0000949509-12-000002.txt : 20120215 0000949509-12-000002.hdr.sgml : 20120215 20120214194458 ACCESSION NUMBER: 0000949509-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05050 FILM NUMBER: 12613832 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 13F-HR 1 r13f4q11holdings.txt 13F - OAKTREE CAPITAL MANAGEMENT, L.P. FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ] ; Amendment Number This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holding entries. Institutional Manager Filing this Report: Name: Oaktree Capital Management, L.P. Address:333 South Grand Avenue 28 Floor Los Angeles, CA 90071 13F File Number: 28-5050 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: [ Kimberly Larin ] Title: [ Senior Vice President ] Phone: [ 213-830-6273 ] Signature, Place, and Date of Signing: [ Kimberly Larin ] Los Angeles, CA [ 2/14/2012 ] Following a reorganization in May 2007, the ultimate parent company of Oaktree Capital Management, L.P. is Oaktree Capital Group Holdings GP, LLC. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE REPORT [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 160 Form 13F Information Table Value Total x 1000: 6,502,226 List of Other Included Managers: No. 13F File Number Name 1. 028-12809 Oaktree Capital Group Holdings GP, LLC 2. 028-12810 Oaktree Capital Group Holdings, L.P. 3. 028-12811 Oaktree Capital Group, LLC 4. 028-12812 Oaktree Holdings, Inc. FORM 13F INFORMATION TABLE

VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTH NAME OF ISSUER TITLE OF CLASS CUSIP x1000 PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 10955 10820000 PRN DEFINED 1234 10820 AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 4492 4226000 PRN DEFINED 1234 42260 ALBANY INTL CORP FRNT 2.250% 3/1 012348AC2 7112 7332000 PRN DEFINED 1234 73320 ALERE INC NOTE 3.000% 5/1 01449JAA3 20044 21050000 PRN DEFINED 1234 21050 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 41309 29910000 PRN DEFINED 1234 29910 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 29966 23782451 SH DEFINED 1234 23782 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK0 37953 36862000 PRN DEFINED 1234 36862 AMERICAN EQTY INVT LIFE HLD NOTE 5.250%12/0 025676AE7 7024 6965000 PRN DEFINED 1234 69650 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF5 1312 1500000 PRN DEFINED 1234 15000 APACHE CORP PFD CONV SER D 037411808 48890 900700 SH DEFINED 1234 90070 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 9882 9400000 PRN DEFINED 1234 94000 ASBURY AUTOMOTIVE GROUP INC NOTE 3.000% 9/1 043436AG9 5147 5143000 PRN DEFINED 1234 51430 AVATAR HLDGS INC NOTE 7.500% 2/1 053494AG5 1815 2000000 PRN DEFINED 1234 20000 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 49878 48900000 PRN DEFINED 1234 48900 BARNES GROUP INC NOTE 3.375% 3/1 067806AD1 27287 26017000 PRN DEFINED 1234 26017 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 28439 33800000 PRN DEFINED 1234 33800 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 47225 54350000 PRN DEFINED 1234 54350 CACI INTL INC NOTE 2.125% 5/0 127190AD8 30338 25742000 PRN DEFINED 1234 25742 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 3490 3500000 PRN DEFINED 1234 35000 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 45585 70293000 PRN DEFINED 1234 70293 CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 6603 10500000 PRN DEFINED 1234 10500 CHARLES RIV LABS INTL INC NOTE 2.250% 6/1 159864AB3 9469 9681000 PRN DEFINED 1234 96810 CHARMING SHOPPES INC NOTE 1.125% 5/0 161133AE3 12540 13853000 PRN DEFINED 1234 13853 CHART INDS INC NOTE 2.000% 8/0 16115QAC4 50422 47071000 PRN DEFINED 1234 47071 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 952824 16733819 SH DEFINED 1234 16733 CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 41019 43499000 PRN DEFINED 1234 43499 CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 15550 16135000 PRN DEFINED 1234 16135 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 46180 46830000 PRN DEFINED 1234 46830 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 8962 10485000 PRN DEFINED 1234 10485 CIT GROUP INC COM NEW 125581801 309097 8864259 SH DEFINED 1234 88642 CITIGROUP INC UNIT 99/99/9999 172967416 21174 261410 PRN DEFINED 1234 26141 COGENT COMM GROUP INC NOTE 1.000% 6/1 19239VAB0 16063 1800000 PRN DEFINED 1234 18000 COMCAST CORP NEW CL A 20030N101 44800 1889500 SH DEFINED 1234 18895 COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 3382 166700 SH DEFINED 1234 16670 COMPANHIA ENERGETICA DE MINA SP ADR N-V SPONSORED ADR 204409601 8023 450973 SH DEFINED 1234 45097 COMPANIA DE MINAS BUENAVENTU SPONSORED ASPONSORED ADR 204448104 6290 164069 SH DEFINED 1234 16406 COMPUCREDIT HLDGS CORP NOTE 3.625% 5/3 20478NAB6 2677 2720000 PRN DEFINED 1234 27200 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 25410 24000000 PRN DEFINED 1234 24000 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 68136 64635000 PRN DEFINED 1234 64635 CRIMSON EXPLORATION INC COM NEW 22662K207 44401 15524818 SH DEFINED 1234 15524 CUMULUS MEDIA INC CL A 231082108 13313 3985983 SH DEFINED 1234 39859 DELPHI AUTOMOTIVE PLC SHS ADDED G27823106 530286 24618654 SH DEFINED 1234 24618 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 4217 6000000 PRN DEFINED 1234 60000 DOLLAR FINL CORP NOTE 3.000% 4/0 256664AC7 37641 32817000 PRN DEFINED 1234 32817 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 5847 8500000 PRN DEFINED 1234 85000 ENTERTAINMENT PPTYS TR CONV PFD 9% SR E 29380T600 1713 64100 SH DEFINED 1234 64100 ENTERTAINMENT PPTYS TR PFD C CNV 5.75% 29380T402 22396 1165221 SH DEFINED 1234 11652 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 27671 19530000 PRN DEFINED 1234 19530 EURONET WORLDWIDE INC NOTE 3.500%10/1 298736AF6 15981 16000000 PRN DEFINED 1234 16000 EXCO RESOURCES INC COM 269279402 384340 36778946 SH DEFINED 1234 36778 EXIDE TECHNOLOGIES FRNT 9/1 302051AL1 3494 4340000 PRN DEFINED 1234 43400 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773209 48194 330380 SH DEFINED 1234 33038 FIRST BANCORP P R COM NEW 318672706 176889 50684485 SH DEFINED 1234 50684 FIVE STAR QUALITY CARE INC NOTE 3.750%10/1 33832DAB2 12532 13131000 PRN DEFINED 1234 13131 FLOTEK INDS INC DEL NOTE 5.250% 2/343389AA0 7658 7659000 PRN DEFINED 1234 76590 FURNITURE BRANDS INTL INC COM 360921100 3198 2600000 SH DEFINED 1234 26000 GENCO SHIPPING & TRADING LTD SHS YY2685T10710225 1512532 SH DEFINED 1234 15125 GENCORP INC SDCV 4.062%12/3 368682AN0 3199 3500000 PRN DEFINED 1234 35000 GENERAL CABLE CORP DEL NEW NOTE 0.875%11/1 369300AD0 10071 10885000 PRN DEFINED 1234 10885 GENERAL MTRS CO JR PFD CNV SRB 37045V209 76480 2233000 SH DEFINED 1234 22330 GENON ENERGY INC COM 37244E107313050 5000000 SH DEFINED 1234 50000 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 10836 9350000 PRN DEFINED 1234 93500 GILEAD SCIENCES INC NOTE 1.625% 5/0 AD375558AP8 143253 125795000 PRN DEFINED 1234 12579 GOLDCORP INC NEW COM 380956409 12919 291950 SH DEFINED 1234 29195 GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 39588 32350000 PRN DEFINED 1234 32350 GOLDEN STAR RES LTD CDA DBCV 4.000%11/3 38119TAC8 14471 14760000 PRN DEFINED 1234 14760 GOODRICH PETE CORP NOTE 5.000%10/0 382410AC2 11408 12290000 PRN DEFINED 1234 12290 GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 6867 7000000 PRN DEFINED 1234 70000 GREENBRIER COS INC NOTE 2.375% 5/1 393657AD3 7377 7687000 PRN DEFINED 1234 76870 GROUP 1 AUTOMOTIVE INC FRNT 2.250% 6/1 398905AE9 9120 8650000 PRN DEFINED 1234 86500 HANOVER COMPRESSOR CO NOTE 4.750% 1/1 410768AE5 11379 12480000 PRN DEFINED 1234 12480 HAWAIIAN HOLDINGS INC NOTE 5.000% 3/1 419879AD3 1000 1000000 PRN DEFINED 1234 10000 HERCULES OFFSHORE INC NOTE 3.375% 6/0 427093AD1 17936 19703000 PRN DEFINED 1234 19703 HOLOGIC INC FRNT 2.000%12/1 436440AA9 17247 18008000 PRN DEFINED 1234 18008 HOLOGIC INC FRNT 2.000%12/1 436440AB7 57250 52000000 PRN DEFINED 1234 52000 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 6825 6802000 PRN DEFINED 1234 68020 ICAHN ENTERPRISES LP/CORP FRNT 8/1 451102AB3 3698 3898000 PRN DEFINED 1234 38980 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055AB3 19063 19259000 PRN DEFINED 1234 19259 INSULET CORP NOTE 3.750% 6/1 45784PAC5 1512 1486000 PRN DEFINED 1234 14860 INTEL CORP SDCV 2.950%12/1 458140AD2 22428 21375000 PRN DEFINED 1234 21375 INTEROIL CORP NOTE 2.750%11/1 460951AC0 6945 8750000 PRN DEFINED 1234 87500 INTERPUBLIC GROUP COS INC NOTE 4.750% 3/1 460690BE9 21974 19795000 PRN DEFINED 1234 19795 ISIS PHARMACEUTICALS INC DEL NOTE 2.625% 2/464337AE4 5037 5539000 PRN DEFINED 1234 55390 ISTAR FINL INC FRNT 10/0 45031UBF7 3890 4304000 PRN DEFINED 1234 43040 ITAU UNIBANCO HLDG SA SPON ADR REP PFD SPONSORED ADR 465562106 7169 386243 SH DEFINED 1234 38624 JAKKS PACIFIC INC COM 47012E106418823 1334017 SH DEFINED 1234 13340 JAMES RIVER COAL CO NOTE 4.500%12/0 470355AF5 31720 41195000 PRN DEFINED 1234 41195 JEFFERIES GROUP INC NEW DBCV 3.875%11/472319AG7 8803 10600000 PRN DEFINED 1234 10600 KNIGHT CAP GROUP INC NOTE 3.500% 3/1 AD499005AE6 13604 15240000 PRN DEFINED 1234 15240 LEVEL 3 COMMUNICATIONS INC COM NEW ADDED 52729N308 11043 650000 SH DEFINED 1234 65000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 71829 63870000 PRN DEFINED 1234 63870 LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 39504 38467000 PRN DEFINED 1234 38467 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 7055 6900000 PRN DEFINED 1234 69000 LIVE NATION ENTERTAINMENT IN NOTE 2.875% 7/1 538034AB5 14325 16184000 PRN DEFINED 1234 16184 LYONDELLBASELL INDUSTRIES CL A N53745100 283685 8731448 SH DEFINED 1234 87314 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 8569 9250000 PRN DEFINED 1234 92500 MECHEL OAO SPONSORED ADR SPONSORED ADR 583840103 4246 499543 SH DEFINED 1234 49954 MELCO CROWN ENTMT LTD ADR SPONSORED ADR 585464100 13855 1440276 SH DEFINED 1234 14402 METLIFE INC UNIT 99/99/9999 59156R116 54591 884200 PRN DEFINED 1234 88420 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 96290 101065000 PRN DEFINED 1234 10106 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 244 16634 SH DEFINED 1234 16634 MORGANS HOTEL GROUP CO NOTE 2.375%10/1 61748WAB4 4232 5250000 PRN DEFINED 1234 52500 NASH FINCH CO FRNT 1.631% 3/1 631158AD4 26838 58191000 PRN DEFINED 1234 58191 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 17588 16205000 PRN DEFINED 1234 16205 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 35102 30474000 PRN DEFINED 1234 30474 NUVASIVE INC NOTE 2.250% 3/1 670704AB1 8409 8708000 PRN DEFINED 1234 87080 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 28208 38315000 PRN DEFINED 1234 38315 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 7781 9000000 PRN DEFINED 1234 90000 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 11308 11243000 PRN DEFINED 1234 11243 OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 36570 791550 SH DEFINED 1234 79155 OMNICARE INC DBCV 3.250%12/1 681904AL2 14930 15845000 PRN DEFINED 1234 15845 OMNICARE INC NOTE 3.750%12/1 681904AN8 29515 21150000 PRN DEFINED 1234 21150 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 AD682189AH8 61379 56345000 PRN DEFINED 1234 56345 ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 33871 25377000 PRN DEFINED 1234 25377 PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 11091 11224000 PRN DEFINED 1234 11224 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 27657 26975000 PRN DEFINED 1234 26975 PETROLEO BRASILEIRO SA PETRO SPONSORED ASPONSORED ADR 71654V408 14006 563602 SH DEFINED 1234 56360 PHH CORP NOTE 4.000% 4/1 693320AH6 11190 11750000 PRN DEFINED 1234 11750 PHH CORP NOTE 4.000% 9/0 693320AN3 27095 33160000 PRN DEFINED 1234 33160 POWERWAVE TECHNOLOGIES INC NOTE 3.875%10/0 739363AF6 3023 6492000 PRN DEFINED 1234 64920 PROVIDENCE SVC CORP NOTE 6.500% 5/1 743815AB8 13086 13155000 PRN DEFINED 1234 13155 PT INDOSAT TBK SPONSORED ADR SPONSORED ADR 744383100 2086 66144 SH DEFINED 1234 66144 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 3309 7500000 PRN DEFINED 1234 75000 RADISYS CORP NOTE 2.750% 2/1 750459AE9 10396 10844000 PRN DEFINED 1234 10844 RAIT FINANCIAL TRUST NOTE 7.000% 4/0 749227AA2 8858 10792000 PRN DEFINED 1234 10792 RAMBUS INC DEL NOTE 5.000% 6/750917AC0 4429 4500000 PRN DEFINED 1234 45000 RENTECH INC NOTE 4.000% 4/1 760112AA0 6289 6424000 PRN DEFINED 1234 64240 RF MICRODEVICES INC NOTE 1.000% 4/1 749941AJ9 27294 27060000 PRN DEFINED 1234 27060 ROVI CORP NOTE 2.625% 2/1 779376AB8 12116 12100000 PRN DEFINED 1234 12100 RTI INTL METALS INC NOTE 3.000%12/0 74973WAA5 45317 44975000 PRN DEFINED 1234 44975 SAFEWAY INC COM NEW 786514208 21040 1000000 SH DEFINED 1234 10000 SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 38717 30204000 PRN DEFINED 1234 30204 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 101541 86405000 PRN DEFINED 1234 86405 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 143442 125932000 PRN DEFINED 1234 12593 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 5844 4775000 PRN DEFINED 1234 47750 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 17760 37001000 PRN DEFINED 1234 37001 SPARTAN STORES INC NOTE 3.375% 5/1 846822AE4 5031 5398000 PRN DEFINED 1234 53980 SPIRIT AIRLS INC COM 848577102 350302 22455226 SH DEFINED 1234 22455 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 22664 193300 PRN DEFINED 1234 19330 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 57241 52422000 PRN DEFINED 1234 52422 STILLWATER MNG CO NOTE 1.875% 3/1 86074QAF9 4657 4810000 PRN DEFINED 1234 48100 SUNPOWER CORP DBCV 4.750% 4/1 DE867652AC3 3505 4000000 PRN DEFINED 1234 40000 SUNPOWER CORP DBCV 1.250% 2/1 DE867652AA7 12177 12230000 PRN DEFINED 1234 12230 SUNPOWER CORP DBCV 4.500% 3/1 DE867652AE9 31595 38449000 PRN DEFINED 1234 38449 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 277 21460 SH DEFINED 1234 21460 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 38650 32115000 PRN DEFINED 1234 32115 TIME WARNER CABLE INC COM 88732J207 73995 1163999 SH DEFINED 1234 11639 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 70588 59940000 PRN DEFINED 1234 59940 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 34447 35040000 PRN DEFINED 1234 35040 TTM TECHNOLOGIES INC NOTE 3.250% 5/1 87305RAC3 11047 10557000 PRN DEFINED 1234 10557 TURKCELL ILETISIM HIZMETLERI SPON ADR NESPONSORED ADR 900111204 6480 550986 SH DEFINED 1234 55098 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 72784 65535000 PRN DEFINED 1234 65535 UNITED THERAPEUTICS CORP DEL NOTE 1.000% 9/1 AD91307CAE2 51436 44000000 PRN DEFINED 1234 44000 USEC INC NOTE 3.000%10/0 90333EAC2 4817 10500000 PRN DEFINED 1234 10500 VALE S A ADR SPONSORED ADR 91912E105 15549 724911 SH DEFINED 1234 72491 VERENIUM CORP NOTE 5.500% 4/0 92340PAA8 4201 4355000 PRN DEFINED 1234 43550 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 24459 20404000 PRN DEFINED 1234 20404 VERTEX PHARMACEUTICALS INC NOTE 3.350%10/0 92532FAN0 8230 7909000 PRN DEFINED 1234 79090 VIROPHARMA INC NOTE 2.000% 3/1 928241AH1 2150 1349000 PRN DEFINED 1234 13490 VISHAY INTERTECHNOLOGY INC COM 928298108 24723 2750000 SH DEFINED 1234 27500 WSP HOLDINGS LIMITED ADR 92934F104 2966 7044000 SH DEFINED 1234 70440

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