0001193125-13-221398.txt : 20130515 0001193125-13-221398.hdr.sgml : 20130515 20130515105923 ACCESSION NUMBER: 0001193125-13-221398 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 13844495 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 13F-HR 1 d538620d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 777 Third Ave, 30th Floor New York, New York 10017 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 5/15/13 ------------------------ -------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 146 ------------- Form 13F Information Table Value Total: $1,750,027 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------- ---------------- --------- -------- -------------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---- ----------- ---- A H BELO CORP COM CL A 001282102 2,044 350,000 SH SOLE 350,000 ACACIA RESH CORP PUT 003881957 543 18,000 PUT SOLE 18,000 ACE LTD SHS H0023R105 680 7,639 SH SOLE 7,639 ACME PACKET INC COM 004764106 13,984 478,573 SH SOLE 478,573 ALLSTATE CORP COM 020002101 840 17,119 SH SOLE 17,119 AMERICAN RLTY CAP PPTYS INC COM 02917T104 1,908 129,971 SH SOLE 129,971 ANADARKO PETE CORP COM 032511107 9,620 110,000 SH SOLE 110,000 ANADARKO PETE CORP PUT 032511957 14,867 170,000 PUT SOLE 170,000 APPLE INC CALL 037833900 15,493 35,000 CALL SOLE 35,000 ARBITRON INC COM 03875Q108 4,741 101,156 SH SOLE 101,156 ARCH CAP GROUP LTD ORD G0450A105 1,046 19,905 SH SOLE 19,905 AXIS CAPITAL HOLDINGS INV SHS G0692U109 934 22,444 SH SOLE 22,444 BANK OF AMERICA CORPORATION COM 060505104 36,540 3,000,000 SH SOLE 3,000,000 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 5,246 920,339 SH SOLE 920,339 BANK OF AMERICA CORPORATION CALL 060505904 58,699 4,819,300 CALL SOLE 4,819,300 BANK OF AMERICA CORPORATION PUT 060505954 100,433 8,245,700 PUT SOLE 8,245,700 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 507 25,000 PRN SOLE 25,000 BARNES & NOBLE INC COM 067774109 1,314 79,900 SH SOLE 79,900 BERRY PETE CO PUT 085789955 2,004 43,300 PUT SOLE 43,300 BGS ACQUISITION CORP SH G1082J100 499 50,000 SH SOLE 50,000 BMC SOFTWARE INC COM 055921100 5,560 120,000 SH SOLE 120,000 BMC SOFTWARE INC CALL 055921900 9,266 200,000 CALL SOLE 200,000 CANON INC SPONSORED ADR 138006309 1,230 33,511 SH SOLE 33,511 CELSION CORPORATION COM NEW 15117N305 12 11,100 SH SOLE 11,100 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 9,478 7,000,000 PRN SOLE 7,000,000

CEMEX SAB DE CV PUT 151290959 3,797 311,000 PUT SOLE 311,000 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 7,203 7,585,000 PRN SOLE 7,585,000 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 2,715 23,220 SH SOLE 23,220 CHUBB CORP COM 171232101 710 8,115 SH SOLE 8,115 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 7,611 337,524 SH SOLE 337,524 CME GROUP INC CALL 12572Q905 30,705 500,000 CALL SOLE 500,000 CNOOC LTD SPONSORED ADR 126132109 1,279 6,677 SH SOLE 6,677 COMMONWEALTH REIT COM SH BEN INT 203233101 8,491 378,395 SH SOLE 378,395 CONSTELLATION BRANDS INC CL A 21036P108 32,192 675,731 SH SOLE 675,731 CONSTELLATION BRANDS INC CALL 21036P908 163,610 3,434,300 CALL SOLE 3,434,300 CONSTELLATION BRANDS INC PUT 21036P958 76,939 1,615,000 PUT SOLE 1,615,000 COVENTRY HEALTH CARE INC COM 222862104 35,090 746,113 SH SOLE 746,113 CVR ENERGY INC COM 12662P108 1,409 27,297 SH SOLE 27,297 CYMER INC COM 232572107 13,264 138,020 SH SOLE 138,020 CYTORI THERAPEUTICS INC COM 23283K105 40 15,978 SH SOLE 15,978 DELL INC CALL 24702R901 10,938 763,300 CALL SOLE 763,300 DIGITALGLOBE INC COM NEW 25389M877 5,737 198,452 SH SOLE 198,452 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 17,226 247,711 SH SOLE 247,711 DISH NETWORK CORP CL A 25470M109 10,268 270,932 SH SOLE 270,932 DISH NETWORK CORP CALL 25470M909 3,790 100,000 CALL SOLE 100,000 DOCUMENT SEC SYS INC COM 25614T101 1,155 508,970 SH SOLE 508,970 DOLE FOOD CO INC NEW COM 256603101 5,500 504,542 SH SOLE 504,542 DUFF & PHELPS CORP NEW CL A 26433B107 2,001 129,005 SH SOLE 129,005 ENDO HEALTH SOLUTIONS INC NOTE 1.750% 4/1 29264FAB2 9,561 8,000,000 PRN SOLE 8,000,000 ENZON PHARMACEUTICALS INC COM 293904108 213 56,071 SH SOLE 56,071 EVEREST RE GROUP LTD COM G3223R108 1,033 7,952 SH SOLE 7,952 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 9,279 1,089,080 SH SOLE 1,089,080 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 861 32,109 SH SOLE 32,109 FOCUS MEDIA HLDG LTD CALL 34415V909 6,995 260,900 CALL SOLE 260,900 FREEPORT-MCMORAN COPPER & GO CALL 35671D907 14,912 450,500 CALL SOLE 450,500 GARDNER DENVER INC COM 365558105 20,693 275,500 SH SOLE 275,500 GENERAL MTRS CO *W EXP 07/10/201 37045V118 40,042 2,163,278 SH SOLE 2,163,278 GENERAL MTRS CO PUT 37045V950 13,484 484,700 PUT SOLE 484,700 GLEACHER & CO INC COM 377341102 2,258 3,764,165 SH SOLE 3,764,165 GRAY TELEVISION INC COM 389375106 1,086 231,600 SH SOLE 231,600 HANMI FINL CORP COM NEW 410495204 2,253 140,829 SH SOLE 140,829 HARBINGER GROUP INC COM 41146A106 2,326 281,555 SH SOLE 281,555 HARRIS TEETER SUPERMARKETS I COM 414585109 5,375 125,845 SH SOLE 125,845 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 8,545 500,000 SH SOLE 500,000 HARVEST NATURAL RESOURCES IN COM 41754V103 628 179,000 SH SOLE 179,000 HAWAIIAN TELCOM HOLDCO INC COM 420031106 1,506 65,297 SH SOLE 65,297 HEINZ H J CO COM 423074103 2,082 28,803 SH SOLE 28,803 HEINZ H J CO CALL 423074903 13,825 191,300 CALL SOLE 191,300 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 2,714 1,000,000 PRN SOLE 1,000,000 HESS CORP COM 42809H107 22,753 317,741 SH SOLE 317,741 HONDA MOTOR LTD AMERN SHS 438128308 574 15,000 SH SOLE 15,000 HUDSON CITY BANCORP COM 443683107 33,936 3,927,812 SH SOLE 3,927,812 IDENIX PHARMACEUTICALS INC COM 45166R204 1,371 385,056 SH SOLE 385,056 INTERDIGITAL INC COM 45867G101 371 7,767 SH SOLE 7,767 INTERMEC INC COM 458786100 1,026 104,400 SH SOLE 104,400 ISHARES TR PUT 464288953 23,588 250,000 PUT SOLE 250,000 ISTAR FINL INC NOTE 3.000%11/1 45031UBR1 38,251 32,500,000 PRN SOLE 32,500,000 KAYAK SOFTWARE CORP CL A 486577109 4,758 119,075 SH SOLE 119,075 LAMAR ADVERTISING CO CL A 512815101 1,400 28,800 SH SOLE 28,800 LAS VEGAS SANDS CORP PUT 517834957 1,691 30,000 PUT SOLE 30,000 LEAP WIRELESS INTL INC NOTE 4.500% 7/1 521863AL4 6,089 5,948,000 PRN SOLE 5,948,000 LIBERTY GLOBAL INC COM SER A 530555101 12,971 176,717 SH SOLE 176,717 LIBERTY GLOBAL INC PUT 530555951 14,680 200,000 PUT SOLE 200,000 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 9,315 17,584,000 PRN SOLE 17,584,000 LIBERTY MEDIA CORP DELAWARE CL A 531229102 22,014 197,209 SH SOLE 197,209 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 144,665 88,749,000 PRN SOLE 88,749,000 LIFE TECHNOLOGIES CORP COM 53217V109 5,345 82,700 SH SOLE 82,700 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 34,023 1,464,602 SH SOLE 1,464,602 LOCAL CORP COM 53954W104 545 320,494 SH SOLE 320,494 MBIA INC CALL 55262C900 2,516 245,000 CALL SOLE 245,000 MCMORAN EXPLORATION CO COM 582411104 4,550 278,300 SH SOLE 278,300 MCMORAN EXPLORATION CO CALL 582411904 5,723 350,000 CALL SOLE 350,000 METROPCS COMMUNICATIONS INC COM 591708102 9,613 881,953 SH SOLE 881,953 METROPCS COMMUNICATIONS INC CALL 591708902 31,750 2,912,800 CALL SOLE 2,912,800 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 13,101 13,257,000 PRN SOLE 13,257,000 MGIC INVT CORP WIS NOTE 2.000% 4/0 552848AE3 35,497 34,700,000 PRN SOLE 34,700,000 MOSAIC CO NEW COM 61945C103 11,326 190,000 SH SOLE 190,000 MOSAIC CO NEW PUT 61945C953 2,981 50,000 PUT SOLE 50,000 MPG OFFICE TR INC COM 553274101 1,204 437,648 SH SOLE 437,648 NATIONAL FINL PARTNERS CORP COM 63607P208 1,569 69,964 SH SOLE 69,964 NIDEC CORP SPONSORED ADR 654090109 552 36,800 SH SOLE 36,800 NYSE EURONEXT COM 629491101 13,899 359,698 SH SOLE 359,698 OFFICE DEPOT INC COM 676220106 1,727 439,402 SH SOLE 439,402 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 53 200,000 SH SOLE 200,000 PARTNERRE LTD COM G6852T105 1,049 11,266 SH SOLE 11,266 PETROCHINA CO LTD SPONSORED ADR 71646E100 1,490 11,301 SH SOLE 11,301 PHH CORP NOTE 6.000% 6/1 693320AQ6 47,053 24,500,000 PRN SOLE 24,500,000 PLAINS EXPL& PRODTN CO COM 726505100 8,677 182,786 SH SOLE 182,786 QUICKLOGIC CORP COM 74837P108 35 14,116 SH SOLE 14,116 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 124,492 103,046,000 PRN SOLE 103,046,000 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 669 72,342 SH SOLE 72,342 RENAISSANCERE HOLDINGS LTD COM G7496G103 909 9,883 SH SOLE 9,883 RENTECH INC COM 760112102 306 130,111 SH SOLE 130,111 RITE AID CORP NOTE 8.500% 5/1 767754BU7 8,464 7,249,000 PRN SOLE 7,249,000 ROI ACQUISITION CORP COM 74966A104 1,058 100,000 SH SOLE 100,000 SANOFI RIGHT 12/31/2020 80105N113 468 262,700 SH SOLE 262,700 SAUER-DANFOSS INC COM 804137107 2,479 42,424 SH SOLE 42,424 SAUER-DANFOSS INC PUT 804137957 2,997 51,300 PUT SOLE 51,300 SCG FINL ACQUISITION CORP COM 78404K103 649 65,000 SH SOLE 65,000 SCIENTIFIC GAMES CORP CL A 80874P109 1,051 120,156 SH SOLE 120,156 SEALY CORP SR SECD 3RD 8% 812139400 12,907 168,763 PRN SOLE 168,763 SK TELECOM LTD SPONSORED ADR 78440P108 2,683 150,138 SH SOLE 150,138 SPDR S&P 500 ETF TR PUT 78462F953 31,310 200,000 PUT SOLE 200,000 SPRINT NEXTEL CORP CALL 852061900 10,091 1,625,000 CALL SOLE 1,625,000 T3 MOTION INC *W EXP 05/13/201 89853X116 1 147,000 SH SOLE 147,000 T3 MOTION INC *W EXP 05/13/201 89853X124 22 146,000 SH SOLE 146,000 T3 MOTION INC COM NEW 89853X306 26 250,000 SH SOLE 250,000 TARGACEPT INC COM 87611R306 548 128,036 SH SOLE 128,036 THERMO FISHER SCIENTIFIC INC COM 883556102 5,354 70,000 SH SOLE 70,000 TIVO INC COM 888706108 1,051 84,800 SH SOLE 84,800 TOWER GROUP INTL LTD COM G8988C105 3,967 215,000 SH SOLE 215,000 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 308 3,000 SH SOLE 3,000 TRANSWITCH CORP COM NEW 894065309 495 1,021,067 SH SOLE 1,021,067 TRAVELERS COMPANIES INC COM 89417E109 802 9,522 SH SOLE 9,522 TRUE RELIGION APPAREL INC COM 89784N104 4,962 190,033 SH SOLE 190,033 VALIDUS HOLDINGS LTD COM SHS G9319H102 892 23,873 SH SOLE 23,873 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 1,857 37,800 SH SOLE 37,800 VERIZON COMMUNICATIONS INC COM 92343V104 5,991 121,900 SH SOLE 121,900 VIRGIN MEDIA INC COM 92769L101 40,723 831,600 SH SOLE 831,600 VIVUS INC COM 928551100 2,267 206,110 SH SOLE 206,110 VRINGO INC COM 92911N104 158 49,800 SH SOLE 49,800 WPCS INTL INC COM NEW 92931L203 160 389,815 SH SOLE 389,815 XL GROUP PLC SHS G98290102 1,034 34,140 SH SOLE 34,140 YRC WORLDWIDE INC NOTE 10.000% 3/3 984249AB8 124 248,611 PRN SOLE 248,611 ZHONGPIN INC COM 98952K107 1,488 115,470 SH SOLE 115,470 ZHONGPIN INC PUT 98952K957 4,704 364,900 PUT SOLE 364,900