0001033427-12-000020.txt : 20120206
0001033427-12-000020.hdr.sgml : 20120206
20120206154518
ACCESSION NUMBER: 0001033427-12-000020
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120206
DATE AS OF CHANGE: 20120206
EFFECTIVENESS DATE: 20120206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDIAN ASSET MANAGEMENT LLC/CT
CENTRAL INDEX KEY: 0001033427
IRS NUMBER: 061439577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06008
FILM NUMBER: 12573495
BUSINESS ADDRESS:
STREET 1: 276 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
BUSINESS PHONE: 2033417800
MAIL ADDRESS:
STREET 1: 276 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
13F-HR
1
inftable.txt
IRIDIAN ASSET MANAGEMENT LLC FORM 13F-HR 12-31-11
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment { }: Amendment Number:
This Amendment (check only one):
[ ] is a restatement. [ ] adds new holdings entries.
Report Type (Check only one.):
[ ] 13F Holdings Report
[ ] 13F Notice
[X] 13F Combination Report
Institutional Investment Manager Filing this Report:
Name: Iridian Asset Management LLC
Address: 276 Post Road West, Westport, CT 06880-4704
13F File Number: 028-06008
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11953 First Eagle Investment Management LLC
028-12592 The Bank of New York Mellon Corporation
(The Dreyfus Corporation)
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing this report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lane S. Bucklan
Title: General Counsel and Chief Compliance Officer
Phone: 203-341-9053
Signature, Place and date of Signing:
/s/ Lane S. Bucklan Westport, CT February 6, 2012
---------------------- ----------- -------------
[Signature] [City, State] [Date]
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Summary:
Number of other included Managers: 0
Form 13F Information Table Entry Total: 166
Form 13F Information Table Value Total: $5,085,000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 2917 35690 SH Sole 29960 5730
ABBOTT LABORATORIES COM 002824100 5722 101760 SH Sole 85690 16070
ACCURAY INC COM 004397105 446 105550 SH Sole 105550
ACXIOM CORP COM 005125109 583 47740 SH Sole 47740
AGILENT TECHNOLOGIES INC COM 00846U101 2609 74700 SH Sole 62990 11710
AMDOCS LTD COM G02602103 131359 4604239 SH Sole 3712932 891307
AMERICAN EAGLE OUTFITTERS COM 02553E106 576 37660 SH Sole 37660
AMGEN INC COM 031162100 123679 1926170 SH Sole 1540270 385900
AOL INC COM 00184X105 37071 2455065 SH Sole 1975665 479400
AON CORP COM 037389103 106463 2274850 SH Sole 1842260 432590
ASPEN INSURANCE HOLDINGS COM G05384105 540 20390 SH Sole 20390
ATLAS ENERGY LP COM 04930A104 1659 68279 SH Sole 68279
ATLAS PIPELINE PARTNERS LP COM 049392103 604 16257 SH Sole 16257
ATMEL CORPORATION COM 049513104 30482 3763155 SH Sole 3029205 733950
AUTOZONE INC COM 053332102 212002 652375 SH Sole 527575 124800
AVIAT NETWORKS INC COM 05366Y102 352 192440 SH Sole 192440
BALL CORP COM 058498106 227333 6366091 SH Sole 5142325 1223766
BANK OF AMERICA CORP COM 060505104 1912 343860 SH Sole 291540 52320
BAXTER INTL INC COM 071813109 186506 3769320 SH Sole 3039571 729749
BEBE STORES INC COM 075571109 547 65722 SH Sole 65722
BECTON DICKINSON & CO COM 075887109 2745 36740 SH Sole 30450 6290
BP PLC SPON ADR COM 055622104 4025 94170 SH Sole 78780 15390
BROCADE COMMUNICATIONS SYS COM 111621306 463 89120 SH Sole 89120
BROOKLINE BANCORP COM 11373M107 487 57696 SH Sole 57696
BROWN SHOE COMPANY INC COM 115736100 413 46440 SH Sole 46440
CAL DIVE INTNL INC COM 12802T101 734 326010 SH Sole 326010
CENTERSTATE BANKS INC COM 15201P109 561 84674 SH Sole 84674
CHEVRON CORP COM 166764100 8772 82446 SH Sole 69508 12938
CHICO'S FAS INC COM 168615102 516 46324 SH Sole 46324
CHUBB CORP COM 171232101 4496 64950 SH Sole 54820 10130
CIT GROUP INC COM 125581801 2367 67890 SH Sole 57720 10170
COCA COLA COM 191216100 4650 66460 SH Sole 54680 11780
COLLECTIVE BRANDS INC COM 19421W100 470 32710 SH Sole 32710
CONSOL ENERGY INC COM 20854P109 40836 1112700 SH Sole 899340 213360
COVANTA HOLDING CORP COM 22282E102 47995 3505808 SH Sole 2830326 675482
CROWN HOLDINGS INC. COM 228368106 179450 5343956 SH Sole 4283095 1060861
CRYOLIFE INC COM 228903100 476 99140 SH Sole 99140
CSX CORP COM 126408103 5619 266820 SH Sole 225430 41390
CYNOSURE INC-CLASS A COM 232577205 217 18468 SH Sole 18468
DANAHER CORP COM 235851102 5240 111400 SH Sole 92360 19040
DEVON ENERGY CORP COM 25179M103 60926 982684 SH Sole 795040 187644
DOLLAR THRIFTY AUTOMOTIVE GROU COM 256743105 51222 729032 SH Sole 589300 139732
DRESSER-RAND GROUP INC COM 261608103 92174 1846813 SH Sole 1493428 353385
DU PONT (EI) DE NEMOURS COM 263534109 8225 179660 SH Sole 151100 28560
EASTMAN CHEMICAL CO COM 277432100 215544 5518284 SH Sole 4450172 1068112
EBAY INC COM 278642103 4040 133210 SH Sole 112460 20750
EMULEX CORP COM 292475209 308 44910 SH Sole 44910
ENZON PHARMACEUTICALS INC COM 293904108 28146 4200860 SH Sole 3827457 373403
EXTREME NETWORKS INC COM 30226D106 561 192121 SH Sole 192121
FALCONSTOR SOFTWARE INC COM 306137100 515 199640 SH Sole 199640
FERRO CORP COM 315405100 309 63120 SH Sole 63120
FIDELITY NATIONAL FINL - A COM 31620R105 451 28293 SH Sole 28293
FIFTH STREET FINANCE CORP COM 31678A103 335 35013 SH Sole 35013
FIRST FINANCIAL HOLDINGS INC COM 320239106 455 50918 SH Sole 50918
FIRST MERCHANTS CORP COM 320817109 534 63018 SH Sole 63018
FIRST MIDWEST BANK COM 320867104 537 53040 SH Sole 53040
FLOW INTL CORP COM 343468104 625 178653 SH Sole 178653
FLUSHING FINANCIAL CORP COM 343873105 445 35200 SH Sole 35200
FORMFACTOR INC COM 346375108 313 61859 SH Sole 61859
FOSTER WHEELER LTD COM H27178104 269 14071 SH Sole 14071
FRANKLIN RESOURCES INC COM 354613101 3781 39360 SH Sole 32480 6880
FURIEX PHARMACEUTICALS COM 36106P101 466 27862 SH Sole 27862
GENERAL DYNAMICS COM 369550108 196732 2962380 SH Sole 2425630 536750
GENERAL ELECTRIC CO COM 369604103 3795 211900 SH Sole 199070 12830
GENERAL MOTORS CORP COM 37045V100 2127 104930 SH Sole 87950 16980
GENON ENERGY INC COM 37244E107 351 134644 SH Sole 134644
GIBRALTAR INDUSTRIES INC COM 374689107 604 43250 SH Sole 43250
H&E EQUIPMENT SERVICES INC COM 404030108 317 23630 SH Sole 23630
HALOZYME THERAPEUTICS INC COM 40637H109 372 39123 SH Sole 39123
HEALTH NET INC COM 42222G108 154874 5091188 SH Sole 4162751 928437
HERITAGE FINANCIAL GROUP COM 42726X102 489 41438 SH Sole 41438
HORSEHEAD HOLDING CORP COM 440694305 365 40550 SH Sole 40550
HUMAN GENOME SCIENCES INC COM 444903108 19321 2614420 SH Sole 2115457 498963
IBM CORPORATION COM 459200101 8668 47140 SH Sole 40520 6620
INTERNAP NETWORK SERVICES COM 45885A300 463 77890 SH Sole 77890
INTERNATIONAL PAPER CO COM 460146103 85375 2884290 SH Sole 2347169 537121
INTERPUBLIC GROUP OF COS INC COM 460690100 70295 7224549 SH Sole 5841049 1383500
INVESTORS BANCORP INC COM 46146P102 361 26813 SH Sole 26813
IRIS INTERNATIONAL INC COM 46270W105 458 48960 SH Sole 48960
JAKKS PACIFIC INC COM 47012E106 434 30740 SH Sole 30740
JPMORGAN CHASE & CO COM 46625H100 9080 273090 SH Sole 228780 44310
KIMBERLY-CLARK CORP COM 494368103 3854 52390 SH Sole 44020 8370
KRISPY KREME DOUGHNUTS INC COM 501014104 371 56700 SH Sole 56700
LABORATORY CORP OF AMERICA HLD COM 50540R409 4936 57410 SH Sole 48280 9130
LAWSON PRODUCTS INC COM 520776105 233 15078 SH Sole 15078
LSI CORP COM 502161102 151911 25531296 SH Sole 20649110 4882186
LSI INDUSTRIES INC COM 50216C108 340 56609 SH Sole 56609
LTX-CREDENCE CORP COM 502403207 343 64140 SH Sole 64140
MAGNACHIP SEMICONDUCTOR COM 55933J203 364 48620 SH Sole 48620
MASTERCARD INC-CLASS A COM 57636Q104 4265 11440 SH Sole 9460 1980
MCDONALDS CORP COM 580135101 7303 72790 SH Sole 60950 11840
MCKESSON CORP COM 58155Q103 4107 52720 SH Sole 44130 8590
MEDICINES COMPANY COM 584688105 459 24621 SH Sole 24621
MEDICIS PHARMACEUTICAL-CL A COM 584690309 49740 1495941 SH Sole 1208023 287918
MERIT MEDICAL SYSTEMS INC COM 589889104 648 48452 SH Sole 48452
METALICO INC COM 591176102 325 98790 SH Sole 98790
MICROSOFT CORP COM COM 594918104 4095 157730 SH Sole 133050 24680
MORGAN STANLEY COM 617446448 3047 201420 SH Sole 167360 34060
MUELLER INDUSTRIES INC COM 624756102 34897 908309 SH Sole 734049 174260
MYRIAD GENETICS INC COM 62855J104 408 19470 SH Sole 19470
McDERMOTT INTL INC COM 580037109 462 40130 SH Sole 40130
NEKTAR THERAPEUTICS COM 640268108 350 62600 SH Sole 62600
NII HOLDINGS INC COM 62913F201 32557 1528500 SH Sole 1235138 293362
OCCIDENTAL PETROLEUM CORP COM 674599105 64560 689010 SH Sole 558490 130520
OLYMPIC STEEL INC COM 68162K106 421 18039 SH Sole 18039
OMNICARE INC COM 681904108 257929 7487063 SH Sole 6049753 1437310
ONLINE RESOURCE COM 68273G101 356 146980 SH Sole 146980
OPENWAVE SYSTEMS INC COM 683718308 374 236809 SH Sole 236809
ORACLE CORP COM 68389X105 4478 174600 SH Sole 147370 27230
ORION MARINE GROUP INC COM 68628V308 395 59390 SH Sole 59390
OWENS CORNING COM 690742101 108278 3770126 SH Sole 3044086 726040
PACIFIC BIOSCIENCES OF CALIF COM 69404D108 435 155480 SH Sole 155480
PACKAGING CORP OF AMERICA COM 695156109 152525 6042972 SH Sole 4882106 1160866
PEPSICO INC COM 713448108 3266 49230 SH Sole 41600 7630
PETROQUEST ENERGY INC COM 716748108 391 59230 SH Sole 59230
PFIZER INC COM 717081103 6411 296280 SH Sole 278460 17820
PHARMERICA CORP COM 71714F104 557 36664 SH Sole 36664
PIKE ELECTRIC CORP COM 721283109 367 50984 SH Sole 50984
PIPER JAFFRAY CO COM 724078100 477 23615 SH Sole 23615
PLATINUM UNDERWRITERS HLDGS COM G7127P100 547 16050 SH Sole 16050
PRAXAIR INC COM 74005P104 6188 57890 SH Sole 48710 9180
PRECISION CASTPARTS CORP COM 740189105 6753 40980 SH Sole 34650 6330
PULSE ELECTRONICS CORP COM 74586W106 499 178267 SH Sole 178267
RADISYS CORP COM 750459109 333 65830 SH Sole 65830
RIGEL PHARMACEUTICALS INC COM 766559603 227 28831 SH Sole 28831
ROCKVILLE FINANCIAL INC COM 774188106 434 41870 SH Sole 41870
ROCKWELL COLLINS INC COM 774341101 49326 890839 SH Sole 724099 166740
ROCKWOOD HOLDINGS INC COM 774415103 197391 5013748 SH Sole 4045473 968275
RUBY TUESDAY INC COM 781182100 369 53540 SH Sole 53540
SARA LEE CORP COM 803111103 70486 3725499 SH Sole 2999889 725610
SCHLUMBERGER LTD COM 806857108 4483 65630 SH Sole 55550 10080
SEAGATE TECHNOLOGY COM G7945M107 148758 9070611 SH Sole 7336016 1734595
SHIRE PLC-ADR COM 82481R106 5205 50100 SH Sole 41570 8530
SKECHERS USA INC-CL A COM 830566105 411 33940 SH Sole 33940
SPDR GOLD TRUST COM 78463V107 1417 9323 SH Sole 9323
STATE STREET CORP COM 857477103 5900 146360 SH Sole 122300 24060
STEELCASE INC-CL A COM 858155203 399 53500 SH Sole 53500
STILLWATER MINING COM 86074Q102 296 28326 SH Sole 28326
STONE ENERGY CORP COM 861642106 455 17245 SH Sole 17245
SYNERON MEDICAL LTD COM M87245102 483 43664 SH Sole 43664
TE CONNECTIVITY LTD COM H84989104 131975 4283506 SH Sole 3453296 830210
TEEKAY OFFSHORE PARTNERS LP COM Y8565J101 867 32600 SH Sole 32600
TENNECO INC COM 880349105 94851 3185043 SH Sole 2573207 611836
TERADYNE INC COM 880770102 319 23401 SH Sole 23401
TEVA PHARMACEUTICAL-SP ADR COM 881624209 3664 90780 SH Sole 85310 5470
THE TRAVELERS COS INC COM 89417E109 4995 84410 SH Sole 70930 13480
THERAVANCE INC COM 88338T104 55535 2512915 SH Sole 2028887 484028
THERMO FISHER SCIENTIFIC INC COM 883556102 2966 65950 SH Sole 55640 10310
TIFFANY & CO COM 886547108 1524 23000 SH Sole 19440 3560
TITAN INTERNATIONAL INC COM 88830M102 305 15698 SH Sole 15698
TYCO INTERNATIONAL LTD COM H89128104 208966 4473694 SH Sole 3603045 870649
UNION BANKSHARES CORP COM 90662P104 524 39443 SH Sole 39443
UNITED RENTALS, INC. COM 911363109 376 12738 SH Sole 12738
US BANCORP COM 902973304 6575 243070 SH Sole 201990 41080
VALEANT PHARMACEUTICALS INTNL COM 91911K102 178168 3815976 SH Sole 3082859 733117
VALSPAR CORP COM 920355104 215195 5522063 SH Sole 4463622 1058441
VISHAY INTERTECHNOLOGY INC COM 928298108 382 42490 SH Sole 42490
VISTEON CORP COM 92839U206 349 6990 SH Sole 6990
WABCO HOLDINGS INC COM 92927K102 8211 189201 SH Sole 152070 37131
WAL-MART STORES INC COM 931142103 3113 52090 SH Sole 45550 6540
WALTER ENERGY INC COM 93317Q105 76952 1270673 SH Sole 1026553 244120
WARREN RESOURCES INC COM 93564A100 692 212290 SH Sole 212290
WASHINGTON FEDERAL INC COM 938824109 396 28309 SH Sole 28309
WELLS FARGO & CO COM 949746101 4723 171360 SH Sole 144910 26450
WET SEAL INC/THE-CLASS A COM 961840105 286 87870 SH Sole 87870
WYNDHAM WORLDWIDE CORP COM 98310W108 267934 7082592 SH Sole 5720792 1361800