The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMEDICA CORP | COM | 023435100 | 907 | 2,906,500 | SH | DFND | 1 | 2,906,500 | 0 | 0 | |
| ANALOG DEVICES INC | COM | 032654105 | 3,385 | 60,000 | SH | Put | DFND | 1 | 60,000 | 0 | 0 |
| ANCHOR BANCORP WA | COM | 032838104 | 1,658 | 75,251 | SH | DFND | 1 | 75,251 | 0 | 0 | |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 152 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 13,751 | 110,000 | SH | Put | DFND | 1 | 110,000 | 0 | 0 |
| BANCORP INC DEL | COM | 05969A105 | 10,415 | 1,366,802 | SH | DFND | 1 | 1,366,802 | 0 | 0 | |
| BANK AMER CORP | COM | 060505104 | 4,269 | 274,000 | SH | DFND | 1 | 274,000 | 0 | 0 | |
| BIONDVAX PHARMACEUTICALS LTD | *W EXP 05/01/201 | 09073Q113 | 68 | 18,600 | SH | DFND | 1 | 18,600 | 0 | 0 | |
| BLACKBERRY LTD | COM | 09228F103 | 1,233 | 201,200 | SH | DFND | 1 | 201,200 | 0 | 0 | |
| CENTRAL FD CDA LTD | CL A | 153501101 | 1,271 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| CENTRAL GOLDTRUST | TR UNIT | 153546106 | 4,530 | 114,170 | SH | DFND | 1 | 114,170 | 0 | 0 | |
| CHC GROUP LTD | SHS | G07021101 | 457 | 762,385 | SH | DFND | 1 | 762,385 | 0 | 0 | |
| CIENA CORP | COM NEW | 171779309 | 414 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
| CIRRUS LOGIC INC | COM | 172755100 | 4,925 | 156,300 | SH | Put | DFND | 1 | 156,300 | 0 | 0 |
| DRAGONWAVE INC | *W EXP 08/01/201 | 26144M129 | 40 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| ELLIS PERRY INTL INC | COM | 288853104 | 8,183 | 372,624 | SH | DFND | 1 | 372,624 | 0 | 0 | |
| ENTRAVISION COMMUNICATIONS C | CL A | 29382R107 | 4,072 | 613,274 | SH | DFND | 1 | 613,274 | 0 | 0 | |
| ETFS PLATINUM TR | SH BEN INT | 26922V101 | 264 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| F5 NETWORKS INC | COM | 315616102 | 10,932 | 94,400 | SH | Put | DFND | 1 | 94,400 | 0 | 0 |
| FORBES ENERGY SVCS LTD | COM | 345143101 | 627 | 1,182,424 | SH | DFND | 1 | 1,182,424 | 0 | 0 | |
| FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 3,398 | 715,400 | SH | DFND | 1 | 715,400 | 0 | 0 | |
| INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 11,390 | 400,200 | SH | Put | DFND | 1 | 400,200 | 0 | 0 |
| INTEL CORP | COM | 458140100 | 18,382 | 609,900 | SH | Put | DFND | 1 | 609,900 | 0 | 0 |
| ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 36,400 | 120,000 | SH | Put | DFND | 1 | 120,000 | 0 | 0 |
| JPMORGAN CHASE & CO | COM | 46625H100 | 1,829 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| LAM RESEARCH CORP | COM | 512807108 | 4,181 | 64,000 | SH | Put | DFND | 1 | 64,000 | 0 | 0 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 6,394 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| MEI PHARMA INC | COM NEW | 55279B202 | 2,068 | 1,316,925 | SH | DFND | 1 | 1,316,925 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 4,195 | 94,787 | SH | DFND | 1 | 94,787 | 0 | 0 | |
| MOBILE TELESYSTEMS PJSC | SPONSORED ADR | 607409109 | 1,227 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | |
| NEUROMETRIX INC | *W EXP 05/29/202 | 641255138 | 174 | 198,000 | SH | DFND | 1 | 198,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 13,061 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
| NXT ID INC | COM | 67091J107 | 170 | 180,440 | SH | DFND | 1 | 180,440 | 0 | 0 | |
| NXT ID INC | *W EXP 02/09/201 | 67091J123 | 301 | 319,900 | SH | DFND | 1 | 319,900 | 0 | 0 | |
| OCULUS INNOVATIVE SCIENCES I | *W EXP 01/21/202 | 67575P116 | 424 | 328,994 | SH | DFND | 1 | 328,994 | 0 | 0 | |
| OPGEN INC | *W EXP 05/05/202 | 68373L117 | 216 | 83,599 | SH | DFND | 1 | 83,599 | 0 | 0 | |
| PANDORA MEDIA INC | COM | 698354107 | 2,134 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| PENNEY J C INC | COM | 708160106 | 929 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| POTASH CORP SASK INC | COM | 73755L107 | 1,336 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
| QUANTUM CORP | COM DSSG | 747906204 | 2,100 | 3,011,316 | SH | DFND | 1 | 3,011,316 | 0 | 0 | |
| RANDGOLD RES LTD | ADR | 752344309 | 2,730 | 46,200 | SH | DFND | 1 | 46,200 | 0 | 0 | |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 1,670 | 36,484 | SH | DFND | 1 | 36,484 | 0 | 0 | |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | 11,789 | 140,000 | SH | Put | DFND | 1 | 140,000 | 0 | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 87,173 | 455,000 | SH | Call | DFND | 1 | 455,000 | 0 | 0 |
| SUNCOKE ENERGY INC | COM | 86722A103 | 1,959 | 251,826 | SH | DFND | 1 | 251,826 | 0 | 0 | |
| SYNERGETICS USA INC | COM | 87160G107 | 623 | 94,800 | SH | DFND | 1 | 94,800 | 0 | 0 | |
| TAHOE RES INC | COM | 873868103 | 3,535 | 456,544 | SH | DFND | 1 | 456,544 | 0 | 0 | |
| TECH DATA CORP | COM | 878237106 | 1,130 | 16,500 | SH | Put | DFND | 1 | 16,500 | 0 | 0 |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 2,961 | 41,458 | SH | DFND | 1 | 41,458 | 0 | 0 | |
| THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 3,625 | 1,021,243 | SH | DFND | 1 | 1,021,243 | 0 | 0 | |
| TRIBUNE MEDIA CO | CL A | 896047503 | 2,848 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
| TRIBUNE MEDIA CO | CALL | 896047903 | 1,424 | 40,000 | SH | Call | DFND | 1 | 40,000 | 0 | 0 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 6,939 | 38,900 | SH | Put | DFND | 1 | 38,900 | 0 | 0 |
| VISTEON CORP | COM NEW | 92839U206 | 8,499 | 83,947 | SH | DFND | 1 | 83,947 | 0 | 0 | |
| VULCAN MATLS CO | COM | 929160109 | 5,352 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| WESTERN DIGITAL CORP | COM | 958102105 | 7,944 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 4,866 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| YAHOO INC | COM | 984332106 | 4,337 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| YELP INC | CL A | 985817105 | 2,562 | 118,287 | SH | DFND | 1 | 118,287 | 0 | 0 | |