0001539041-13-000003.txt : 20130515 0001539041-13-000003.hdr.sgml : 20130515 20130515164101 ACCESSION NUMBER: 0001539041-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PICTON MAHONEY ASSET MANAGEMENT CENTRAL INDEX KEY: 0001539041 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15516 FILM NUMBER: 13847834 BUSINESS ADDRESS: STREET 1: 33 YONGE STREET, SUITE 830 CITY: TORONTO STATE: A6 ZIP: M5E 1G4 BUSINESS PHONE: 416-955-4108 MAIL ADDRESS: STREET 1: 33 YONGE STREET, SUITE 830 CITY: TORONTO STATE: A6 ZIP: M5E 1G4 13F-HR 1 13f-form_12312012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PICTON MAHONEY ASSET MANAGEMENT Address: 33 YONGE STREET, SUITE 830 TORONTO, ONTARIO, CANADA, M5E 1G4 Form 13F File Number: 28- --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules,lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ARTHUR GALLOWAY Title: CHIEF OPERATING OFFICER Phone: 416-955-4107 Signature, Place, and Date of Signing: ARTHUR GALLOWAY TORONTO, CANADA MAY 15, 2013 ---------------- --------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 152 Form 13F Information Table Value Total: 283,151 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ INVESTMENT OTHER VOTING ISSUER CLASS NUMBER (X1000) PRN AMT PRN DISCRETION MANAGER AUTHORITY (SOLE) AIR METHODS CORP COM 009128307 1760 47700 SH SOLE N/A 47700 ALLSTATE CORP COM 020002101 438 10900 SH SOLE N/A 10900 AMERICAN AXLE AND MFG HLDGS IN COM 024061103 280 25000 SH SOLE N/A 25000 ANADARKO PETE CORP COM 032511107 4630 62300 SH SOLE N/A 62300 APPLE INC COM 037833100 479 900 SH SOLE N/A 900 ASPEN TECHNOLOGY INC COM 045327103 321 11600 SH SOLE N/A 11600 ATWOOD OCEANICS INC COM 050095108 902 19700 SH SOLE N/A 19700 BARCLAYS BK PLC IPAT 06740C519 712 25480 SH SOLE N/A 25480 BEAZER HOMES USA INC COM 07556Q881 287 17000 SH SOLE N/A 17000 BRISTOW GROUP INC COM 110394103 268 5000 SH SOLE N/A 5000 CADENCE DESIGN SYSTEM INC COM 127387108 6848 506800 SH SOLE N/A 506800 CENTURYLINK INC COM 156700106 391 10000 SH SOLE N/A 10000 CISCO SYS INC COM 17275R102 295 15000 SH SOLE N/A 15000 CITIGROUP INC COM 172967424 6432 162600 SH SOLE N/A 162600 COMPUTER SCIENCES CORP COM 205363104 384 9600 SH SOLE N/A 9600 CORELOGIC INC COM 21871D103 369 13700 SH SOLE N/A 13700 CORNING INC COM 219350105 212 16800 SH SOLE N/A 16800 CORRECTIONS CORP AMER NEW COM 22025Y407 337 9500 SH SOLE N/A 9500 COSTCO WHSL CORP NEW COM 22160K105 395 4000 SH SOLE N/A 4000 CSX CORP COM 126408103 4962 251500 SH SOLE N/A 251500 CVS CAREMARK CORPORATION COM 126650100 658 13600 SH SOLE N/A 13600 DILLARDS INC CL A 254067101 435 5200 SH SOLE N/A 5200 DISNEY WALT CO COM 254687106 11926 239500 SH SOLE N/A 239500 DOVER CORP COM 260003108 519 7900 SH SOLE N/A 7900 EBAY INC COM 278642103 17700 347100 SH SOLE N/A 347100 ENCANA CORP COM 292505104 505 25600 SH SOLE N/A 25600 ENCORE CAP GROUP INC COM 292554102 129 4200 SH SOLE N/A 4200 EOG RES INC COM 26875P101 10220 84600 SH SOLE N/A 84600 EQUIFAX INC COM 294429105 547 10100 SH SOLE N/A 10100 ETFS PALLADIUM TR SH B 26923A106 214 3100 SH SOLE N/A 3100 FIFTH THIRD BANCORP COM 316773100 2362 155400 SH SOLE N/A 155400 FIRST AMERN FINL CORP COM 31847R102 482 20000 SH SOLE N/A 20000 FIRST REP BK SAN FRANCISCO C COM 33616C100 390 11900 SH SOLE N/A 11900 FOOT LOCKER INC COM 344849104 13275 413300 SH SOLE N/A 413300 FRONTIER COMMUNICATIONS CORP COM 35906A108 1635 381900 SH SOLE N/A 381900 GENERAL MTRS CO COM 37045V100 12237 424500 SH SOLE N/A 424500 GIANT INTERACTIVE GROUP INC ADR 374511103 216 40000 SH SOLE N/A 40000 GNC HLDGS INC COM 36191G107 3548 106600 SH SOLE N/A 106600 GOLDMAN SACHS GROUP INC COM 38141G104 4274 33500 SH SOLE N/A 33500 GOOGLE INC CL A 38259P508 12308 17400 SH SOLE N/A 17400 HARRY WINSTON DIAMOND CORP COM 41587B100 269 19100 SH SOLE N/A 19100 HARTFORD FINL SVCS GROUP INC COM 416515104 314 14000 SH SOLE N/A 14000 HEWLETT PACKARD CO COM 428236103 121 8500 SH SOLE N/A 8500 HONEYWELL INTL INC COM 438516106 15280 240700 SH SOLE N/A 240700 ISHARES INC MSCI 464286400 425 7600 SH SOLE N/A 7600 ISHARES INC MSCI 464286764 424 14000 SH SOLE N/A 14000 ISHARES TR FTSE 464287184 485 12000 SH SOLE N/A 12000 LILLY ELI AND CO COM 532457108 745 15100 SH SOLE N/A 15100 MARKET VECTORS ETF TR JR G 57060U589 273 13800 SH SOLE N/A 13800 MELCO CROWN ENTMT LTD ADR 585464100 271 16100 SH SOLE N/A 16100 MOLINA HEALTHCARE INC NOTE 60855RAA8 4038 3500000 PRN SOLE N/A 3500000 MONDELEZ INTL INC CL A 609207105 293 11500 SH SOLE N/A 11500 MYLAN INC COM 628530107 239 8700 SH SOLE N/A 8700 NATIONAL OILWELL VARCO INC COM 637071101 82 1200 SH SOLE N/A 1200 NEW GOLD INC CDA COM 644535106 595 54000 SH SOLE N/A 54000 NOBLE ENERGY INC COM 655044105 499 4900 SH SOLE N/A 4900 NRG ENERGY INC COM 629377508 267 11600 SH SOLE N/A 11600 NV ENERGY INC COM 67073Y106 331 18200 SH SOLE N/A 18200 OCWEN FINL CORP COM 675746309 2591 74900 SH SOLE N/A 74900 OMNICARE INC COM 681904108 329 9100 SH SOLE N/A 9100 ORACLE CORP COM 68389X105 440 13200 SH SOLE N/A 13200 PEABODY ENERGY CORP COM 704549104 4989 187500 SH SOLE N/A 187500 PFIZER INC COM 717081103 3173 126500 SH SOLE N/A 126500 POST HLDGS INC COM 737446104 425 12400 SH SOLE N/A 12400 POWERSHARES ETF TR II ETF 73937B779 382 13800 SH SOLE N/A 13800 PRECISION DRILLING CORP COM 74022D308 335 40500 SH SOLE N/A 40500 QUALCOMM INC COM 747525103 229 3700 SH SOLE N/A 3700 REGIONS FINL CORP NEW COM 7591EP100 744 104600 SH SOLE N/A 104600 RELIANCE STEEL AND ALUMINUM CO COM 759509102 3515 56600 SH SOLE N/A 56600 RESOLUTE FST PRODS INC COM 76117W109 94 7073 SH SOLE N/A 7073 RITE AID CORP COM 767754104 272 200000 SH SOLE N/A 200000 SAFEWAY INC COM 786514208 2418 133700 SH SOLE N/A 133700 SANDISK CORP COM 80004C101 374 8600 SH SOLE N/A 8600 SANOFI ADR 80105N105 2321 49000 SH SOLE N/A 49000 SBA COMMUNICATIONS CORP COM 78388J106 248 3500 SH SOLE N/A 3500 SILGAN HOLDINGS INC COM 827048109 46 1100 SH SOLE N/A 1100 SMITH A O COM 831865209 341 5400 SH SOLE N/A 5400 SMUCKER J M CO COM 832696405 310 3600 SH SOLE N/A 3600 SPDR GOLD TRUST GOLD 78463V107 356 2200 SH SOLE N/A 2200 STILLWATER MNG CO COM 86074Q102 13534 1059000 SH SOLE N/A 1059000 SYMANTEC CORP COM 871503108 426 22600 SH SOLE N/A 22600 TESORO CORP COM 881609101 2418 54900 SH SOLE N/A 54900 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 254 6800 SH SOLE N/A 6800 THERMO FISHER SCIENTIFIC INC COM 883556102 593 9300 SH SOLE N/A 9300 TRINITY INDS INC COM 896522109 591 16500 SH SOLE N/A 16500 UNION PAC CORP COM 907818108 515 4100 SH SOLE N/A 4100 UNITED RENTALS INC COM 911363109 396 8700 SH SOLE N/A 8700 UNITEDHEALTH GROUP INC COM 91324P102 612 11300 SH SOLE N/A 11300 URS CORP NEW COM 903236107 452 11500 SH SOLE N/A 11500 VALERO ENERGY CORP NEW COM 91913Y100 6181 181100 SH SOLE N/A 181100 VERIZON COMMUNICATIONS INC COM 92343V104 268 6200 SH SOLE N/A 6200 WESTERN DIGITAL CORP COM 958102105 3935 92600 SH SOLE N/A 92600 WEYERHAEUSER CO COM 962166104 2927 105200 SH SOLE N/A 105200 WHITING PETE CORP NEW COM 966387102 48 1100 SH SOLE N/A 1100 WYNDHAM WORLDWIDE CORP COM 98310W108 282 5300 SH SOLE N/A 5300 YAHOO INC COM 984332106 8829 443700 SH SOLE N/A 443700 QUANTA SVCS INC COM 74762E102 393 14400 SH SOLE N/A 14400 NEWS CORP CL A 65248E104 459 18000 SH SOLE N/A 18000 GILEAD SCIENCES INC COM 375558103 227 3100 SH SOLE N/A 3100 SALESFORCE COM INC COM 79466L302 218 1300 SH SOLE N/A 1300 CAPITAL ONE FINL CORP COM 14040H105 5492 94800 SH SOLE N/A 94800 FORD MTR CO DEL COM 345370860 318 24500 SH SOLE N/A 24500 PRICELINE COM INC COM 741503403 186 300 SH SOLE N/A 300 TUPPERWARE BRANDS CORP COM 899896104 320 5000 SH SOLE N/A 5000 WESCO INTL INC COM 95082P105 283 4200 SH SOLE N/A 4200 ZIMMER HLDGS INC COM 98956P102 220 3300 SH SOLE N/A 3300 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 244 3300 SH SOLE N/A 3300 LAS VEGAS SANDS CORP COM 517834107 194 4200 SH SOLE N/A 4200 EXPRESS SCRIPTS HLDG CO COM 30219G108 346 6400 SH SOLE N/A 6400 TIME WARNER CABLE INC COM 88732J207 681 7000 SH SOLE N/A 7000 ASCENA RETAIL GROUP INC COM 04351G101 306 16600 SH SOLE N/A 16600 EASTMAN CHEM CO COM 277432100 7881 115800 SH SOLE N/A 115800 PINNACLE WEST CAP CORP COM 723484101 260 5100 SH SOLE N/A 5100 CIGNA CORPORATION COM 125509109 364 6800 SH SOLE N/A 6800 ACHILLION PHARMACEUTICALS IN COM 00448Q201 787 98200 SH SOLE N/A 98200 GEORGIA GULF CORP COM 373200302 15697 380300 SH SOLE N/A 380300 SINA CORP ORD G81477104 824 16400 SH SOLE N/A 16400 THORATEC CORP COM 885175307 244 6500 SH SOLE N/A 6500 PENN NATL GAMING INC COM 707569109 79 1600 SH SOLE N/A 1600 ULTA SALON COSMETCS AND FRAG I COM 90384S303 256 2600 SH SOLE N/A 2600 APPROACH RESOURCES INC COM 03834A103 30 1200 SH SOLE N/A 1200 INVENSENSE INC COM 46123D205 2175 195700 SH SOLE N/A 195700 NEWFIELD EXPL CO COM 651290108 67 2500 SH SOLE N/A 2500 GRACE W R AND CO DEL NEW COM 38388F108 3456 51400 SH SOLE N/A 51400 ELLIE MAE INC COM 28849P100 103 3700 SH SOLE N/A 3700 ENSIGN GROUP INC COM 29358P101 101 3700 SH SOLE N/A 3700 LSI CORPORATION COM 502161102 194 27500 SH SOLE N/A 27500 NETSCOUT SYS INC COM 64115T104 177 6800 SH SOLE N/A 6800 GENERAC HLDGS INC COM 368736104 2388 69600 SH SOLE N/A 69600 PPG INDS INC COM 693506107 3504 25900 SH SOLE N/A 25900 HEXCEL CORP NEW COM 428291108 2493 92500 SH SOLE N/A 92500 DOMTAR CORP COM 257559203 376 4500 SH SOLE N/A 4500 GERDAU S A ADR 373737105 171 19000 SH SOLE N/A 19000 EMBRAER S A ADR 29082A107 163 5700 SH SOLE N/A 5700 AU OPTRONICS CORP ADR 002255107 613 136300 SH SOLE N/A 136300 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 241 8100 SH SOLE N/A 8100 BUILDERS FIRSTSOURCE INC COM 12008R107 1398 250400 SH SOLE N/A 250400 BLOCK H AND R INC COM 093671105 403 21700 SH SOLE N/A 21700 MURPHY OIL CORP COM 626717102 339 5700 SH SOLE N/A 5700 ST JUDE MED INC COM 790849103 134 3700 SH SOLE N/A 3700 DEAN FOODS CO NEW COM 242370104 325 19700 SH SOLE N/A 19700 CLIFFS NATURAL RESOURCES INC COM 18683K101 236 6100 SH SOLE N/A 6100 CONOCOPHILLIPS COM 20825C104 464 8000 SH SOLE N/A 8000 RIO TINTO PLC ADR 767204100 116 2000 SH SOLE N/A 2000 FELCOR LODGING TR INC COM 31430F101 201 43000 SH SOLE N/A 43000 PRIMUS TELECOMMUNICATIONS GR COM 741929301 120 11000 SH SOLE N/A 11000 ENDO HEALTH SOLUTIONS INC NOTE 29264FAB2 2211 2000000 PRN SOLE N/A 2000000 MICHAEL KORS HLDGS LTD SHS G60754101 3332 65300 SH SOLE N/A 65300 EVEREST RE GROUP LTD COM G3223R108 715 6500 SH SOLE N/A 6500 ICICI BK LTD ADR 45104G104 262 6000 SH SOLE N/A 6000 CREDICORP LTD COM G2519Y108 293 2000 SH SOLE N/A 2000 BUNGE LIMITED COM G16962105 4645 63900 SH SOLE N/A 63900