The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN ASIA PACIFIC INCOM COM 003009107 1,063 191,547 SH   DFND   0 191,547 0
ACCURAY INC COM 004397105 760 100,700 SH   DFND   0 100,700 0
ACELRX PHARMACEUTICALS INC COM 00444T100 469 69,700 SH   DFND   0 69,700 0
ACTAVIS PLC SHS G0083B108 3,089 12,000 SH   DFND   0 12,000 0
ADAMS EXPRESS CO COM 006212104 388 28,346 SH   DFND   0 28,346 0
ADVENT CLAY CONV SEC INC FD COM 007639107 762 120,962 SH   DFND   0 120,962 0
ALEXION PHARMACEUTICALS INC COM 015351109 3,904 21,100 SH   DFND   0 21,100 0
ALKERMES PLC SHS G01767105 2,237 38,200 SH   DFND   0 38,200 0
ALLERGAN INC COM 018490102 4,209 19,800 SH   DFND   0 19,800 0
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 4,655 623,219 SH   DFND   0 623,219 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 3,050 190,600 SH   DFND   0 190,600 0
AMAZON COM INC COM 023135106 590 1,900 SH   DFND   0 1,900 0
AMERICAN CAP LTD COM 02503Y103 4,383 300,000 SH   DFND   0 300,000 0
AMERICAN CAP SR FLOATING LTD COM 02504D108 603 49,805 SH   DFND   0 49,805 0
AMTRUST FINL SVCS INC COM 032359309 9 20,000 SH Put DFND   0 20,000 0
ANTARES PHARMA INC COM 036642106 723 281,477 SH   DFND   0 281,477 0
APOLLO SR FLOATING RATE FD I COM 037636107 3,210 193,015 SH   DFND   0 193,015 0
APOLLO TACTICAL INCOME FD IN COM 037638103 1,398 87,564 SH   DFND   0 87,564 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 5,802 366,760 SH   DFND   0 366,760 0
ARES MULTI STRATEGY CR FD IN COM 04014Q108 2,189 111,900 SH   DFND   0 111,900 0
ARIAD PHARMACEUTICALS INC COM 04033A100 1,994 290,300 SH   DFND   0 290,300 0
ASTRAZENECA PLC SPONSORED ADR 046353108 1,858 26,400 SH   DFND   0 26,400 0
AVON PRODS INC COM 054303102 713 75,900 SH   DFND   0 75,900 0
BABSON CAP GLB SHT DURHGH YL COM 05617T100 1,127 55,824 SH   DFND   0 55,824 0
BASIC ENERGY SVCS INC NEW COM 06985P100 358 51,000 SH   DFND   0 51,000 0
BED BATH & BEYOND INC COM 075896100 229 3,000 SH   DFND   0 3,000 0
BIOGEN IDEC INC COM 09062X103 6,972 20,539 SH   DFND   0 20,539 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,162 12,856 SH   DFND   0 12,856 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 285 25,000 SH   DFND   0 25,000 0
BLACKROCK ENH CAP & INC FD I COM 09256A109 349 25,000 SH   DFND   0 25,000 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 7,151 534,039 SH   DFND   0 534,039 0
BLACKROCK FLOATING RATE INCO COM 091941104 2,783 216,565 SH   DFND   0 216,565 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 880 55,950 SH   DFND   0 55,950 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 2,083 124,230 SH   DFND   0 124,230 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 853 59,263 SH   DFND   0 59,263 0
BLACKROCK MUNIENHANCED FD IN COM 09253Y100 159 13,945 SH   DFND   0 13,945 0
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 159 11,020 SH   DFND   0 11,020 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 247 17,077 SH   DFND   0 17,077 0
BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 243 17,998 SH   DFND   0 17,998 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 271 18,946 SH   DFND   0 18,946 0
BLACKROCK MUNIYIELD FD INC COM 09253W104 539 36,599 SH   DFND   0 36,599 0
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 822 58,418 SH   DFND   0 58,418 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 268 27,590 SH   DFND   0 27,590 0
BLACKROCK SCIENCE & TECH TR SHS 09258G104 1,820 103,472 SH   DFND   0 103,472 0
BLACKSTONE GSO FLTING RTE FU COM 09256U105 994 59,350 SH   DFND   0 59,350 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 7,092 456,689 SH   DFND   0 456,689 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 12,428 754,108 SH   DFND   0 754,108 0
BOULDER GROWTH & INCOME FD I COM 101507101 5,732 633,327 SH   DFND   0 633,327 0
BOULDER TOTAL RETURN FD INC COM 101541100 424 15,286 SH   DFND   0 15,286 0
BROOKFIELD HIGH INCOME FD IN COM 11272P102 2,067 232,000 SH   DFND   0 232,000 0
BROOKFIELD MTG OPP INC FD IN COM 112792106 1,463 88,991 SH   DFND   0 88,991 0
BRUKER CORP COM 116794108 510 26,000 SH   DFND   0 26,000 0
CATAMARAN CORP COM 148887102 2,166 41,847 SH   DFND   0 41,847 0
CELGENE CORP COM 151020104 1,790 16,000 SH   DFND   0 16,000 0
CENTRAL SECS CORP COM 155123102 238 10,847 SH   DFND   0 10,847 0
CIVEO CORP COM 178787107 123 30,000 SH   DFND   0 30,000 0
CLOVIS ONCOLOGY INC COM 189464100 2,514 44,900 SH   DFND   0 44,900 0
COACH INC COM 189754104 747 19,900 SH   DFND   0 19,900 0
COHEN & STEERS LTD DUR PFD I COM 19248C105 376 16,600 SH   DFND   0 16,600 0
CORNERSTONE PROGRESSIVE RTN COM NEW 21925C200 5,704 374,999 SH   DFND   0 374,999 0
CREDIT SUISSE ASSET MGMT INC COM 224916106 230 70,000 SH   DFND   0 70,000 0
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 947 338,155 SH   DFND   0 338,155 0
DENBURY RES INC COM NEW 247916208 572 70,400 SH   DFND   0 70,400 0
DEUTSCHE HIGH INCOME OPPORT COM 25158Y102 3,079 219,465 SH   DFND   0 219,465 0
DEUTSCHE HIGH INCOME TR SHS 25155R100 903 103,352 SH   DFND   0 103,352 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 521 14,200 SH   DFND   0 14,200 0
DIPLOMAT PHARMACY INC COM 25456K101 1,286 46,990 SH   DFND   0 46,990 0
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 703 20,400 SH   DFND   0 20,400 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 722 21,400 SH   DFND   0 21,400 0
DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 6,854 395,217 SH   DFND   0 395,217 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 6,448 324,000 SH   DFND   0 324,000 0
DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 1,928 534,133 SH   DFND   0 534,133 0
DREYFUS STRATEGIC MUN BD FD COM 26202F107 565 71,015 SH   DFND   0 71,015 0
DREYFUS STRATEGIC MUNS INC COM 261932107 835 102,000 SH   DFND   0 102,000 0
EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 4,410 273,417 SH   DFND   0 273,417 0
EATON VANCE FLTING RATE INC COM 278279104 5,876 423,047 SH   DFND   0 423,047 0
EATON VANCE MUN BD FD COM 27827X101 2,915 227,172 SH   DFND   0 227,172 0
EATON VANCE N Y MUN BD FD II COM 27828T109 122 10,162 SH   DFND   0 10,162 0
EATON VANCE NEW YORK MUN BD COM 27827Y109 380 30,244 SH   DFND   0 30,244 0
EATON VANCE RISK MNGD DIV EQ COM 27829G106 800 75,000 SH   DFND   0 75,000 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 2,912 212,742 SH   DFND   0 212,742 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 5,124 821,163 SH   DFND   0 821,163 0
EATON VANCE TXMGD GL BUYWR O COM 27829C105 1,796 163,000 SH   DFND   0 163,000 0
EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 58,447 969,117 SH   DFND   0 969,117 0
EL POLLO LOCO HLDGS INC COM 268603107 9 40,000 SH Put DFND   0 40,000 0
ELLINGTON FINANCIAL LLC COM 288522303 2,695 135,000 SH   DFND   0 135,000 0
ELLSWORTH FUND LTD COM 289074106 275 31,596 SH   DFND   0 31,596 0
ENDO INTL PLC SHS G30401106 3,318 46,000 SH   DFND   0 46,000 0
ENDOLOGIX INC COM 29266S106 1,180 77,200 SH   DFND   0 77,200 0
ENSCO PLC SHS CLASS A G3157S106 683 22,800 SH   DFND   0 22,800 0
F M C CORP COM NEW 302491303 924 16,200 SH   DFND   0 16,200 0
FEDERATED PREM MUN INC FD COM 31423P108 395 27,247 SH   DFND   0 27,247 0
FIRST SOLAR INC COM 336433107 401 9,000 SH   DFND   0 9,000 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 3,856 241,026 SH   DFND   0 241,026 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 5,475 420,842 SH   DFND   0 420,842 0
FLOWSERVE CORP COM 34354P105 736 12,300 SH   DFND   0 12,300 0
FLUOR CORP NEW COM 343412102 819 13,500 SH   DFND   0 13,500 0
FREEPORT-MCMORAN INC CL B 35671D857 769 32,900 SH   DFND   0 32,900 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1,495 213,578 SH   DFND   0 213,578 0
GAMESTOP CORP NEW CL A 36467W109 426 12,600 SH   DFND   0 12,600 0
GENERAL AMERN INVS INC COM 368802104 856 24,452 SH   DFND   0 24,452 0
GENERAL MTRS CO COM 37045V100 838 24,000 SH   DFND   0 24,000 0
GENWORTH FINL INC COM CL A 37247D106 338 39,800 SH   DFND   0 39,800 0
GILEAD SCIENCES INC COM 375558103 4,327 45,900 SH   DFND   0 45,900 0
GOPRO INC CL A 38268T103 27 10,000 SH Put DFND   0 10,000 0
GUGGENHEIM CR ALLOCATION FD COM 40168G108 382 17,719 SH   DFND   0 17,719 0
GUGGENHEIM ENHANCED EQUITY S COM 40167K100 347 19,566 SH   DFND   0 19,566 0
GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 93 10,800 SH   DFND   0 10,800 0
HERBALIFE LTD COM USD SHS G4412G101 17 240,000 SH Call DFND   0 240,000 0
HERBALIFE LTD COM USD SHS G4412G101 262 60,000 SH Put DFND   0 60,000 0
HORIZON PHARMA PLC SHS G4617B105 823 63,822 SH   DFND   0 63,822 0
IMMUNOGEN INC COM 45253H101 1,574 258,000 SH   DFND   0 258,000 0
INCYTE CORP COM 45337C102 2,756 37,700 SH   DFND   0 37,700 0
INFINITY PHARMACEUTICALS INC COM 45665G303 1,235 73,100 SH   DFND   0 73,100 0
INTEL CORP COM 458140100 19,052 525,000 SH   DFND   0 525,000 0
INTREXON CORP COM 46122T102 856 31,100 SH   DFND   0 31,100 0
INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 257 22,156 SH   DFND   0 22,156 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 13,073 1,103,205 SH   DFND   0 1,103,205 0
INVESCO MUN OPPORTUNITY TR COM 46132C107 243 18,904 SH   DFND   0 18,904 0
INVESCO QUALITY MUNI INC TRS COM 46133G107 222 17,779 SH   DFND   0 17,779 0
INVESCO SR INCOME TR COM 46131H107 10,838 2,376,705 SH   DFND   0 2,376,705 0
INVESCO TR INVT GRADE MUNS COM 46131M106 219 16,476 SH   DFND   0 16,476 0
INVESCO TR INVT GRADE NY MUN COM 46131T101 469 34,300 SH   DFND   0 34,300 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 745 48,600 SH   DFND   0 48,600 0
ISHARES MSCI BRZ CAP ETF 464286400 1 103,300 SH Call DFND   0 103,300 0
ISHARES IBOXX HI YD ETF 464288513 7,263 81,059 SH   DFND   0 81,059 0
ISHARES IBOXX HI YD ETF 464288513 3 10,000 SH Put DFND   0 10,000 0
ISHARES TR NASDQ BIOTEC ETF 464287556 269 42,000 SH Put DFND   0 42,000 0
IVY HIGH INC OPPORTUNITIES F COM 465893105 896 56,507 SH   DFND   0 56,507 0
JACOBS ENGR GROUP INC DEL COM 469814107 925 20,700 SH   DFND   0 20,700 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4,601 28,100 SH   DFND   0 28,100 0
JUNO THERAPEUTICS INC COM 48205A109 1,708 32,700 SH   DFND   0 32,700 0
KEY ENERGY SVCS INC COM 492914106 334 200,200 SH   DFND   0 200,200 0
KITE PHARMA INC COM 49803L109 1,154 20,007 SH   DFND   0 20,007 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 877 54,191 SH   DFND   0 54,191 0
LANNET INC COM 516012101 1,539 35,900 SH   DFND   0 35,900 0
LEUCADIA NATL CORP COM 527288104 1,009 45,000 SH   DFND   0 45,000 0
LEXICON PHARMACEUTICALS INC COM 528872104 247 271,656 SH   DFND   0 271,656 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 3 20,000 SH Call DFND   0 20,000 0
LMP CORPORATE LN FD INC COM 50208B100 3,048 276,369 SH   DFND   0 276,369 0
LMP REAL ESTATE INCOME FD IN COM 50208C108 3,515 280,100 SH   DFND   0 280,100 0
LOCKHEED MARTIN CORP COM 539830109 13,672 71,000 SH   DFND   0 71,000 0
MAINSTAY DEFINEDTERM MN OPP COM 56064K100 368 20,232 SH   DFND   0 20,232 0
MALLINCKRODT PUB LTD CO SHS G5785G107 3,593 36,277 SH   DFND   0 36,277 0
MANAGED DURATION INVT GRD FU COM 56165R103 1,194 88,362 SH   DFND   0 88,362 0
MASIMO CORP COM 574795100 1,317 50,000 SH   DFND   0 50,000 0
MATTEL INC COM 577081102 894 28,900 SH   DFND   0 28,900 0
MEDIVATION INC COM 58501N101 4,453 44,700 SH   DFND   0 44,700 0
MFS INTER INCOME TR SH BEN INT 55273C107 560 117,100 SH   DFND   0 117,100 0
MYLAN INC COM 628530107 1,466 26,000 SH   DFND   0 26,000 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 437 48,851 SH   DFND   0 48,851 0
NEXPOINT CR STRATEGIES FD COM 65340G106 2,438 217,135 SH   DFND   0 217,135 0
NOBLE CORP PLC SHS USD G65431101 567 34,200 SH   DFND   0 34,200 0
NOVAVAX INC COM 670002104 272 45,900 SH   DFND   0 45,900 0
NPS PHARMACEUTICALS INC COM 62936P103 2,153 60,200 SH   DFND   0 60,200 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 12,007 1,369,151 SH   DFND   0 1,369,151 0
NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 412 29,223 SH   DFND   0 29,223 0
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 67070X101 4,007 290,806 SH   DFND   0 290,806 0
NUVEEN FLEXIBLE INVT INCOME COM 67075B104 1,824 111,332 SH   DFND   0 111,332 0
NUVEEN FLOATING RATE INCOME COM 67072T108 6,462 587,976 SH   DFND   0 587,976 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1,970 174,821 SH   DFND   0 174,821 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 6,398 370,874 SH   DFND   0 370,874 0
NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 2,765 166,541 SH   DFND   0 166,541 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 2,343 101,223 SH   DFND   0 101,223 0
NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 550 23,728 SH   DFND   0 23,728 0
NUVEEN MUN ADVANTAGE FD INC COM 67062H106 563 41,183 SH   DFND   0 41,183 0
NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 2,283 167,494 SH   DFND   0 167,494 0
NUVEEN MUN OPPORTUNITY FD IN COM 670984103 3,964 270,190 SH   DFND   0 270,190 0
NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 184 13,900 SH   DFND   0 13,900 0
NUVEEN OHIO QUALITY INCOME M COM 670980101 527 34,391 SH   DFND   0 34,391 0
NUVEEN PA INVT QUALITY MUN F COM 670972108 606 44,106 SH   DFND   0 44,106 0
NUVEEN PERFORMANCE PLUS MUN COM 67062P108 2,407 163,213 SH   DFND   0 163,213 0
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 5,970 421,609 SH   DFND   0 421,609 0
NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 288 21,750 SH   DFND   0 21,750 0
NUVEEN PREMIER MUN INCOME FD COM 670988104 2,486 177,941 SH   DFND   0 177,941 0
NUVEEN QUALITY INCOME MUN FD COM 670977107 1,623 116,148 SH   DFND   0 116,148 0
NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 2,664 186,264 SH   DFND   0 186,264 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 6,119 367,481 SH   DFND   0 367,481 0
NUVEEN SR INCOME FD COM 67067Y104 4,388 669,940 SH   DFND   0 669,940 0
OHA INVT CORP COM 67091U102 135 28,773 SH   DFND   0 28,773 0
OPKO HEALTH INC COM 68375N103 274 27,400 SH   DFND   0 27,400 0
OWENS ILL INC COM NEW 690768403 764 28,300 SH   DFND   0 28,300 0
PACHOLDER HIGH YIELD FD INC COM 693742108 114 15,551 SH   DFND   0 15,551 0
PENN VA CORP COM 707882106 5 22,000 SH Call DFND   0 22,000 0
PENNEY J C INC COM 708160106 855 132,000 SH   DFND   0 132,000 0
PERRIGO CO PLC SHS G97822103 4,062 24,300 SH   DFND   0 24,300 0
PFIZER INC COM 717081103 2,342 75,200 SH   DFND   0 75,200 0
PHARMACYCLICS INC COM 716933106 1,223 10,000 SH   DFND   0 10,000 0
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 7,331 355,000 SH   DFND   0 355,000 0
PIMCO NY MUNICIPAL INCOME FD COM 72200T103 377 32,779 SH   DFND   0 32,779 0
PIONEER FLOATING RATE TR COM 72369J102 4,143 364,049 SH   DFND   0 364,049 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,549 15,000 SH   DFND   0 15,000 0
PROSHARES TR II ULT VIX SHRT TRM 74347W346 608 42,000 SH Put DFND   0 42,000 0
PROTHENA CORP PLC SHS G72800108 905 43,600 SH   DFND   0 43,600 0
PUTNAM MANAGED MUN INCOM TR COM 746823103 907 125,038 SH   DFND   0 125,038 0
RADIO ONE INC CL D NON VTG 75040P405 125 74,700 SH   DFND   0 74,700 0
REGENERON PHARMACEUTICALS COM 75886F107 3,302 8,048 SH   DFND   0 8,048 0
RMR REAL ESTATE INCOME FUND COM 76970B101 2,847 136,728 SH   DFND   0 136,728 0
ROYCE VALUE TR INC COM 780910105 188 13,120 SH   DFND   0 13,120 0
SALIX PHARMACEUTICALS INC COM 795435106 4,080 35,500 SH   DFND   0 35,500 0
SEADRILL LIMITED SHS G7945E105 8 20,000 SH Put DFND   0 20,000 0
SEARS HLDGS CORP *W EXP 12/15/201 812350155 552 26,399 SH   DFND   0 26,399 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4,917 62,111 SH   DFND   0 62,111 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 117 35,000 SH Put DFND   0 35,000 0
SHIRE PLC SPONSORED ADR 82481R106 4,888 23,000 SH   DFND   0 23,000 0
SOUTHWESTERN ENERGY CO COM 845467109 955 35,000 SH   DFND   0 35,000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 56,546 275,110 SH   DFND   0 275,110 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 78 72,000 SH Put DFND   0 72,000 0
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 0 20,000 SH Put DFND   0 20,000 0
SURGICAL CARE AFFILIATES INC COM 86881L106 327 9,723 SH   DFND   0 9,723 0
TELEFLEX INC COM 879369106 1,263 11,000 SH   DFND   0 11,000 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,064 21,000 SH   DFND   0 21,000 0
TESLA MTRS INC COM 88160R101 5 10,000 SH Put DFND   0 10,000 0
THAI FD INC COM 882904105 312 26,503 SH   DFND   0 26,503 0
THERMO FISHER SCIENTIFIC INC COM 883556102 877 7,000 SH   DFND   0 7,000 0
THL CR SR LN FD COM 87244R103 3,234 189,563 SH   DFND   0 189,563 0
TRANSENTERIX INC COM NEW 89366M201 36 12,500 SH   DFND   0 12,500 0
TRANSOCEAN LTD REG SHS H8817H100 609 33,200 SH   DFND   0 33,200 0
TRAVELPORT WORLDWIDE LTD SHS G9019D104 344 19,110 SH   DFND   0 19,110 0
TRI CONTL CORP COM 895436103 969 45,257 SH   DFND   0 45,257 0
TWO HBRS INVT CORP COM 90187B101 1,002 100,000 SH   DFND   0 100,000 0
UNICO AMERN CORP COM 904607108 149 13,000 SH   DFND   0 13,000 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 1,454 91,723 SH   DFND   0 91,723 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 2,080 250,000 SH   DFND   0 250,000 0
VOYA PRIME RATE TR SH BEN INT 92913A100 3,013 567,486 SH   DFND   0 567,486 0
WALTER ENERGY INC COM 93317Q105 5 100,000 SH Call DFND   0 100,000 0
WELLS FARGO & CO NEW COM 949746101 4,934 90,000 SH   DFND   0 90,000 0
WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 809 91,000 SH   DFND   0 91,000 0
WESTERN ASSET CLYM INFL OPP COM 95766R104 3,540 313,299 SH   DFND   0 313,299 0
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 4,060 350,000 SH   DFND   0 350,000 0
WESTERN ASSET HGH YLD DFNDFD COM 95768B107 886 56,179 SH   DFND   0 56,179 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 5,510 663,100 SH   DFND   0 663,100 0
WESTERN ASSET HIGH INCM OPP COM 95766K109 92 17,150 SH   DFND   0 17,150 0
WESTERN ASSET MGD HI INCM FD COM 95766L107 385 75,298 SH   DFND   0 75,298 0
WYNN RESORTS LTD COM 983134107 565 3,800 SH   DFND   0 3,800 0