The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AWARE INC/MASS COMM 05453N100 6,437 1,974,676 SH   SOLE   1,974,676 0 0
BLUEKNIGHT ENERGY PARTNERS LLC LTDP 09625U109 16,015 2,849,595 SH   SOLE   2,849,595 0 0
CATALYST BIOSCIENCES INC COMM 14888D109 579 184,995 SH   SOLE   184,995 0 0
COMMUNITY HEALTHCARE TRUST I REIT 20369C106 8,742 474,345 SH   SOLE   474,345 0 0
FITBIT INC - A COMM 33812L102 2,959 100,000 SH Put SOLE   100,000 0 0
HC2 HOLDINGS INC COMM 404139107 2,489 470,509 SH   SOLE   470,509 0 0
KOHLBERG CAPITAL CORP COMM 48668E101 5,101 1,253,258 SH   SOLE   1,253,258 0 0
KOPPERS HOLDINGS INC COMM 50060P106 4,179 228,995 SH   SOLE   228,995 0 0
LUMOS NETWORKS CORP COMM 550283105 5,357 478,291 SH   SOLE   478,291 0 0
MVC CAPITAL INC COMM 553829102 3,989 541,282 SH   SOLE   541,282 0 0
SALEM MEDIA GROUP INC-CL A COMM 794093104 1,225 245,954 SH   SOLE   245,954 0 0
TARGACEPT INC CONV NOTES 02/19/2018 CONV 87611RAA6 1,613 1,597,896 PRN   SOLE   1,597,896 0 0
WESTMORELAND COAL CO COMM 960878106 3,951 672,012 SH   SOLE   672,012 0 0