The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABENGOA YIELD PLC | ORD SHS | G00349103 | 18,784 | 1,135,000 | SH | SOLE | 1,135,000 | 0 | 0 | ||
ACCURAY INC | COM | 004397105 | 8,841 | 1,770,000 | SH | SOLE | 1,770,000 | 0 | 0 | ||
ADVAXIS INC | COM NEW | 007624208 | 206 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
AERCAP HOLDINGS NV | SHS | N00985106 | 382 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 24,329 | 853,500 | SH | SOLE | 853,500 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 200 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 220 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALIMERA SCIENCES INC | COM | 016259103 | 22 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 815 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 1,019 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 205 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 303 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 164 | 12,467 | SH | SOLE | 12,467 | 0 | 0 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 16,104 | 857,500 | SH | SOLE | 857,500 | 0 | 0 | ||
ASHLAND INC NEW | COM | 044209104 | 503 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ATMEL CORP | COM | 049513104 | 202 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 219 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 392 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 779 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 4,435 | 697,400 | SH | Call | SOLE | 697,400 | 0 | 0 | |
BIOAMBER INC | COM | 09072Q106 | 268 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 8,619 | 4,609,300 | SH | SOLE | 4,609,300 | 0 | 0 | ||
BIOTIME INC | COM | 09066L105 | 45 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLUEROCK RESIDENT GR REIT IN | COM CL A | 09627J102 | 6,290 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 246 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 254 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CABOT OIL & GAS CORP | COM | 127097103 | 4,372 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CALLAWAY GOLF CO | COM | 131193104 | 336 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CALLIDUS SOFTWARE INC | COM | 13123E500 | 1,571 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 416 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CANCER GENETICS INC | COM | 13739U104 | 117 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM | 14067D102 | 418 | 1,228,900 | SH | SOLE | 1,228,900 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 384 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 197 | 23,400 | SH | SOLE | 23,400 | 0 | 0 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 856 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 654 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CECO ENVIRONMENTAL CORP | COM | 125141101 | 2,784 | 339,929 | SH | SOLE | 339,929 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 159 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 405 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,481 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CITY OFFICE REIT INC | COM | 178587101 | 3,530 | 310,700 | SH | SOLE | 310,700 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 203 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 16,338 | 382,000 | SH | SOLE | 382,000 | 0 | 0 | ||
CONCHO RES INC | COM | 20605P101 | 466 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 212 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 1,832 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
CST BRANDS INC | COM | 12646R105 | 673 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 2,172 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CVD EQUIPMENT CORP | COM | 126601103 | 165 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 338 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 6,217 | 124,000 | SH | SOLE | 124,000 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 684 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 563 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 371 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 4,845 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 630 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 1,560 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 1,060 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
ENERNOC INC | COM | 292764107 | 790 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ENZO BIOCHEM INC | COM | 294100102 | 539 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
EPIRUS BIOPHARMACEUTICALS IN | COM | 29428P107 | 66 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 11,375 | 126,500 | SH | SOLE | 126,500 | 0 | 0 | ||
FACTORSHARES TR | ISE CYBER SEC | 30304R407 | 250 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 1,069 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,017 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 835 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
GLOBE SPECIALTY METALS INC | COM | 37954N206 | 1,820 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GRANITE CONSTR INC | COM | 387328107 | 593 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 1,122 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 21,386 | 1,241,908 | SH | SOLE | 1,241,908 | 0 | 0 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 686 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 641 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
IGI LABS INC | COM | 449575109 | 262 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
IMPERVA INC | COM | 45321L100 | 690 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
INCONTACT INC | COM | 45336E109 | 111 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 1,658 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 5,460 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 833 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ITRON INC | COM | 465741106 | 2,234 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 6,641 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 22,647 | 170,500 | SH | SOLE | 170,500 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 915 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
JUMEI INTL HLDG LTD | SPONSORED ADR | 48138L107 | 6,514 | 660,000 | SH | SOLE | 660,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 2,372 | 385,000 | SH | SOLE | 385,000 | 0 | 0 | ||
KRISPY KREME DOUGHNUTS INC | COM | 501014104 | 439 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
LA QUINTA HLDGS INC | COM | 50420D108 | 237 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 542 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 827 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MARKET VECTORS ETF TR | SEMICONDUCTOR | 57060U233 | 499 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MASTEC INC | COM | 576323109 | 237 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MATERIALISE NV | SPONSORED ADS | 57667T100 | 154 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MAXWELL TECHNOLOGIES INC | COM | 577767106 | 3,547 | 654,500 | SH | SOLE | 654,500 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 13,491 | 357,000 | SH | SOLE | 357,000 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 590 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 1,179 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 1,661 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 360 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 228 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 11,527 | 880,000 | SH | SOLE | 880,000 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 7,649 | 232,500 | SH | SOLE | 232,500 | 0 | 0 | ||
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 474 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 11,485 | 930,000 | SH | SOLE | 930,000 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 230 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
NRG YIELD INC | CL A NEW | 62942X306 | 1,858 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 206 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 2,673 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,572 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PHYSICIANS RLTY TR | COM | 71943U104 | 10,563 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
PLY GEM HLDGS INC | COM | 72941W100 | 293 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 440 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PRAXAIR INC | COM | 74005P104 | 764 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
PRIMORIS SVCS CORP | COM | 74164F103 | 448 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 260 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PROSHARES TR | ULTSH NASD BIOT | 74347B789 | 12,460 | 323,250 | SH | SOLE | 323,250 | 0 | 0 | ||
RADNET INC | COM | 750491102 | 278 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
RADWARE LTD | ORD | M81873107 | 5,146 | 316,500 | SH | SOLE | 316,500 | 0 | 0 | ||
REAL IND INC | COM | 75601W104 | 88 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 8,224 | 1,355,000 | SH | SOLE | 1,355,000 | 0 | 0 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 12,473 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 205 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 966 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 5,730 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,749 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 4,682 | 603,612 | SH | SOLE | 603,612 | 0 | 0 | ||
STONERIDGE INC | COM | 86183P102 | 185 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 115 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SUNEDISON INC | COM | 86732Y109 | 10,232 | 1,425,000 | SH | SOLE | 1,425,000 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 1,585 | 326,200 | SH | SOLE | 326,200 | 0 | 0 | ||
TCP INTL HLDGS LTD | COM | H84689100 | 1,062 | 386,174 | SH | SOLE | 386,174 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 2,484 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 282 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
TILE SHOP HLDGS INC | COM | 88677Q109 | 241 | 20,052 | SH | SOLE | 20,052 | 0 | 0 | ||
TOLL BROTHERS INC | COM | 889478103 | 5,992 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 | 601 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 860 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 250 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 1,381 | 645,162 | SH | SOLE | 645,162 | 0 | 0 | ||
VIDEOCON D2H LTD | ADR | 92657J101 | 412 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
VISTEON CORP | COM NEW | 92839U206 | 5,264 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
WABASH NATL CORP | COM | 929566107 | 212 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 262 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 397 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
WHEELER REAL ESTATE INVT TR | COM | 963025101 | 3,800 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
XOMA CORP DEL | COM | 98419J107 | 23 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
XYLEM INC | COM | 98419M100 | 2,792 | 85,000 | SH | SOLE | 85,000 | 0 | 0 |