The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AWARE INC MASS | COM | 05453N100 | 7,333 | 1,615,089 | SH | DFND | 1 | 1,615,089 | 0 | 0 | |
BLUEKNIGHT ENERGY PARTNERS L | COM UNIT | 09625U109 | 16,905 | 2,542,158 | SH | DFND | 1 | 2,542,158 | 0 | 0 | |
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 4,251 | 618,784 | SH | DFND | 1 | 618,784 | 0 | 0 | |
HC2 HLDGS INC | COM | 404139107 | 10,051 | 1,192,335 | SH | DFND | 1 | 1,192,335 | 0 | 0 | |
KRATON PERFORMANCE POLYMERS | COM | 50077C106 | 1,083 | 52,092 | SH | DFND | 1 | 52,092 | 0 | 0 | |
LUMOS NETWORKS CORP | COM | 550283105 | 2,917 | 173,400 | SH | DFND | 1 | 173,400 | 0 | 0 | |
NORTH ATLANTIC DRILLING LTD | COM | G6613P202 | 142 | 87,000 | SH | Call | DFND | 1 | 87,000 | 0 | 0 |
REMY INTL INC | COM | 759663107 | 12,489 | 596,983 | SH | DFND | 1 | 596,983 | 0 | 0 | |
SALEM COMMUNICATIONS CORP DE | CL A | 794093104 | 3,150 | 402,782 | SH | DFND | 1 | 402,782 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 76,050 | 370,000 | SH | Put | DFND | 1 | 370,000 | 0 | 0 |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 4,072 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
WESTMORELAND COAL CO | COM | 960878106 | 20,793 | 626,093 | SH | DFND | 1 | 626,093 | 0 | 0 |