0001344717-13-000003.txt : 20130515 0001344717-13-000003.hdr.sgml : 20130515 20130515114908 ACCESSION NUMBER: 0001344717-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Estabrook Capital Management CENTRAL INDEX KEY: 0001344717 IRS NUMBER: 200232649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11540 FILM NUMBER: 13844774 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-605-5570 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Grove Creek Asset Management DATE OF NAME CHANGE: 20051117 13F-HR 1 sec13fq12013.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this Report: Name: Estabrook Capital Management Address: 875 Third Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 28-11540 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dave Foley Title: Vice President Phone: 212-605-5570 Signature, Place, and Date of Signing Dave Foley New York, NY May 15, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 555 Form 13F Information Table Value Total: $1,131.1 (thousands) List of Other Included Managers: NONE ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- DAIMLERCHRYSLER AG ORD COMMON D1668R123 14,498 266 X 266 0 0 AMDOCS LTD ORD COMMON G02602103 4,531 125 X 125 0 0 APCO OIL AND GAS INTERNATIONAL COMMON G0471F109 145,948 11,770 X 9,770 0 2,000 BUNGE LIMITED COM COMMON G16962105 764,731 10,358 X 4,698 0 5,660 COVIDIEN PLC COMMON G2554F113 19,182,981 282,768 X X 168,980 23 113,765 EATON CORP PLC SHS COMMON G29183103 26,167,899 427,231 X X 255,140 25 172,066 ENSCO PLC SHS CLASS A COMMON G3157S106 19,738,200 328,970 X X 205,045 23 123,902 GASLOG LTD SHS COMMON G37585109 301,554 23,449 X X 17,449 3,000 3,000 INGERSOLL-RAND PLC COMMON G47791101 389,251 7,076 X 6,002 0 1,074 LASALLE RE HLDGS LTD PFD A PREFERR G5383Q119 0 500 X 500 0 0 MICHAEL KORS HLDGS LTD SHS COMMON G60754101 46,113 812 X 112 0 700 PARTNERRE LTD 6.50% PFD SERIES PREFERR G68603409 44,131 1,732 X 1,032 0 700 RENAISSANCERE HLDGS LTD ORD COMMON G7496G103 2,404,435 26,138 X 25,471 0 667 TOWER GROUP INTL LTD COM COMMON G8988C105 20,904 1,133 X 0 0 1,133 VALIDUS HOLDINGS LTD COM SHS COMMON G9319H102 29,074 778 X 778 0 0 ACE LTD SHS COMMON H0023R105 21,316,767 239,595 X X 144,867 15 94,713 WEATHERFORD INTERNATIONAL LTD COMMON H27013103 7,542,461 621,290 X X 424,271 4,049 192,970 NOBLE CORPORATION BAAR NAMEN - COMMON H5833N103 7,630 200 X 0 0 200 PENTAIR LTD SHS COMMON H6169Q108 32,019 607 X 548 0 59 TE CONNECTIVITY LTD COMMON H84989104 189,188 4,512 X 3,762 0 750 TYCO INTERNATIONAL LTD SHS COMMON H89128104 81,568 2,549 X 2,299 0 250 DE MASTER BLENDERS 1753 N.V.OR COMMON N2563N109 15,310 1,000 X 0 0 1,000 QIAGEN N V ORD COMMON N72482107 85,374 4,050 X 0 0 4,050 BANCO LATINOAMER EXPORT S A CL COMMON P16994132 29,688 1,200 X 700 0 500 AVAGO TECHNOLOGIES LTD SHS COMMON Y0486S104 359 10 X 10 0 0 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 1,771 262 X 262 0 0 THE ADT CORPORATION COM COMMON 00101J106 62,252 1,272 X 1,147 0 125 AFLAC INC COMMON 001055102 3,662,468 70,405 X X 45,405 900 24,100 AGL RES INC COMMON 001204106 61,247 1,460 X 1,460 0 0 AIM EQUITY FDS INC CONSTELLATI COMMON 001413202 19,745 768 X 0 0 768 AOL INC COM COMMON 00184X105 38 1 X 0 0 1 A T & T INC COMMON 00206R102 14,316,842 390,211 X X 237,631 786 151,794 A V HOMES INC COMMON 00234P102 5,332 400 X 200 0 200 ABBOTT LABS COMMON 002824100 1,488,279 42,137 X 20,266 0 21,871 ABBVIE INC COM COMMON 00287Y109 1,722,996 42,251 X 20,480 0 21,771 ADVANT-E CORP COM COMMON 00761J107 5,100 20,000 X 0 0 20,000 AEGION CORP COM COMMON 00770F104 11,575 500 X 500 0 0 AGILENT TECHNOLOGIES INC. COMMON 00846U101 77,561 1,848 X 795 0 1,053 AIR PRODS & CHEMS INC COMMON 009158106 113,256 1,300 X 0 0 1,300 ALCOA INC COMMON 013817101 5,538 650 X 0 0 650 ALCATEL-LUCENT SPONSORED ADR COMMON 013904305 52 39 X 39 0 0 ALEXION PHARMACEUTICALS INC CO COMMON 015351109 737 8 X 8 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 2,695 85 X 85 0 0 ALLERGAN INC COMMON 018490102 1,116 10 X 10 0 0 ALLIANCEBERNSTEIN GRW & INCMCL MUTUAL 018597104 71 16 X 0 0 16 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- 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273,702 2,670 X 2,455 0 215 ANADARKO PETE CORP COMMON 032511107 149,365 1,708 X 1,208 0 500 ANALOG DEVICES INC COMMON 032654105 2,052,301 44,145 X 36,145 0 8,000 ANNALY MTG MGMT INC COMMON 035710409 106,463 6,700 X 0 0 6,700 APACHE CORP COMMON 037411105 32,870 426 X 0 0 426 APOLLO INVT CORP COM SH BEN IN COMMON 03761U106 2,090 250 X 250 0 0 APPLE COMPUTER INC COMMON 037833100 1,380,214 3,118 X 2,066 0 1,052 APPLIED MATLS INC COMMON 038222105 52,734 3,912 X 0 0 3,912 ARCH COAL INC COMMON 039380100 4,398 810 X 0 0 810 ARM HLDGS PLC SPONSORED ADR COMMON 042068106 508 12 X 12 0 0 ASHLAND INC NEW COM COMMON 044209104 80,690 1,086 X 86 0 1,000 AUTODESK INC COMMON 052769106 5,280 128 X 0 0 128 AUTOMATIC DATA PROCESSING COMMON 053015103 154,381 2,374 X 640 0 1,734 AVIAT NETWORKS INC COMMON 05366Y102 1,136 337 X 337 0 0 BB&T CORPORATION COMMON 054937107 4,669,011 148,742 X X 95,070 21 53,651 BB&T CORPORATION 5.20% PFD SER PREFERR 054937602 150,720 6,000 X 6,000 0 0 B & G FOODS INC NEW CL A COMMON 05508R106 15,245 500 X 0 0 500 BCE INC COM NEW COMMON 05534B760 5,023,564 107,594 X 65,229 0 42,365 BP AMOCO ADS COMMON 055622104 196,800 4,647 X 4,647 0 0 BABCOCK & WILCOX CO NEW COM COMMON 05615F102 57,814 2,035 X 435 0 1,600 BAKER HUGHES INC COMMON 057224107 1,196,403 25,779 X 13,185 0 12,594 BANCO BILBAO VIZCAYA ARGENTAAD COMMON 05946K101 8,770 1,000 X 0 0 1,000 BANK OF AMERICA COMMON 060505104 3,332,338 273,591 X 171,419 0 102,172 BANK OF AMERICA CORPORATION PF PREFERR 060505559 312,375 12,250 X 12,050 0 200 BANK OF NEW YORK MELLON CORPOR COMMON 064058100 2,933,352 104,800 X 82,516 0 22,284 BANK NOVA SCOTIA HALIFAX COM COMMON 064149107 1,755,384 30,125 X 16,530 0 13,595 BARD C R INC N J COMMON 067383109 25,195 250 X 0 0 250 BAXTER INTL INC COMMON 071813109 72,640 1,000 X 0 0 1,000 BEAVER COAL CO, LTD PRTNSH COMMON 074799107 76,752 71 X 71 0 0 BECTON DICKINSON & CO COMMON 075887109 667,358 6,980 X 300 0 6,680 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- BERKSHIRE HATHAWAY INC DEL CL COMMON 084670108 781,400 5 X 2 0 3 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670702 1,953,958 18,752 X 14,367 0 4,385 BHP BILLITON LTD SPONSORED ADR COMMON 088606108 680,263 9,941 X 2,785 0 7,156 BIOMARIN PHARMACEUTICAL INC CO COMMON 09061G101 249 4 X 4 0 0 BIOGEN IDEC INC COMMON 09062X103 3,930,563 20,406 X 20,006 0 400 BLACKROCK STRATEGIC MUN TR COM MUTUAL 09248T109 10,116 666 X 0 0 666 BLACKROCK LTD DURATION INC TCO COMMON 09249W101 18,960 1,000 X 1,000 0 0 H R BLOCK INC COMMON 093671105 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COMMON 14149Y108 254,798 6,122 X 1,487 0 4,635 CAREFUSION CORP COM COMMON 14170T101 9,797 280 X 0 0 280 CATERPILLAR COMMON 149123101 5,641,135 64,863 X 42,305 0 22,558 CELGENE CORP COM COMMON 151020104 23,646 204 X 5 0 199 CELLDEX THERAPEUTICS INC NEWCO COMMON 15117B103 1,251 108 X 0 0 108 CENOVUS ENERGY INC COM COMMON 15135U109 9,525,706 307,380 X X 202,479 18 104,883 CENTERPOINT ENERGY INC COM COMMON 15189T107 9,584 400 X 400 0 0 CHEVRON CORPORATION COMMON 166764100 14,124,371 118,872 X X 70,290 25 48,557 CHICOS FAS INC COM COMMON 168615102 3,360 200 X 0 0 200 CHINA PETE & CHEM CORP ADR SPO COMMON 16941R108 116,920 1,000 X 0 0 1,000 CHIPOTLE MEXICAN GRILL INC CL COMMON 169656105 13,361 41 X 41 0 0 CHUBB CORP COMMON 171232101 4,773,449 54,535 X 43,972 0 10,563 CISCO SYS INC COMMON 17275R102 18,985,573 908,618 X X 615,922 2,587 290,109 CITADEL BROADCASTING CORP COM COMMON 17285T106 0 109 X 109 0 0 CITIGROUP INC COMMON 172967424 3,199,393 72,319 X 45,068 0 27,251 CITIGROUP CAP VII CAP SECS 7.1 PREFERR 17306N203 30,336 1,200 X 0 0 1,200 CITIGROUP CAPITAL 7.875% XIII PREFERR 173080201 62,920 2,200 X 2,200 0 0 CITIGROUP CAPITAL XV 6.500% 9/ PREFERR 17310G202 12,565 500 X 0 0 500 CITIZENS REPUBLIC BANCORP INC COMMON 174420307 22,550 1,000 X 0 0 1,000 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- CLEARWIRE CORP NEW CL A COMMON 18538Q105 1,620 500 X 0 0 500 COACH INC COM COMMON 189754104 32,494 650 X 300 0 350 COCA COLA CO COMMON 191216100 1,024,588 25,336 X 21,236 0 4,100 COGNIZANT TECHNLGY SLTNS CORCL COMMON 192446102 306,484 4,000 X 0 0 4,000 COLGATE PALMOLIVE CO COMMON 194162103 5,072,929 42,980 X 28,890 0 14,090 COLUMBIA LABS INC COMMON 197779101 7,104 12,000 X 12,000 0 0 COMCAST CORP NEW COM CL A COMMON 20030N101 172,118 4,100 X 1,784 0 2,316 COMCAST CORP CL A SPL COMMON 20030N200 138,635 3,500 X 2,500 0 1,000 COMCAST CORP NEW NT 61 PREFERR 20030N606 102,080 4,000 X 4,000 0 0 COMSTOCK RES INC COM NEW COMMON 205768203 16,250 1,000 X 1,000 0 0 CONCHO RES INC COM COMMON 20605P101 390 4 X 4 0 0 CONOCOPHILLIPS COMMON 20825C104 17,525,521 291,606 X X 173,824 1,000 116,782 CONSOL ENERGY INC COM COMMON 20854P109 394,378 11,720 X 2,200 0 9,520 CONSOLIDATED EDISON INC COMMON 209115104 107,413 1,760 X 1,760 0 0 CORNING INC COMMON 219350105 312,722 23,460 X 10,000 0 13,460 GOLDMAN SACHS CORTS PFD 6.000% PREFERR 22083B208 48,236 1,931 X 1,931 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 21,823,962 205,673 X X 122,607 13 83,053 DCP MIDSTREAM PARTNERS LP COM UNITS 23311P100 555,824 11,925 X 5,725 0 6,200 DDR CORP DEPSHS1/20 CLJ COMMON 23317H607 25,280 1,000 X 1,000 0 0 DTC ENERGY 6.500% PFD PREFERR 233331602 275,500 10,000 X 10,000 0 0 DWS VALUE SER INC LGECP VAL CL MUTUAL 23338F606 20,240 1,000 X 0 0 1,000 DANAHER CORP SHS BEN INT COMMON 235851102 25,233 406 X 0 0 406 DEERE & CO. COMMON 244199105 446,580 5,194 X 3,794 0 1,400 DEUTSCHE BANK CAP FUND IX PFD PREFERR 25153Y206 64,136 2,535 X 1,035 0 1,500 DEVON ENERGY CORP NEW COMMON 25179M103 73,515 1,303 X 1,303 0 0 DIAGEO PLC SPONSORED ADR COMMON 25243Q205 629 5 X 5 0 0 DISNEY (WALT) PRODUCTIONS COMMON 254687106 91,675 1,614 X 614 0 1,000 DISCOVERY COMMUNICATNS NEW COM COMMON 25470F104 236 3 X 3 0 0 DISCOVER FINANCIAL SVS 6.50% S PREFERR 254709207 25,840 1,000 X 1,000 0 0 DIRECTV COMMON 25490A309 10,865 192 X 0 0 192 DOMINION RES INC VA NEW COMMON 25746U109 2,480,562 42,636 X 41,576 0 1,060 DOVER CORP COMMON 260003108 3,279,381 44,997 X X 38,242 300 6,455 DOW CHEMICAL CORP COMMON 260543103 24,302,708 763,276 X X 483,802 1,357 278,117 DR PEPPER SNAPPLE GROUP INC CO COMMON 26138E109 13,522 288 X 288 0 0 DREYFUS/LAUREL FDS TR PREM LTR MUTUAL 261980759 33,615 4,980 X 0 0 4,980 DU PONT E I DE NEMOURS CO COMMON 263534109 29,196,026 593,898 X X 387,672 832 205,394 DUKE ENERGY CORPORATION COM NE COMMON 26441C204 4,734,392 65,221 X 32,524 0 32,697 DUN & BRADSTREET CORP DEL NECO COMMON 26483E100 138,023 1,650 X 0 0 1,650 DUNKIN BRANDS GROUP INC COM COMMON 265504100 516 14 X 14 0 0 E DIGITAL CORP COMMON 26841Y103 84 500 X 500 0 0 E M C CORP MASS COMMON 268648102 5,986,189 250,573 X 192,656 0 57,917 EOG RESOURCES INC. COMMON 26875P101 1,452,442 11,341 X 10,133 0 1,208 EQT CORP COM COMMON 26884L109 1,443,956 21,313 X 20,821 0 492 EQT MIDSTREAM PARTNERS LP UNIT UNITS 26885B100 252,976 6,520 X 5,320 0 1,200 EASTMAN CHEM CO COMMON 277432100 55,407 793 X 500 0 293 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- EATON VANCE ENHANCED EQ INC CO MUTUAL 278274105 5,875 503 X 503 0 0 EBAY INC COMMON 278642103 759 14 X 14 0 0 ECOLAB INC COMMON 278865100 40,090 500 X 0 0 500 EDISON INTERNATIONAL COMMON 281020107 284,107 5,646 X 5,646 0 0 EL PASO PIPELINE PARTNERS L CO UNITS 283702108 685,620 15,632 X 9,532 0 6,100 EMERSON ELEC CO COMMON 291011104 15,781,208 282,463 X X 171,460 17 110,986 ENBRIDGE INC COM COMMON 29250N105 1,750,742 37,618 X 26,168 0 11,450 ENBRIDGE ENERGY PARTNERS L P C UNITS 29250R106 427,355 14,179 X 13,299 0 880 ENCANA CORP COM COMMON 292505104 42,734 2,196 X 2,100 0 96 ENERGY TRANSFER PRTNRS L P UNI UNITS 29273R109 519,370 10,246 X 8,246 0 2,000 ENERGY TRANSFER EQUITY L P COM UNITS 29273V100 114,036 1,950 X 600 0 1,350 ENTERPRISE PRODS PARTNERS L CO UNITS 293792107 1,584,180 26,276 X 10,709 0 15,567 ERICSSON L M TEL CO ADR B SEK COMMON 294821608 5,720 454 X 120 0 334 EURO PAC GROWTH FD SH BEN INT COMMON 298706102 57,383 1,354 X 0 0 1,354 EVERBANK FINL CORP COM COMMON 29977G102 231,000 15,000 X 15,000 0 0 EVOLUCIA INC COMMON 30049B105 115 5,000 X 5,000 0 0 EXELON CORP COMMON 30161N101 26,894 780 X 0 0 780 EXELIS INC COM COMMON 30162A108 8,494 780 X 780 0 0 EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 153,788 2,669 X 2,359 0 310 EXXON MOBIL CORPORATION COMMON 30231G102 14,929,515 165,681 X 93,321 0 72,360 FMC TECHNOLOGIES INC COM COMMON 30249U101 272 5 X 5 0 0 FACEBOOK INC CL A COMMON 30303M102 1,100 43 X 18 0 25 FACTSET RESH SYS INC COM COMMON 303075105 676,443 7,305 X 1,700 0 5,605 FAIRPOINT COMMUNICATIONS INCCO COMMON 305560104 0 90 X 90 0 0 FARMERS & MERCHANTS BK COM COMMON 308243104 4,900 1 X 1 0 0 FEDERAL HOME LN MTG CORP PFD 8 PREFERR 313400624 3,320 1,000 X 1,000 0 0 FANNIE MAE PFD SER T 8.25% DTD PREFERR 313586737 6,880 2,000 X 0 0 2,000 FEDEX CORP COMMON 31428X106 3,632,614 36,992 X 27,010 0 9,982 FERRELLGAS PARTNERS L P COMMON 315293100 6,170 333 X 333 0 0 FIFTH & PACIFIC COMPANIES INC COMMON 316645100 65,457 3,467 X 3,467 0 0 FIRST EAGLE FDS INC OVERSEAS F MUTUAL 32008F804 38,880 1,749 X 1,749 0 0 FIRSTENERGY CORP COMMON 337932107 37,474 888 X 888 0 0 FLUOR CORP NEW COMMON 343412102 70,641 1,065 X 665 0 400 FLOWERS FOODS INC COMMON 343498101 9,981 303 X 0 0 303 FORD MTR CO DEL PAR $0.01 COMMON 345370860 21,446,966 1,630,948 X X 1,075,498 4,111 551,339 FRANKLIN RES INC COMMON 354613101 4,977 33 X 33 0 0 FREEPORT MCMORAN COPPER&GOLDCL COMMON 35671D857 1,807,128 54,596 X 42,650 0 11,946 FRONTIER COMMUNICATIONS CORP C COMMON 35906A108 57,799 14,486 X 13,370 0 1,116 GDF SUEZ SPONS ADR COMMON 36160B105 13,617 706 X 706 0 0 GMAC CAP TR I GTD TR PFD-2 PREFERR 361860208 108,120 3,975 X 1,725 0 2,250 GARTNER GROUP INC NEW COMMON 366651107 8,488 156 X 156 0 0 GENERAL COMMUNICATIONS INC CL COMMON 369385109 1,834 200 X 0 0 200 GENERAL DYNAMICS CORP COMMON 369550108 2,115 30 X 30 0 0 GENERAL ELECTRIC COMPANY COMMON 369604103 36,557,436 1,581,204 X X 1,009,332 2,701 569,171 GENERAL ELEC CAP CORP NT 53 PREFERR 369622410 139,535 5,500 X 0 0 5,500 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- GENERAL MILLS INC COMMON 370334104 394,727 8,005 X 2,775 0 5,230 GENESEE & WYO INC CL A COMMON 371559105 40,968 440 X 40 0 400 GILEAD SCIENCES INC COM COMMON 375558103 38,418 785 X 21 0 764 GLAXO PLC COMMON 37733W105 11,098,765 236,597 X X 150,950 30 85,617 GOLDCORP INC NEW COM COMMON 380956409 155,505 4,624 X 2,644 0 1,980 GOLDMAN SACHS GROUP INC COMMON 38141G104 10,153 69 X 69 0 0 GOLDMAN SACHS PFD VARIABLE RAT PREFERR 38143Y665 24,325 1,036 X 1,036 0 0 GOLDMAN SACHS 6.500% PFD PREFERR 38144G184 110,960 4,000 X 4,000 0 0 GOLDMAN SACHS GROUP INC PFD 1/ PREFERR 38144X609 25,424 1,048 X 0 0 1,048 GOOGLE INC CL A COMMON 38259P508 123,893 156 X 108 0 48 GRAINGER W W INC COMMON 384802104 674,940 3,000 X 2,000 0 1,000 GREATER CHINA FD INC COM MUTUAL 39167B102 46,592 3,853 X 2,500 0 1,353 GRUPO TELEVISA SA DE CV COMMON 40049J206 159,660 6,000 X 6,000 0 0 GULFMARK OFFSHORE INC CL A NEW COMMON 402629208 15,137,090 388,529 X X 221,486 16 167,027 HCA HOLDINGS INC COM COMMON 40412C101 1,788 44 X 44 0 0 HSBC HOLDINGS PERPETUITY 6.2% PREFERR 404280604 25,300 1,000 X 0 0 1,000 HSBC FINANCE CORP PERPETUAL 6. PREFERR 40429C607 50,360 2,000 X 0 0 2,000 HALLIBURTON CO COMMON 406216101 225,084 5,570 X 2,315 0 3,255 HANOVER INS GROUP INC COM COMMON 410867105 20,965 422 X 0 0 422 HARRIS CORPORATION COMMON 413875105 62,883 1,357 X 1,357 0 0 HARSCO CORP COMMON 415864107 99,080 4,000 X 0 0 4,000 HARTFORD FINANCIAL SERVICES COMMON 416515104 18,060 700 X 700 0 0 HEALTH CARE REIT INC COMMON 42217K106 16,978 250 X 0 0 250 HEINZ H J CO COMMON 423074103 29,125 403 X 0 0 403 HERTZ GLOBAL HOLDINGS INC COM COMMON 42805T105 1,068 48 X 48 0 0 HESS CORP COMMON 42809H107 207,669 2,900 X 2,900 0 0 HEWLETT PACKARD CO. COMMON 428236103 477,897 20,046 X 10,200 0 9,846 HOLLY ENERGY PARTNERS L P COM UNITS 435763107 303,156 7,560 X 7,560 0 0 HOME DEPOT INC COMMON 437076102 602,411 8,633 X 1,550 0 7,083 HONEYWELL INTERNATIONAL INC. COMMON 438516106 30,178,655 400,513 X X 234,866 30 165,617 HOSPIRA INC COM COMMON 441060100 49,245 1,500 X 1,500 0 0 HUGOTON RTY TR TEX UNIT BEN IN COMMON 444717102 37,320 4,000 X 0 0 4,000 HUMANA INC COMMON 444859102 521,159 7,541 X 7,137 0 404 HUNTINGTON BANCSHARES INC COMMON 446150104 33,165 4,500 X 4,500 0 0 HUNTINGTON INGALLS INDS INC CO COMMON 446413106 132,792 2,490 X 2,484 0 6 IXIA COM COMMON 45071R109 6,492 300 X 0 0 300 ITT CORP NEW COM NEW COMMON 450911201 11,088 390 X 390 0 0 ICONIX BRAND GROUP INC COMMON 451055107 11,978 463 X 463 0 0 IDEX CORP COMMON 45167R104 120,195 2,250 X 2,250 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 229,744 3,770 X 2,120 0 1,650 ILLUMINA INC COM COMMON 452327109 378 7 X 7 0 0 INDIA FUND INC COM MUTUAL 454089103 9,069 427 X 0 0 427 INTEL CORPORATION COMMON 458140100 16,012,217 733,328 X X 488,145 637 244,546 INTERNATIONAL BUSINESS MACHINE COMMON 459200101 40,298,129 188,927 X X 113,946 107 74,874 INTERNATIONAL GAME TECH COMMON 459902102 1,733 105 X 105 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- INTERNATIONAL PAPER CO COMMON 460146103 83,844 1,800 X 300 0 1,500 INTERPUBLIC GROUP COS INC COMMON 460690100 20,744 1,592 X 1,592 0 0 INTUITIVE SURGICAL INC COM NEW COMMON 46120E602 491 1 X 1 0 0 INTUIT INC COM COMMON 461202103 591 9 X 9 0 0 INVESTMENT CO AMER CL B SHS MUTUAL 461308207 15,673 479 X 0 0 479 INVESTMENT CO AMER CL F-2 SHS MUTUAL 461308827 16,049 489 X 0 0 489 IRELAND BANK SPONSORED ADR NEW COMMON 46267Q202 432 51 X 51 0 0 ISHARES INC MSCI CDA INDEX MUTUAL 464286509 5,417 190 X 190 0 0 ISHARES TR - MSCI EMERG MKT COMMON 464287234 102,648 2,400 X 0 0 2,400 ISHARES TR MSCI EAFE IDX COMMON 464287465 35,388 600 X 0 0 600 ISSUER DIRECT CORPORATION COMMON 46520M204 11 2 X 2 0 0 ITAU UNIBANCO BANCO BRASILEIRO COMMON 465562106 140,389 7,887 X 1,925 0 5,962 J.P. MORGAN CHASE & CO COMMON 46625H100 36,189,009 762,516 X X 504,837 1,303 256,376 JPMORGAN CHASE & CO DEP 1/400 PREFERR 46625H621 12,990 500 X 500 0 0 JP MORGAN CHASE CAP XI 5.875% PREFERR 46626V207 41,432 1,650 X 1,650 0 0 JABIL CIRCUIT INC COMMON 466313103 14,784 800 X 0 0 800 JPMORGAN CHASE & CO DEP 1/400 PREFERR 46637G124 75,270 3,000 X 0 0 3,000 JACOBS ENGR GROUP INC COMMON 469814107 179,968 3,200 X 3,200 0 0 JOHNSON & JOHNSON COMMON 478160104 26,477,438 324,757 X X 208,038 19 116,700 JOHNSON CONTROLS COMMON 478366107 45,100 1,286 X 0 0 1,286 KLA INSTRS CORP COMMON 482480100 12,869 244 X 44 0 200 KANSAS CITY SOUTHERN INDUSTRIE COMMON 485170302 333 3 X 3 0 0 KAYDON CORP COMMON 486587108 115,110 4,500 X 1,500 0 3,000 KIMBERLY CLARK CORP COMMON 494368103 171,955 1,755 X 1,355 0 400 KIMCO RLTY CORP PFD-1 PREFERR 49446R794 130,100 5,000 X 5,000 0 0 KINDER MORGAN EGY PTNS L P UT UNITS 494550106 813,047 9,057 X 5,157 0 3,900 KINDER MORGAN INC DEL COM COMMON 49456B101 1,780,982 46,044 X 32,804 0 13,240 KINDER MORGAN INC DEL WT EXP 0 WARRANT 49456B119 7,895 1,536 X 1,536 0 0 KOHLS CORP COMMON 500255104 4,152 90 X 50 0 40 KRAFT FOODS GROUP INC COM COMMON 50076Q106 43,749 849 X 550 0 299 L BRANDS INC COM COMMON 501797104 4,466 100 X 100 0 0 LSI LOGIC CORP COMMON 502161102 190 28 X 0 0 28 L-3 COMMUNICATIONS HLDGS INC COMMON 502424104 6,474 80 X 0 0 80 LAUDER ESTEE COS INC CL A COMMON 518439104 896 14 X 14 0 0 LEAR CORP COM NEW COMMON 521865204 1,481 27 X 27 0 0 LEGGETT & PLATT INC COMMON 524660107 84,450 2,500 X 2,500 0 0 LEGACY RESERVES LP UNIT LP INT COMMON 524707304 820,195 29,700 X 7,400 0 22,300 LEXINGTON CORPORATE PPTYS TRCO COMMON 529043101 13,228 1,121 X 1,121 0 0 LIBERTY GLOBAL INC COM SER C COMMON 530555309 2,128 31 X 31 0 0 LILLY ELI & CO COMMON 532457108 1,403,281 24,710 X 12,075 0 12,635 LINKEDIN CORP COM CL A COMMON 53578A108 1,056 6 X 6 0 0 LOWES CO COMMON 548661107 102,384 2,700 X 2,000 0 700 LULULEMON ATHLETICA INC COM COMMON 550021109 380 6 X 6 0 0 LUXOTTICA GROUP S P A SPONSORE COMMON 55068R202 704 14 X 14 0 0 M & T BK CORP COMMON 55261F104 2,021,936 19,600 X 18,200 0 1,400 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- M&T BANK CAPITAL TRUST IV 8.50 PREFERR 55292C203 23,585 917 X 667 0 250 MKS INSTRS INC COMMON 55306N104 27,200 1,000 X 1,000 0 0 MACK CALI RLTY CORP COMMON 554489104 12,302 430 X 0 0 430 MACYS INC COM COMMON 55616P104 6,723,814 160,703 X 130,086 0 30,617 MAGELLAN MIDSTREAM PRTNRS LPCO UNITS 559080106 599,485 11,220 X 9,220 0 2,000 MANULIFE FINL CORP COMMON 56501R106 22,080 1,500 X 0 0 1,500 MARATHON OIL CORP COM COMMON 565849106 2,810,461 83,347 X 64,837 0 18,510 MARKWEST ENERGY PARTNERS L PUN UNITS 570759100 302,110 4,973 X 4,973 0 0 MARTIN MARIETTA MTLS INC COMMON 573284106 30,606 300 X 300 0 0 MASTERCARD INC CL A COMMON 57636Q104 2,165 4 X 4 0 0 MCDERMOTT INTERNATIONAL INC. COMMON 580037109 416,411 37,890 X 13,480 0 24,410 MCDONALDS CORP COMMON 580135101 309,039 3,100 X 200 0 2,900 MECHEL STEEL GROUP OAO SPONSOR COMMON 583840103 30 6 X 6 0 0 MERCHANTS BANCSHARES COMMON 588448100 60,270 2,000 X 0 0 2,000 MERCK & COMPANY COMMON 58933Y105 2,115,191 47,855 X 25,698 0 22,157 MERRILL LYNCH PFD CAP TR IV TO PREFERR 59021G204 5,078 200 X 200 0 0 MESABI TR CTF BEN INT COMMON 590672101 100,144 4,400 X 0 0 4,400 METLIFE INC COMMON 59156R108 1,635 43 X 43 0 0 MICROSOFT CORPORATION COMMON 594918104 27,790,158 971,514 X X 639,441 2,070 330,003 MICROCHIP TECHNOLOGY INC COMMON 595017104 7,354 200 X 0 0 200 MINDRAY MEDICAL INTL LTD SPON COMMON 602675100 15,976 400 X 0 0 400 MONDELEZ INTL INC COM COMMON 609207105 54,403 1,777 X 877 0 900 MONSANTO CO COMMON 61166W101 1,356,500 12,842 X 7,082 0 5,760 MOODYS CORP COMMON 615369105 351,912 6,600 X 600 0 6,000 MORGAN STANLEY COMMON 617446448 210,678 9,585 X 1,635 0 7,950 MORGAN STANLEY CP PFD 6.250% PREFERR 617460209 12,585 500 X 0 0 500 MORGAN STANLEY 6.600% PFD PREFERR 617461207 10,164 400 X 0 0 400 MORGAN STANLEY CAP TRUST #4 PF PREFERR 617462205 37,725 1,500 X 1,000 0 500 MORGAN STANLEY & CO INC GTD CA PREFERR 617466206 33,750 1,350 X 0 0 1,350 MORGAN STANLEY 6.45% PFD SERIE PREFERR 61753R200 376,800 15,000 X 14,000 0 1,000 MOSAIC CO NEW COM COMMON 61945C103 1,371 23 X 23 0 0 MOTOROLA INC COM NEW COMMON 620076307 20,105 314 X 0 0 314 MURPHY OIL CORP COMMON 626717102 15,933 250 X 250 0 0 MUTUAL SER FD INC DISCOVERY Z MUTUAL 628380404 17,050 550 X 550 0 0 MUTUAL SER FD INC EUROPEAN Z MUTUAL 628380503 16,082 730 X 730 0 0 MYLAN LABS INC COMMON 628530107 1,766 61 X 61 0 0 NCI BUILDING SYS INC COM NEW COMMON 628852204 869 50 X 50 0 0 NCR CORP NEW COMMON 62886E108 524 19 X 0 0 19 NII HLDGS INC CL B NEW COMMON 62913F201 277 64 X 64 0 0 NATIONAL FUEL GAS CO N J COMMON 636180101 2,053,875 33,478 X 16,138 0 17,340 NATIONAL-OILWELL INC COM COMMON 637071101 25,123,679 355,105 X X 220,703 18 134,384 NATURAL BLUE RES INC COMMON 63884T105 2 300 X 0 0 300 NESTLE ADR COMMON 641069406 2,509,591 34,617 X 22,266 0 12,351 NETAPP INC COMMON 64110D104 13,664 400 X 0 0 400 NEW PERSPECTIVE FD INC SHS CL MUTUAL 648018828 6,334 191 X 0 0 191 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- NEWELL RUBBERMAID INC. COMMON 651229106 28,553 1,094 X 1,094 0 0 NEWMONT MNG CORP COMMON 651639106 153,736 3,670 X 970 0 2,700 NEWS CORP CL A COMMON 65248E104 6,560 215 X 0 0 215 NEXTERA ENERGY INC COM COMMON 65339F101 1,003,082 12,913 X 7,633 0 5,280 NIKE INC CLASS B COMMON 654106103 944 16 X 16 0 0 NOKIA CORP COMMON 654902204 79,376 24,200 X 20,400 0 3,800 NOBLE ENERGY INC COM COMMON 655044105 1,504 13 X 13 0 0 NORDSTROM INC COMMON 655664100 185,021 3,350 X 1,630 0 1,720 NORFOLK SOUTHN CORP COMMON 655844108 16,323,848 211,778 X X 128,014 17 83,747 NORSK HYDRO A S COMMON 656531605 273 63 X 63 0 0 NORTEL NETWORKS INC COMMON 656568508 2 242 X 242 0 0 NORTH EUROPEAN OIL RLTY TR UNI COMMON 659310106 101,850 4,200 X 1,500 0 2,700 NORTHERN TECH INTL CORP COMMON 665809109 81,769 6,094 X 6,094 0 0 NORTHROP GRUMMAN CORP COMMON 666807102 982,591 14,007 X 13,963 0 44 NOVO-NORDISK A S ADR COMMON 670100205 969 6 X 6 0 0 NUVEEN SELECT TX FR INCM PTLSH COMMON 67063C106 37,283 2,665 X 0 0 2,665 NVIDIA CORP COM COMMON 67066G104 7,698 600 X 0 0 600 OCCIDENTAL PETROLEUM CORP. COMMON 674599105 69,044 881 X 81 0 800 OMNICOM GROUP COMMON 681919106 455,474 7,733 X 7,733 0 0 ONEOK PARTNERS L P UNITS 68268N103 309,042 5,384 X 4,784 0 600 ONEOK INC NEW COMMON 682680103 74,651 1,566 X 1,566 0 0 ORACLE SYS CORP COMMON 68389X105 5,660,336 175,080 X 122,310 0 52,770 PNC FINANCIAL GROUP COMMON 693475105 25,797,146 387,927 X X 241,294 828 145,805 PNC FINL SVCS GROUP INC DEP PF PREFERR 693475881 152,100 6,000 X 6,000 0 0 PPG INDS INC COMMON 693506107 1,015,935 7,585 X 6,000 0 1,585 PPL CORP COMMON 69351T106 18,313,282 584,902 X X 383,017 1,461 200,424 PVR PARTNERS LP COM UNIT REPTG UNITS 693665101 73,536 3,050 X 1,800 0 1,250 PALL CORP COMMON 696429307 216,528 3,167 X 3,167 0 0 PATRIOT TRANSN HLDG INC COMMON 70337B102 5,495,869 197,551 X 176,151 0 21,400 PATTERSON UTI ENERGY INC COM COMMON 703481101 11,920 500 X 500 0 0 PAYCHEX INC COMMON 704326107 136,734 3,900 X 500 0 3,400 PEOPLES UNITED FINANCIAL COMMON 712704105 2,014,436 150,107 X 97,340 0 52,767 PEPSICO INC COMMON 713448108 1,180,084 14,917 X 7,967 0 6,950 PERMIAN BASIN RTY TR UNIT BEN COMMON 714236106 24,900 2,000 X 0 0 2,000 PERRIGO CO COM COMMON 714290103 356 3 X 3 0 0 PETROBRAS BRASILEIRO ADR SPONS COMMON 71654V101 242,303 13,350 X 1,500 0 11,850 PETROLEUM GEO SVCS ASA NEW SPO COMMON 716599105 339 22 X 22 0 0 PFIZER INC COMMON 717081103 18,311,353 634,489 X X 427,099 2,063 205,327 PHILLIPS 66 COM COMMON 718546104 332,917 4,758 X 3,500 0 1,258 PINNACLE WEST CAP CORP COMMON 723484101 13,433,548 232,053 X X 134,404 22 97,627 PIONEER NAT RES CO COM COMMON 723787107 62,125 500 X 0 0 500 PLAINS ALL AMERN PIPELINE L UN UNITS 726503105 741,808 13,134 X 11,294 0 1,840 PLUM CREEK TIMBER COMPANY COMMON 729251108 76,734 1,470 X 1,470 0 0 POTASH CORP SASK INC COMMON 73755L107 15,262,049 388,842 X X 229,768 1,524 157,550 GOLDMAN SACHS PFD 6.000% PREFERR 73941X577 100,200 4,000 X 4,000 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- PRAXAIR INC COMMON 74005P104 3,385,351 30,351 X 15,905 0 14,446 PRECISION CASTPARTS CORP COMMON 740189105 20,100 106 X 4 0 102 PRICELINE COM INC COM NEW COMMON 741503403 688 1 X 1 0 0 PROCTER & GAMBLE CO COMMON 742718109 8,603,441 111,646 X 73,775 0 37,871 PRUDENTIAL FINL INC COM COMMON 744320102 15,101 256 X 0 0 256 PRUDENTIAL FINANCIAL 5.70% PRE PREFERR 744320706 100,400 4,000 X 4,000 0 0 PUBLIC SVC ENTERPRISES COMMON 744573106 68,680 2,000 X 0 0 2,000 PUBLIC STORAGE INC COMMON 74460D109 328,250 2,155 X 2,155 0 0 PUBLIC STORAGE 5.20% SERIES X PREFERR 74460W107 99,680 4,000 X 4,000 0 0 PUBLIC STORAGE 5.900% PREFERRE PREFERR 74460W206 105,000 4,000 X 4,000 0 0 PULTE HOMES INC COM COMMON 745867101 121,440 6,000 X 6,000 0 0 QLIK TECHNOLOGIES INC COM COMMON 74733T105 5,528 214 X 214 0 0 QEP RES INC COM COMMON 74733V100 640,143 20,105 X 14,627 0 5,478 QUALCOMM INC COMMON 747525103 21,108,458 315,334 X X 208,324 24 106,986 QUESTAR CORP COMMON 748356102 6,194,491 254,603 X 156,875 0 97,728 QWEST CORP 7.375% PREFERRED PREFERR 74913G204 159,360 6,000 X 6,000 0 0 QWEST CORP 7.500% PFD PREFERR 74913G303 108,600 4,000 X 4,000 0 0 RH DONNELLEY CORP COMMON 74955W307 0 20 X 20 0 0 RACKSPACE HOSTING INC COM COMMON 750086100 353 7 X 7 0 0 RALPH LAUREN CORP CL A COMMON 751212101 847 5 X 5 0 0 RANGE RES CORP COM COMMON 75281A109 16,282,314 200,917 X X 128,695 17 72,205 RAYTHEON CO NEW COM COMMON 755111507 437,045 7,434 X 7,100 0 334 RED HAT INC COM COMMON 756577102 2,680 53 X 13 0 40 REGIONS FINANCIAL CORP (NEW) COMMON 7591EP100 83,661 10,215 X 6,746 0 3,469 RELM WIRELESS CORP COM COMMON 759525108 33,408 14,727 X 14,727 0 0 ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 27,189 466 X 0 0 466 ROCKWELL INTL CORP NEW COMMON 773903109 103,620 1,200 X 1,100 0 100 ROSTELECOM LONG DISTANCE & IAD COMMON 778529107 166 7 X 7 0 0 ROWE T PRICE INTL FDS INC INTL MUTUAL 77956H203 75,984 5,148 X 0 0 5,148 T ROWE PRICE NEW HORIZON FD MUTUAL 779562107 73,735 1,960 X 0 0 1,960 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 9,551,785 142,948 X X 99,372 16 43,560 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 2,491,262 38,233 X 19,878 0 18,355 RYANAIR HLDGS PLC ADR SPONSORE COMMON 783513104 334 8 X 8 0 0 SPDR TR UNIT SER 1 COMMON 78462F103 18,800 120 X X 0 50 70 SPX CORP COMMON 784635104 106,596 1,350 X 1,350 0 0 ST JUDE MED INC COMMON 790849103 36,396 900 X 900 0 0 SALESFORCE COM INC COM COMMON 79466L302 894 20 X 20 0 0 SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 39,338 2,600 X 950 0 1,650 SANDISK CORP COM COMMON 80004C101 13,740 250 X 0 0 250 SANOFI-AVENTIS 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864482104 230,154 5,172 X 5,172 0 0 SUNOCO LOGISTICS PARTNERS L CO UNITS 86764L108 1,251,298 19,133 X 12,778 0 6,355 SUNTRUST BANKS 5.875% SERIES E PREFERR 867914889 125,600 5,000 X 5,000 0 0 SUPERIOR ENERGY SVCS INC COMMON 868157108 5,194 200 X 0 0 200 SURGUTNEFTEGAZ JSC SPONSORED A COMMON 868861204 894 100 X 100 0 0 SYSCO CORP COMMON 871829107 337,808 9,605 X 0 0 9,605 TC PIPELINES LP UT COM LTD PRT UNITS 87233Q108 272,271 5,615 X 5,615 0 0 TECO ENERGY INC COMMON 872375100 192,456 10,800 X 1,800 0 9,000 TJX COS INC NEW COMMON 872540109 757,257 16,198 X 12,298 0 3,900 TARGA RESOURCES PARTNERS LP CO UNITS 87611X105 138,060 3,000 X 0 0 3,000 TARGET CORP COMMON 87612E106 8,635,378 126,156 X X 73,801 9 52,346 TECK COMINCO LTD CL B COMMON 878742204 2,816 100 X 0 0 100 TELEFONICA DE ESPANA S A ORD COMMON 879382208 5,066 375 X 375 0 0 TELEPHONE & DATA SYSTEM 5.875% PREFERR 879433795 126,250 5,000 X 5,000 0 0 TELEPHONE & DATA SYSTEM 7.000% PREFERR 879433837 132,250 5,000 X 5,000 0 0 TELENOR ASA SPONSORED ADR COMMON 87944W105 920 14 X 14 0 0 TEMPLETON DEVELOPING MKTS TRSH MUTUAL 88018W302 2,829 119 X 119 0 0 TEMPLETON GROWTH FD INC COM MUTUAL 880199104 32,120 1,563 X 0 0 1,563 TENET HEALTHCARE CORPORATION C COMMON 88033G407 1,427 30 X 30 0 0 TENNECO AUTOMOTIVE INC COMMON 880349105 1,337 34 X 34 0 0 TERADATA CORP DEL COM COMMON 88076W103 9,011 154 X 4 0 150 TESLA MTRS INC COM COMMON 88160R101 18,945 500 X 0 0 500 TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 355,334 8,955 X 4,400 0 4,555 TEXAS INSTRUMENTS INC COMMON 882508104 2,845,425 80,198 X 47,193 0 33,005 TEXTRON INC COMMON 883203101 178,860 6,000 X 3,600 0 2,400 THERMO FISHER SCIENTIFIC INC. COMMON 883556102 7,649 100 X 0 0 100 3M COMPANY COM COMMON 88579Y101 3,967,277 37,318 X 19,097 0 18,221 TIFFANY & CO NEW COMMON 886547108 14,471,622 208,105 X X 149,019 9 59,077 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- TIME WARNER INC COM COMMON 887317303 196,830 3,416 X 30 0 3,386 TIME WARNER CABLE INC COM COMMON 88732J207 81,651 850 X 0 0 850 TITAN PHARMACEUTICALS INC DECO COMMON 888314101 1,670 1,000 X 1,000 0 0 TOLL BROS INC COM COMMON 889478103 3,424 100 X 0 0 100 TORONTO DOMINION BK ONT COM NE COMMON 891160509 2,214,149 26,590 X 15,325 0 11,265 TOTAL FINA SA ADR SPONS COMMON 89151E109 4,798 100 X 0 0 100 TOYOTA MTR CORP ADR 1 SH COMMON 892331307 10,264 100 X 100 0 0 TRANSCANADA CORP COM COMMON 89353D107 6,649,143 138,842 X 89,849 0 48,993 TRANSDIGM GROUP INC COM COMMON 893641100 306 2 X 2 0 0 TRAVELERS COMPANIES INC COMMON 89417E109 669,816 7,956 X 7,185 0 771 TWO HBRS INVT CORP COM COMMON 90187B101 100,880 8,000 X 0 0 8,000 TYSON FOODS INC CL A COMMON 902494103 1,688 68 X 68 0 0 U S BANCORP COMMON 902973304 9,349,344 275,548 X 207,996 0 67,552 UNILEVER PLC ADR SPON NEW COMMON 904767704 277,432 6,568 X 5,380 0 1,188 UNION PAC CORP COMMON 907818108 26,239,755 184,255 X X 140,267 10 43,978 UNITED CONTL HLDGS INC COM COMMON 910047109 1,857 58 X 58 0 0 US CELLULAR CORP 6.950% PFD PREFERR 911684405 212,320 8,000 X 8,000 0 0 UNITED TECHNOLOGIES CORP. COMMON 913017109 17,297,630 185,140 X X 118,203 14 66,923 UNITEDHEALTH GROUP INC COMMON 91324P102 4,872,004 85,160 X 70,322 0 14,838 V F CORP COMMON 918204108 117,425 700 X 500 0 200 VALE S A ADR COMMON 91912E105 38,038 2,200 X 1,200 0 1,000 VALLEY NATL BANCORP COMMON 919794107 98,857 9,654 X 0 0 9,654 VARIAN MED SYS INC COMMON 92220P105 86,400 1,200 X 1,200 0 0 VENTAS INC COMMON 92276F100 512 7 X 7 0 0 VENTAS REALTY LP 5.450% PREFER PREFERR 92276M204 126,150 5,000 X 5,000 0 0 VANGUARD INDEX TR 500 INDEX FD MUTUAL 922908108 13,738 95 X 70 0 25 VERIZON COMMUNICATIONS COMMON 92343V104 18,129,272 368,856 X X 247,751 30 121,075 VERTEX PHARMACEUTICALS INC COMMON 92532F100 770 14 X 14 0 0 VIACOM INC NEW CL B COMMON 92553P201 6,763 110 X 110 0 0 VIMPELCOM LTD SPONSORED ADR COMMON 92719A106 23,780 2,000 X 2,000 0 0 VISA INC COM CL A COMMON 92826C839 9,511 56 X 56 0 0 VMWARE INC CL A COM COMMON 928563402 473 6 X 6 0 0 VODAFONE GROUP INC COMMON 92857W209 625,908 22,039 X 10,689 0 11,350 VORNADO REALTY TRUST 6.875% SE PREFERR 929042869 136,600 5,000 X 5,000 0 0 VULCAN MATERIALS CO COMMON 929160109 144,450 2,794 X 1,372 0 1,422 WMI HLDGS CORP COM COMMON 92936P100 25 36 X 36 0 0 WPP PLC NEW ADR COMMON 92937A102 240,360 3,000 X 3,000 0 0 WAL MART STORES INC COMMON 931142103 284,429 3,801 X 3,501 0 300 WALGREEN CO COMMON 931422109 38,144 800 X 800 0 0 8WASHINGTON MUTUAL INC COMMON 939ESC968 0 1,044 X 1,044 0 0 WASTE MANAGEMENT INC COMMON 94106L109 1,690,696 43,119 X 37,010 0 6,109 WELLS FARGO NEW COMMON 949746101 22,321,579 603,449 X X 450,466 1,355 151,628 WELLS FARGO & COMPANY 5.125% P PREFERR 949746721 350,140 14,000 X 14,000 0 0 WESTERN ASST MNG MUN FD INC CO MUTUAL 95766M105 58 4 X 4 0 0 WESTERN GAS PARTNERS LP COM UN UNITS 958254104 298,713 5,028 X 5,028 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/13 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- WESTERN UN CO COM COMMON 959802109 877,449 58,341 X 52,497 0 5,844 WHITING PETE CORP NEW COM COMMON 966387102 12,913 254 X 254 0 0 WHOLE FOODS MKT INC COMMON 966837106 694 8 X 8 0 0 WILEY JOHN & SONS INC CLASS A COMMON 968223206 109,088 2,800 X 2,800 0 0 WILLIAMS CO COMMON 969457100 32,334,798 863,182 X X 540,606 1,453 321,123 WILLIAMS PARTNERS L P COM UNIT UNITS 96950F104 262,574 5,069 X 5,069 0 0 WINTHROP REALTY TRUST 9.25% PF PREFERR 976391508 55,378 2,000 X 0 0 2,000 WORKDAY INC CL A COMMON 98138H101 308 5 X 5 0 0 WORLDCOM INC-MCI GROUP COMMON COMMON 98157D304 0 52 X 52 0 0 WPX ENERGY INC COM COMMON 98212B103 1,214,476 75,810 X 69,155 0 6,655 XILINX INC COMMON 983919101 23,055 604 X 604 0 0 XEROX CORP COMMON 984121103 9,030 1,050 X 1,050 0 0 XYLEM INC COM COMMON 98419M100 21,497 780 X 780 0 0 YUM BRANDS INC COM COMMON 988498101 12,230 170 X 10 0 160 ZIMMER HLDGS INC COMMON 98956P102 433,643 5,765 X 5,760 0 5 TOTAL 1,131,058,957