DEL COM NEW 902973304 3791 116,529 SOLE NONE 116529 0 0 UNILEVER N V N Y SHS NEW 904784709 297 9,639 SOLE NONE 9639 0 0 UNITED PARCEL SVC INC COM 911312106 311 4,147 SOLE NONE 4147 0 0 UNITED PARCEL SERVICE INC CL B 913017109 547 6,800 SOLE NONE 6800 0 0 UST INC COM 902911106 436 8,800 SOLE NONE 8800 0 0 VAALCO ENERGY INC COM 91851C201 46 10,000 SOLE NONE 10000 0 0 VERIZON COMMUNICATION COM 92343V104 1501 33,888 SOLE NONE 22350 0 11,538 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 10208 281,221 SOLE NONE 246021 0 35,200 WACHOVIA CORP NEW COM 929903102 346 6,890 SOLE NONE 1890 0 5,000 WALGREEN CO COM 931422109 4521 95,703 SOLE NONE 62898 0 32,805 WASHINGTON MUT INC COM 939322103 2398 67,925 SOLE NONE 62027 0 5,898 WELLS FARGO & CO NEW COM 949746101 556 15,618 SOLE NONE 4818 0 10,800 WESTERN UN CO COM 959802109 224 10,700 SOLE NONE 1900 0 8,800 WHOLE FOODS MKT INC COM 966837106 232278 4,744,246 SOLE NONE 3587226 1275 1,155,745 WILLIS GROUP HOLDINGS LTD COM G96655108 1256 30,690 SOLE NONE 24890 800 5,000 WINDSTREAM CORP COM 97381W104 2287 161,949 SOLE NONE 150825 517 10,607 WRIGLEY WM JR CO COM 982526105 1304 20,305 SOLE NONE 20187 0 118 WYETH COM 983024100 1021 22,920 SOLE NONE 14340 0 8,580 XENOPORT INC COM 98411C100 1467 31,178 SOLE NONE 31178 0 0
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