The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ANCHOR BANCORP WA | COM | 032838104 | 1,692 | 75,251 | SH | DFND | 1 | 75,251 | 0 | 0 | |
| AVAGO TECHNOLOGIES LTD | CALL | Y0486S904 | 10,634 | 80,000 | SH | Put | DFND | 1 | 80,000 | 0 | 0 |
| BANCORP INC DEL | COM | 05969A105 | 14,692 | 1,583,147 | SH | DFND | 1 | 1,583,147 | 0 | 0 | |
| BANK AMER CORP | COM | 060505104 | 4,663 | 274,000 | SH | DFND | 1 | 274,000 | 0 | 0 | |
| BLACKBERRY LTD | COM | 09228F103 | 1,646 | 201,200 | SH | DFND | 1 | 201,200 | 0 | 0 | |
| CELSION CORPORATION | COM PAR $0.01 | 15117N404 | 2,547 | 1,083,864 | SH | DFND | 1 | 1,083,864 | 0 | 0 | |
| CENTRAL FD CDA LTD | CL A | 153501101 | 1,399 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| CENTRAL GOLDTRUST | TR UNIT | 153546106 | 4,689 | 114,170 | SH | DFND | 1 | 114,170 | 0 | 0 | |
| CHC GROUP LTD | SHS | G07021101 | 1,046 | 1,174,896 | SH | DFND | 1 | 1,174,896 | 0 | 0 | |
| CIRRUS LOGIC INC | PUT | 172755950 | 12,390 | 364,100 | SH | Put | DFND | 1 | 364,100 | 0 | 0 |
| DRAGONWAVE INC | *W EXP 08/01/201 | 26144M129 | 11 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| ELLIS PERRY INTL INC | COM | 288853104 | 8,391 | 353,000 | SH | DFND | 1 | 353,000 | 0 | 0 | |
| ENERGY XXI LTD | USD UNRS SHS | G10082140 | 855 | 325,000 | SH | DFND | 1 | 325,000 | 0 | 0 | |
| ENTRAVISION COMMUNICATIONS C | CL A | 29382R107 | 3,342 | 406,064 | SH | DFND | 1 | 406,064 | 0 | 0 | |
| ETFS PLATINUM TR | SH BEN INT | 26922V101 | 313 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| FORBES ENERGY SVCS LTD | COM | 345143101 | 1,674 | 1,212,733 | SH | DFND | 1 | 1,212,733 | 0 | 0 | |
| FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 4,455 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
| GREAT BASIN SCIENTIFIC INC | UNIT 99/99/9999 | 39013L205 | 941 | 52,697 | SH | DFND | 1 | 52,697 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 2,033 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| KEURIG GREEN MTN INC | PUT | 49271M950 | 7,663 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 2,071 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| MANNKIND CORP | PUT | 56400P951 | 58 | 10,200 | SH | Put | DFND | 1 | 10,200 | 0 | 0 |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 14,652 | 801,550 | SH | DFND | 1 | 801,550 | 0 | 0 | |
| MARKET VECTORS ETF TR | RUSSIA SMALLCP | 57061R585 | 274 | 12,201 | SH | DFND | 1 | 12,201 | 0 | 0 | |
| MAXIM INTEGRATED PRODS INC | PUT | 57772K951 | 2,327 | 67,300 | SH | Put | DFND | 1 | 67,300 | 0 | 0 |
| MEI PHARMA INC | COM NEW | 55279B202 | 485 | 283,749 | SH | DFND | 1 | 283,749 | 0 | 0 | |
| METHES ENERGIES INTL LTD | COM | 591517107 | 211 | 439,801 | SH | DFND | 1 | 439,801 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 4,185 | 94,787 | SH | DFND | 1 | 94,787 | 0 | 0 | |
| MOBILE TELESYSTEMS OJSC | SPONSORED ADR | 607409109 | 1,663 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | |
| NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 957 | 911,756 | SH | DFND | 1 | 911,756 | 0 | 0 | |
| NXT ID INC | *W EXP 02/09/201 | 67091J123 | 238 | 319,900 | SH | DFND | 1 | 319,900 | 0 | 0 | |
| OCULUS INNOVATIVE SCIENCES I | *W EXP 01/21/202 | 67575P116 | 148 | 328,994 | SH | DFND | 1 | 328,994 | 0 | 0 | |
| PENNEY J C INC | CALL | 708160906 | 847 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| POTASH CORP SASK INC | COM | 73755L107 | 2,013 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
| QUALCOMM INC | PUT | 747525953 | 3,313 | 52,900 | SH | DFND | 1 | 52,900 | 0 | 0 | |
| RANDGOLD RES LTD | ADR | 752344309 | 2,761 | 41,244 | SH | DFND | 1 | 41,244 | 0 | 0 | |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 1,636 | 36,484 | SH | DFND | 1 | 36,484 | 0 | 0 | |
| SPDR S&P 500 ETF TR | CALL | 78462F903 | 41,178 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
| SPDR S&P 500 ETF TR | PUT | 78462F953 | 4,118 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
| TAHOE RES INC | COM | 873868103 | 2,424 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| TASER INTL INC | PUT | 87651B954 | 9,230 | 277,100 | SH | Put | DFND | 1 | 277,100 | 0 | 0 |
| TEKMIRA PHARMACEUTICALS CORP | COM NEW | 87911B209 | 297 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 2,732 | 41,458 | SH | DFND | 1 | 41,458 | 0 | 0 | |
| TRIBUNE MEDIA CO | CL A | 896047503 | 4,271 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
| TRUECAR INC | COM | 89785L107 | 2,158 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
| VISTEON CORP | COM NEW | 92839U206 | 8,813 | 83,947 | SH | DFND | 1 | 83,947 | 0 | 0 | |
| VULCAN MATLS CO | COM | 929160109 | 5,036 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 4,690 | 82,000 | SH | DFND | 1 | 82,000 | 0 | 0 | |
| YAHOO INC | COM | 984332106 | 5,894 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |