0001344717-12-000003.txt : 20120816 0001344717-12-000003.hdr.sgml : 20120816 20120815173720 ACCESSION NUMBER: 0001344717-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120816 DATE AS OF CHANGE: 20120815 EFFECTIVENESS DATE: 20120816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Estabrook Capital Management CENTRAL INDEX KEY: 0001344717 IRS NUMBER: 200232649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11540 FILM NUMBER: 121037977 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-605-5570 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Grove Creek Asset Management DATE OF NAME CHANGE: 20051117 13F-HR 1 sec13fq22012.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this Report: Name: Estabrook Capital Management Address: 875 Third Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 28-11540 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dave Foley Title: Vice President Phone: 212-605-5570 Signature, Place, and Date of Signing Dave Foley New York, NY August 15, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 602 Form 13F Information Table Value Total: $1,530.2 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- DAIMLERCHRYSLER AG ORD COMMON D1668R123 11,931 266 X 266 0 0 AMDOCS LTD ORD COMMON G02602103 4,458 150 X 150 0 0 APCO OIL AND GAS INTERNATIONAL COMMON G0471F109 167,324 9,270 X 7,270 0 2,000 BUNGE LIMITED COM COMMON G16962105 1,856,100 29,584 X 21,700 0 7,884 COVIDIEN PLC COMMON G2554F113 23,149,290 432,697 X X 240,589 17,878 174,230 INGERSOLL-RAND PLC COMMON G47791101 654,591 15,519 X 14,019 0 1,500 LASALLE RE HLDGS LTD PFD A PREFERR G5383Q119 70 500 X 500 0 0 MICHAEL KORS HLDGS LTD SHS COMMON G60754101 20,920 500 X 0 0 500 PARTNERRE LTD 6.50% PFD SERIES PREFERR G68603409 44,114 1,732 X 1,032 0 700 RENAISSANCERE HLDGS LTD ORD COMMON G7496G103 2,412,709 31,742 X 29,075 0 2,667 SEAGATE TECHNOLOGY PLC SHS COMMON G7945M107 148,380 6,000 X 0 0 6,000 VALIDUS HOLDINGS LTD COM SHS COMMON G9319H102 24,919 778 X 778 0 0 ACE LTD SHS COMMON H0023R105 28,537,900 384,971 X X 228,057 11,623 145,291 WEATHERFORD INTERNATIONAL LTD COMMON H27013103 5,006,115 396,367 X 230,819 0 165,548 FOSTER WHEELER AGR COMMON H27178104 2,762 160 X 0 0 160 NOBLE CORPORATION BAAR NAMEN - COMMON H5833N103 6,506 200 X 0 0 200 TE CONNECTIVITY LTD COMMON H84989104 167,910 5,262 X 4,262 0 1,000 TYCO INTERNATIONAL LTD SHS COMMON H89128104 145,285 2,749 X 2,499 0 250 QIAGEN N V ORD COMMON N72482107 67,635 4,050 X 0 0 4,050 SENSATA TECHNOLOGIES HLDG BVSH COMMON N7902X106 214,240 8,000 X 0 0 8,000 BANCO LATINOAMER EXPORT S A CL COMMON P16994132 122,151 5,700 X 5,200 0 500 STANDARD CHARTERED FOREIGN XR0408284 0 100 X 0 0 100 HENGAN INTERNATIONAL GROUP CO FOREIGN XR6136233 0 500 X 0 0 500 TSINGTAO BREWERY COMPANY LIMIT FOREIGN XR6905808 0 400 X 0 0 400 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 18,600 3,000 X 0 0 3,000 SEASPAN CORP SHS COMMON Y75638109 61,593 3,550 X 0 0 3,550 ACCO BRANDS CORP COM COMMON 00081T108 1,696 164 X 164 0 0 AFLAC INC COMMON 001055102 3,333,008 78,258 X X 52,358 900 25,000 AGIC CONV & INCOME FD II COM MUTUAL 001191105 23,517 2,861 X 2,861 0 0 AGL RES INC COMMON 001204106 56,575 1,460 X 1,460 0 0 AIM EQUITY FDS INC CONSTELLATI COMMON 001413202 39,789 1,736 X 0 0 1,736 AOL INC COM COMMON 00184X105 8,592 306 X 0 0 306 A T & T INC COMMON 00206R102 26,548,050 744,477 X X 445,672 27,250 271,555 ATMI INC COMMON 00207R101 6,171 300 X 0 0 300 A V HOMES INC COMMON 00234P102 5,832 400 X 200 0 200 ABBOTT LABS COMMON 002824100 3,498,658 54,268 X 32,748 0 21,520 ADVANT-E CORP COM COMMON 00761J107 1,000 20,000 X 0 0 20,000 AEGION CORP COM COMMON 00770F104 8,945 500 X 500 0 0 AGILENT TECHNOLOGIES INC. COMMON 00846U101 74,007 1,886 X 833 0 1,053 AIR PRODS & CHEMS INC COMMON 009158106 290,628 3,600 X 0 0 3,600 AIRLEASE LTD DEPOSITARY UNIT COMMON 009366105 0 365 X 365 0 0 ALCOA INC COMMON 013817101 5,688 650 X 0 0 650 ALCATEL-LUCENT SPONSORED ADR COMMON 013904305 64 39 X 39 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 7,494 235 X 235 0 0 ALLIANCE BERNSTEIN HLDGS LP UN UNITS 01881G106 738,533 58,198 X 58,198 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- ALLIED IRISH BANKS PLC COMMON 019228808 3 4 X 4 0 0 ALLSTATE CORP COMMON 020002101 2,250,953 64,148 X 54,421 0 9,727 ALLY FINL INC PERP PFD-A FLT PREFERR 02005N308 135,405 5,900 X 3,900 0 2,000 AMBASE CORP COM COMMON 023164106 9,400 5,000 X 5,000 0 0 AMEREN CORP COMMON 023608102 50,310 1,500 X 1,500 0 0 AMERICA MOVIL S A DE C V SPONS COMMON 02364W105 547,260 21,000 X 0 0 21,000 AMERICAN ELECTRIC POWER COMMON 025537101 39,581 992 X 527 0 465 AMERICAN EXPRESS COMPANY COMMON 025816109 7,895,604 135,640 X 103,866 0 31,774 AMERICAN INTERNATIONAL GROUP I COMMON 026874784 32 1 X 1 0 0 AMERICAN INTL CORP PFD 6.45% PREFERR 026874800 247,900 10,000 X 10,000 0 0 AMERICAN TOWER REIT COM COMMON 03027X100 244,685 3,500 X 500 0 3,000 AMERIPRISE FINL INC COM COMMON 03076C106 119,153 2,280 X 0 0 2,280 AMERIGAS PARTNERS L P UT LTD P UNITS 030975106 3,533,188 86,704 X 34,318 0 52,386 AMETEK INC NEW COMMON 031100100 149,730 4,500 X 4,500 0 0 AMGEN INC COMMON 031162100 490,757 6,731 X 2,455 0 4,276 ANADARKO PETE CORP COMMON 032511107 117,968 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900 X 500 0 400 BAC CAP TR VIII GTD CAP SECS PREFERR 05518T209 81,345 3,300 X 0 0 3,300 BANK OF AMERICA CAP IV PFD 5.8 PREFERR 055185201 49,360 2,000 X 1,000 0 1,000 BANK OF AMERICA CAP TR 6.25 PREFERR 055189203 100,721 4,016 X 3,016 0 1,000 BCE INC COM NEW COMMON 05534B760 11,747,397 285,131 X 174,631 0 110,500 BP AMOCO ADS COMMON 055622104 188,389 4,647 X 4,647 0 0 BMC SOFTWARE INC COMMON 055921100 5,335 125 X 125 0 0 BABCOCK & WILCOX CO NEW COM COMMON 05615F102 398,713 16,274 X 11,905 0 4,369 BAKER HUGHES INC COMMON 057224107 1,323,132 32,193 X 18,860 0 13,333 BANCO BILBAO VIZCAYA ARGENTAAD COMMON 05946K101 7,070 1,000 X 0 0 1,000 BANK OF AMERICA COMMON 060505104 1,873,744 229,064 X 126,213 0 102,851 BANK OF AMERICA CORPORATION PF PREFERR 060505559 307,271 11,850 X 11,650 0 200 BANK OF AMERICA CORP 7.25%CNV CONVERT 060505682 39,000 40 X 40 0 0 BANK OF NEW YORK MELLON CORPOR COMMON 064058100 2,639,970 120,272 X 89,729 0 30,543 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- BANK NOVA SCOTIA HALIFAX COM COMMON 064149107 9,348,768 180,513 X 118,498 0 62,015 BARD C R INC N J COMMON 067383109 26,860 250 X 0 0 250 BARCLAYS BANK PLC 6.625% 00/00 PREFERR 06739F390 120,500 5,000 X 5,000 0 0 BARRICK GOLD CORP COMMON 067901108 46,775 1,245 X 0 0 1,245 BAXTER INTL INC COMMON 071813109 53,150 1,000 X 0 0 1,000 BEAVER COAL CO, LTD PRTNSH COMMON 074799107 81,650 71 X 71 0 0 BECTON DICKINSON & CO COMMON 075887109 3,550,177 47,494 X 30,358 0 17,136 BELO A H CORP COMMON 080555105 1,932 300 X 0 0 300 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670108 624,725 5 X 2 0 3 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670702 2,730,057 32,762 X 25,187 0 7,575 BHP BILLITON LTD SPONSORED ADR COMMON 088606108 998,111 15,285 X 4,195 0 11,090 BIOGEN IDEC INC COMMON 09062X103 2,959,790 20,500 X 20,000 0 500 BLACKROCK INC CL A COMMON 09247X101 169,820 1,000 X 0 0 1,000 BLACKROCK STRATEGIC MUN TR COM MUTUAL 09248T109 9,724 666 X 0 0 666 BLACKROCK LTD DURATION INC TCO COMMON 09249W101 17,730 1,000 X 1,000 0 0 H R BLOCK INC COMMON 093671105 3,915 245 X 245 0 0 BNY CAPITAL V 30 YR PFD 5.950% PREFERR 09656H209 10,336 400 X 400 0 0 BOEING CO COMMON 097023105 44,580 600 X 600 0 0 BORG WARNER AUTOMOTIVE INC COMMON 099724106 1,644,079 25,066 X 18,509 0 6,557 BOSTON SCIENTIFIC CORP COMMON 101137107 25,850 4,559 X 1,200 0 3,359 BRINKER INTL INC COMMON 109641100 66,927 2,100 X 2,100 0 0 BRISTOL MYERS SQUIBB CO. 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COMMON 14149Y108 656,250 15,625 X 10,350 0 5,275 CAREFUSION CORP COM COMMON 14170T101 8,988 350 X 0 0 350 CATERPILLAR TRACTOR COMMON 149123101 7,431,153 87,518 X 60,915 0 26,603 CELGENE CORP COM COMMON 151020104 12,768 199 X 0 0 199 CENOVUS ENERGY INC COM COMMON 15135U109 4,045,978 127,232 X 90,311 0 36,921 CENTERPOINT ENERGY INC COM COMMON 15189T107 8,268 400 X 400 0 0 CHELSEA THERAPEUTICS INTL LTCO COMMON 163428105 22,200 15,000 X 0 0 15,000 CHEVRON CORPORATION COMMON 166764100 17,964,857 170,283 X X 100,793 25 69,465 CHICOS FAS INC COM COMMON 168615102 2,968 200 X 0 0 200 CHINA PETE & CHEM CORP ADR SPO COMMON 16941R108 89,190 1,000 X 0 0 1,000 CHIPOTLE MEXICAN GRILL INC CL COMMON 169656105 18,998 50 X 50 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- CHUBB CORP COMMON 171232101 5,475,700 75,195 X 63,522 0 11,673 CISCO SYS INC COMMON 17275R102 18,602,030 1,083,403 X X 633,443 52,504 397,456 CITADEL BROADCASTING CORP COM COMMON 17285T106 0 109 X 109 0 0 CITIGROUP INC T-DECS 7.50% CV CONVERT 172967416 85,560 1,000 X 1,000 0 0 CITIGROUP INC COMMON 172967424 2,286,241 83,409 X 43,896 0 39,513 CITIGROUP CAP VII CAP SECS 7.1 PREFERR 17306N203 30,180 1,200 X 0 0 1,200 CITIGROUP CAPITAL 7.875% XIII PREFERR 173080201 251,068 9,200 X 9,200 0 0 CITIGROUP CAPITAL XV 6.500% 9/ PREFERR 17310G202 7,434 300 X 0 0 300 CITIZENS REPUBLIC BANCORP INC COMMON 174420307 17,130 1,000 X 0 0 1,000 CLEARWIRE CORP NEW CL A COMMON 18538Q105 560 500 X 0 0 500 CLIFFS NATURAL RESOURCES INC COMMON 18683K101 2,328,460 47,240 X 39,905 0 7,335 CLOROX CO COMMON 189054109 7,246 100 X 100 0 0 COACH INC COM COMMON 189754104 339,184 5,800 X 300 0 5,500 COCA COLA CO COMMON 191216100 1,115,615 28,536 X 21,786 0 6,750 COGNIZANT TECHNLGY SLTNS CORCL COMMON 192446102 240,000 4,000 X 0 0 4,000 COLGATE PALMOLIVE CO COMMON 194162103 9,562,106 91,855 X 62,610 0 29,245 COLLECTIVE BRANDS INC COMMON 19421W100 36,414 1,700 X 0 0 1,700 COLUMBIA LABS INC COMMON 197779101 8,160 12,000 X 12,000 0 0 COMCAST CORP NEW COM CL A COMMON 20030N101 129,127 4,039 X 1,445 0 2,594 COMCAST CORP CL A SPL COMMON 20030N200 109,900 3,500 X 2,500 0 1,000 COMERICA INC COMMON 200340107 16,921 551 X 551 0 0 COMSTOCK RES INC COM NEW COMMON 205768203 16,420 1,000 X 1,000 0 0 CONOCOPHILLIPS COMMON 20825C104 19,313,693 345,628 X 213,235 0 132,393 CONSOL ENERGY INC COM COMMON 20854P109 2,574,422 85,133 X 71,789 0 13,344 CONSOLIDATED EDISON INC COMMON 209115104 135,885 2,185 X 1,760 0 425 CORNING INC COMMON 219350105 508,925 39,360 X 17,380 0 21,980 CORRECTIONS CORP AMER NEW COM COMMON 22025Y407 300,390 10,200 X 0 0 10,200 GOLDMAN SACHS CORTS PFD 6.000% PREFERR 22083B208 59,900 2,431 X 2,431 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 32,706,505 344,279 X X 209,068 10,198 125,013 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 5,288 400 X 0 0 400 CYTEC INDS INC COMMON 232820100 24,981 426 X 0 0 426 DCP MIDSTREAM PARTNERS LP COM UNITS 23311P100 2,257,976 53,570 X 34,160 0 19,410 DTC ENERGY 6.500% PFD PREFERR 233331602 282,400 10,000 X 10,000 0 0 DWS VALUE SER INC LGECP VAL CL MUTUAL 23338F606 17,530 1,000 X 0 0 1,000 DANAHER CORP SHS BEN INT COMMON 235851102 21,144 406 X 0 0 406 DEERE & CO. COMMON 244199105 508,996 6,294 X 3,794 0 2,500 DEUTSCHE BANK CAP FUND IX PFD PREFERR 25153Y206 62,412 2,535 X 1,035 0 1,500 DEVON ENERGY CORP NEW COMMON 25179M103 94,814 1,635 X 1,435 0 200 DISNEY (WALT) PRODUCTIONS COMMON 254687106 100,104 2,064 X 1,064 0 1,000 DIRECTV CLASS A COMMON 25490A101 9,373 192 X 0 0 192 DOMINION RES INC VA NEW COMMON 25746U109 2,459,808 45,552 X 41,576 0 3,976 DOVER CORP COMMON 260003108 6,737,705 125,680 X X 89,075 300 36,305 DOW CHEMICAL CORP COMMON 260543103 37,959,548 1,205,065 X X 711,662 43,655 449,748 DR PEPPER SNAPPLE GROUP INC CO COMMON 26138E109 12,600 288 X 288 0 0 DREYFUS/LAUREL FDS TR PREM LTR MUTUAL 261980759 30,342 4,741 X 0 0 4,741 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- DU PONT E I DE NEMOURS CO COMMON 263534109 45,540,409 900,542 X X 568,644 25,517 306,381 DUKE ENERGY CORP COMMON 26441C105 5,506,359 238,784 X 128,062 0 110,722 DUN & BRADSTREET CORP DEL NECO COMMON 26483E100 117,431 1,650 X 0 0 1,650 E DIGITAL CORP COMMON 26841Y103 15 500 X 500 0 0 E M C CORP MASS COMMON 268648102 11,146,795 434,912 X 349,823 0 85,089 EOG RESOURCES INC. COMMON 26875P101 1,689,292 18,747 X 16,730 0 2,017 EQT CORP COM COMMON 26884L109 906,830 16,909 X 15,798 0 1,111 EASTMAN CHEM CO COMMON 277432100 47,197 937 X 644 0 293 EATON VANCE MUT FDS TR MU BD F MUTUAL 277911749 996 98 X 98 0 0 EATON CORP COMMON 278058102 31,728,531 800,619 X X 474,723 25,378 300,518 EATON VANCE ENHANCED EQ INC CO MUTUAL 278274105 5,332 503 X 503 0 0 EBAY INC COMMON 278642103 1,165,778 27,750 X 20,000 0 7,750 ECOLAB INC COMMON 278865100 34,265 500 X 0 0 500 EDISON INTERNATIONAL COMMON 281020107 260,845 5,646 X 5,646 0 0 EL PASO PIPELINE PARTNERS L CO UNITS 283702108 1,129,157 33,407 X 23,872 0 9,535 EMBRAER SA SP ADR COMMON 29082A107 132,650 5,000 X 0 0 5,000 EMERSON ELEC CO COMMON 291011104 30,005,904 644,180 X X 376,163 16,750 251,267 ENBRIDGE INC COM COMMON 29250N105 31,936 800 X 700 0 100 ENBRIDGE ENERGY PARTNERS L P C UNITS 29250R106 2,193,255 71,279 X 53,949 0 17,330 ENCANA CORP COM COMMON 292505104 259,667 12,466 X 3,600 0 8,866 ENERGIZER HLDGS INC COMMON 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SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- FIRSTENERGY CORP COMMON 337932107 43,681 888 X 888 0 0 FLUOR CORP NEW COMMON 343412102 52,547 1,065 X 665 0 400 FLOWERS FOODS INC COMMON 343498101 7,039 303 X 0 0 303 FORD MTR CO DEL 7.50% PFD PREFERR 345370852 115,121 4,150 X 0 0 4,150 FORD MTR CO DEL PAR $0.01 COMMON 345370860 181,731 18,950 X 450 0 18,500 FRANKLIN RES INC COMMON 354613101 3,663 33 X 33 0 0 FREEPORT MCMORAN COPPER&GOLDCL COMMON 35671D857 3,993,890 117,226 X 81,005 0 36,221 FRONTIER COMMUNICATIONS CORP C COMMON 35906A108 62,513 16,322 X 13,730 0 2,592 GDF SUEZ SPONS ADR COMMON 36160B105 16,804 706 X 706 0 0 GMAC CAP TR I GTD TR PFD-2 PREFERR 361860208 141,294 5,875 X 1,825 0 4,050 GARTNER GROUP INC NEW COMMON 366651107 11,193 260 X 260 0 0 GENERAL COMMUNICATIONS INC CL COMMON 369385109 1,660 200 X 0 0 200 GENERAL 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SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- PORTLAND GEN ELEC CO COM NEW COMMON 736508847 22,661 850 X 0 0 850 POTASH CORP SASK INC COMMON 73755L107 1,802,125 41,248 X 31,977 0 9,271 POWERSHARES QQQ TRUST UNIT SER MUTUAL 73935A104 32,080 500 X 0 0 500 POWERSHARES ETF TRUST WATER RE MUTUAL 73935X575 10,878 600 X 0 0 600 GOLDMAN SACHS PFD 6.000% PREFERR 73941X577 729,560 30,500 X 30,500 0 0 PRAXAIR INC COMMON 74005P104 31,495,384 289,666 X X 171,701 8,334 109,631 PRECISION CASTPARTS CORP COMMON 740189105 16,778 102 X 0 0 102 PROCTER & GAMBLE CO COMMON 742718109 9,880,850 161,320 X 108,785 0 52,535 PROGRESS ENERGY COMMON 743263105 258,731 4,300 X 2,300 0 2,000 PRUDENTIAL FINL INC COM COMMON 744320102 12,398 256 X 0 0 256 PUBLIC SVC ENTERPRISES COMMON 744573106 55,575 1,710 X 460 0 1,250 PUBLIC STORAGE INC COMMON 74460D109 311,204 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80,766 1,800 X 0 0 1,800 ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 452,255 10,466 X 10,000 0 466 ROCKWELL INTL CORP NEW COMMON 773903109 79,272 1,200 X 1,100 0 100 ROSETTA RESOURCES INC COM COMMON 777779307 1,648 45 X 45 0 0 ROSTELECOM LONG DISTANCE & IAD COMMON 778529107 151 7 X 7 0 0 ROWE T PRICE INTL FDS INC INTL MUTUAL 77956H203 65,748 5,081 X 0 0 5,081 T ROWE PRICE NEW HORIZON FD MUTUAL 779562107 62,546 1,803 X 0 0 1,803 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 23,434,662 335,116 X X 198,486 19,692 116,938 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 3,047,634 45,197 X 24,382 0 20,815 RYANAIR HLDGS PLC ADR SPONSORE COMMON 783513104 243 8 X 8 0 0 SEI CORP COMMON 784117103 7,956 400 X 400 0 0 SPDR TR UNIT SER 1 COMMON 78462F103 144,271 1,060 X X 960 50 50 SPX CORP COMMON 784635104 88,182 1,350 X 1,350 0 0 ST JUDE MED INC COMMON 790849103 35,919 900 X 900 0 0 SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 1,183,835 78,975 X 47,550 0 31,425 SANDISK CORP COM COMMON 80004C101 9,120 250 X 0 0 250 SANOFI-AVENTIS ADR COMMON 80105N105 1,544,446 40,880 X 28,011 0 12,869 SANOFI AVENTIS CONTGNT VAL RT WARRANT 80105N113 20 14 X 14 0 0 SAP AG ADR SPONS PREF COMMON 803054204 26,712 450 X 450 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- SCANA CORP NEW COMMON 80589M102 38,272 800 X 0 0 800 SCHLUMBERGER COMMON 806857108 25,033,385 385,663 X X 232,538 13,690 139,435 SCHWAB 6.00% SERIES B PFD PREFERR 808513204 104,240 4,000 X 4,000 0 0 SEMILEDS CORP COM COMMON 816645105 2,318 750 X 0 0 750 SIEMENS A G SPONSORED ADR COMMON 826197501 25,221 300 X 300 0 0 SIGMA ALDRICH CORP COMMON 826552101 92,413 1,250 X 1,250 0 0 SONOCO PRODUCTS COMMON 835495102 2,996,247 99,378 X 83,733 0 15,645 SOUTH JERSEY INDS INC COM COMMON 838518108 18,655 366 X 366 0 0 SOUTHERN CO COMMON 842587107 185,200 4,000 X 3,700 0 300 SOVRAN SELF STORAGE INC COMMON 84610H108 5,009 100 X 0 0 100 SPECTRA ENERGY PARTNERS LP COM UNITS 84756N109 9,129 300 X 300 0 0 SPECTRA ENERGY CORP COM COMMON 847560109 27,166,973 934,858 X X 582,338 30,802 321,718 SPRINT CORP COMMON 852061100 3 1 X 1 0 0 STANLEY BLACK AND DECKER INC COMMON 854502101 226,418 3,518 X 150 0 3,368 STAPLES INC COMMON 855030102 117,450 9,000 X 2,000 0 7,000 STARBUCKS CORP COMMON 855244109 9,864 185 X 185 0 0 STATE STREET CORP COMMON 857477103 88,164 1,975 X 1,675 0 300 STATOIL ASA SPONSORED ADR COMMON 85771P102 26,866 1,126 X 126 0 1,000 STRYKER CORP COMMON 863667101 3,259,441 59,155 X 46,275 0 12,880 SUBURBAN PROPANE PARTNERS L UN UNITS 864482104 308,988 7,487 X 6,317 0 1,170 SUNCOR ENERGY INC COMMON 867224107 288,053 9,950 X 3,950 0 6,000 SUNOCO LOGISTICS PARTNERS L CO UNITS 86764L108 3,857,967 106,368 X 69,308 0 37,060 SUNOVIA ENERGY TECHNOLOGIES CO COMMON 86770A104 210 5,000 X 5,000 0 0 SUNTRUST CAPITAL IX TR PFD 7.8 PREFERR 867885105 25,190 1,000 X 0 0 1,000 SUPERIOR ENERGY SVCS INC COMMON 868157108 485,520 24,000 X 23,800 0 200 SURGUTNEFTEGAZ JSC SPONSORED A COMMON 868861204 825 100 X 100 0 0 SYSCO CORP COMMON 871829107 300,336 10,075 X 175 0 9,900 TC PIPELINES LP UT COM LTD PRT UNITS 87233Q108 362,687 8,415 X 7,175 0 1,240 TECO ENERGY INC COMMON 872375100 2,075,094 114,900 X 102,150 0 12,750 TJX COS INC NEW COMMON 872540109 150,684 3,510 X 3,040 0 470 TARGA RESOURCES PARTNERS LP CO UNITS 87611X105 106,950 3,000 X 0 0 3,000 TARGET CORP COMMON 87612E106 3,247,293 55,805 X 29,003 0 26,802 TECK COMINCO LTD CL B COMMON 878742204 6,188 200 X 0 0 200 TELEFONICA DE ESPANA S A ORD COMMON 879382208 4,913 375 X 375 0 0 TELEPHONE & DATA SYSTEM 7.000% PREFERR 879433837 133,500 5,000 X 5,000 0 0 TELENOR ASA SPONSORED ADR COMMON 87944W105 699 14 X 14 0 0 TEMPLETON DEVELOPING MKTS TRSH MUTUAL 88018W302 2,485 117 X 117 0 0 TEMPLETON GROWTH FD INC COM MUTUAL 880199104 26,185 1,534 X 0 0 1,534 TENET HEALTH CARE COMMON 88033G100 629 120 X 120 0 0 TENNECO AUTOMOTIVE INC COMMON 880349105 912 34 X 34 0 0 TERADATA CORP DEL COM COMMON 88076W103 66,969 930 X 630 0 300 TERRA NITROGEN CO L P COM UNIT UNITS 881005201 47,655 225 X 0 0 225 TESLA MTRS INC COM COMMON 88160R101 17,835 570 X 0 0 570 TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 970,461 24,606 X 14,565 0 10,041 TEXAS INSTRUMENTS INC COMMON 882508104 3,470,457 120,964 X 73,462 0 47,502 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- TEXTRON INC COMMON 883203101 149,220 6,000 X 3,600 0 2,400 THERMO FISHER SCIENTIFIC INC. COMMON 883556102 5,191 100 X 0 0 100 3M COMPANY COM COMMON 88579Y101 3,946,970 44,051 X 25,550 0 18,501 TIFFANY & CO NEW COMMON 886547108 4,869,282 91,960 X 84,125 0 7,835 TIME WARNER INC COM COMMON 887317303 132,671 3,446 X 60 0 3,386 TIME WARNER CABLE INC COM COMMON 88732J207 69,785 850 X 0 0 850 TORONTO DOMINION BK ONT COM NE COMMON 891160509 4,984,503 63,716 X 33,712 0 30,004 TOWER GROUP INC COM COMMON 891777104 20,870 1,000 X 0 0 1,000 TOYOTA MTR CORP ADR 1 SH COMMON 892331307 8,048 100 X 100 0 0 TRANSCANADA CORP COM COMMON 89353D107 9,148,488 218,341 X 156,613 0 61,728 TRAVELERS COMPANIES INC COMMON 89417E109 907,549 14,216 X 13,034 0 1,182 U S BANCORP COMMON 902973304 15,213,256 473,049 X 346,583 0 126,466 UNILEVER PLC ADR SPON NEW COMMON 904767704 222,753 6,604 X 5,380 0 1,224 UNION PAC CORP COMMON 907818108 32,781,138 274,756 X X 196,177 7,528 71,051 UNITED PARCEL SERVICE COMMON 911312106 11,735 149 X 149 0 0 US CELLULAR CORP 6.950% PFD PREFERR 911684405 348,400 13,000 X 13,000 0 0 UNITED TECHNOLOGIES CORP. COMMON 913017109 23,487,640 310,971 X X 186,290 10,651 114,030 UNITEDHEALTH GROUP INC COMMON 91324P102 8,789,742 150,252 X 130,899 0 19,353 V F CORP COMMON 918204108 788,156 5,906 X 4,100 0 1,806 VAALCO ENERGY INC COM NEW COMMON 91851C201 43,150 5,000 X 0 0 5,000 VALE S A ADR COMMON 91912E105 394,836 19,891 X 11,315 0 8,576 VALLEY NATL BANCORP COMMON 919794107 102,332 9,654 X 0 0 9,654 VANGUARD SPECIALIZED PTFLS ENE MUTUAL 921908109 57,436 1,020 X 0 0 1,020 VARIAN MED SYS INC COMMON 92220P105 72,924 1,200 X 1,200 0 0 VENTAS INC COMMON 92276F100 442 7 X 7 0 0 VANGUARD INDEX TR 500 INDEX FD MUTUAL 922908108 11,802 94 X 69 0 25 VERIZON COMMUNICATIONS COMMON 92343V104 31,882,900 717,437 X X 433,985 33,411 250,041 VIACOM INC NEW CL B COMMON 92553P201 5,172 110 X 110 0 0 VIMPELCOM LTD SPONSORED ADR COMMON 92719A106 16,220 2,000 X 2,000 0 0 VISA INC COM CL A COMMON 92826C839 247,260 2,000 X 0 0 2,000 VODAFONE GROUP INC COMMON 92857W209 779,656 27,667 X 12,117 0 15,550 VORNADO REALTY TRUST 6.875% SE PREFERR 929042869 138,350 5,000 X 5,000 0 0 VULCAN MATERIALS CO COMMON 929160109 251,642 6,337 X 2,444 0 3,893 WPP PLC COMMON 92933H101 182,580 3,000 X 3,000 0 0 WMI HLDGS CORP COM COMMON 92936P100 18 35 X 35 0 0 WAL MART STORES INC COMMON 931142103 463,150 6,643 X 3,693 0 2,950 WALGREEN CO COMMON 931422109 171,564 5,800 X 800 0 5,000 WALTER INDS INC COMMON 93317Q105 154,560 3,500 X 3,500 0 0 8WASHINGTON MUTUAL INC COMMON 939ESC968 0 1,044 X 1,044 0 0 WASTE MANAGEMENT INC COMMON 94106L109 1,743,480 52,200 X 45,450 0 6,750 WELLS FARGO NEW COMMON 949746101 29,447,264 880,600 X X 579,215 41,163 260,222 WELLS FARGO CAP PFD 5.625% PREFERR 94979P203 25,600 1,000 X 0 0 1,000 WELLS FARGO CAP XII ENH TRUPS7 PREFERR 94985V202 10,356 400 X 400 0 0 WESTERN ASST MNG MUN FD INC CO MUTUAL 95766M105 59 4 X 4 0 0 WESTERN GAS PARTNERS LP COM UN UNITS 958254104 407,853 9,348 X 8,078 0 1,270 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- WESTERN UN CO COM COMMON 959802109 1,250,690 74,269 X 67,481 0 6,788 WHITING PETE CORP NEW COM COMMON 966387102 10,444 254 X 254 0 0 WHOLE FOODS MKT INC COMMON 966837106 419,408 4,400 X 0 0 4,400 WILEY JOHN & SONS INC CLASS A COMMON 968223206 137,172 2,800 X 2,800 0 0 WILLIAMS CO COMMON 969457100 43,516,759 1,509,950 X X 916,159 46,196 547,595 WILLIAMS PARTNERS L P COM UNIT UNITS 96950F104 1,283,223 24,564 X 16,704 0 7,860 WINTHROP REALTY TRUST 9.25% PF PREFERR 976391508 51,535 2,000 X 0 0 2,000 WISCONSIN ENERGY CORP COMMON 976657106 187,958 4,750 X 1,024 0 3,726 WORLDCOM INC-MCI GROUP COMMON COMMON 98157D304 0 52 X 52 0 0 WPX ENERGY INC COM COMMON 98212B103 1,481,457 91,561 X 82,541 0 9,020 XCEL ENERGY INC COMMON 98389B100 206,654 7,274 X 3,689 0 3,585 XILINX INC COMMON 983919101 20,276 604 X 604 0 0 XEROX CORP COMMON 984121103 23,783 3,022 X 700 0 2,322 XYLEM INC COM COMMON 98419M100 19,633 780 X 780 0 0 YUM BRANDS INC COM COMMON 988498101 78,592 1,220 X 400 0 820 ZEBRA TECHNOLOGIES CORP CL A COMMON 989207105 13,744 400 X 0 0 400 ZIMMER HLDGS INC COMMON 98956P102 367,882 5,716 X 5,300 0 416 TOTAL 1,530,221,325