0001033427-12-000024.txt : 20120206
0001033427-12-000024.hdr.sgml : 20120206
20120206164104
ACCESSION NUMBER: 0001033427-12-000024
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20120206
DATE AS OF CHANGE: 20120206
EFFECTIVENESS DATE: 20120206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDIAN ASSET MANAGEMENT LLC/CT
CENTRAL INDEX KEY: 0001033427
IRS NUMBER: 061439577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06008
FILM NUMBER: 12574116
BUSINESS ADDRESS:
STREET 1: 276 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
BUSINESS PHONE: 2033417800
MAIL ADDRESS:
STREET 1: 276 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
13F-HR/A
1
inftable.txt
IRIDIAN ASSET MANAGEMENT LLC 13F-HR/A 09-30-2011
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment {X}: Amendment Number: 1
This Amendment (check only one):
[X] is a restatement. [ ] adds new holdings entries.
Report Type (Check only one.):
[ ] 13F Holdings Report
[ ] 13F Notice
[X] 13F Combination Report
Institutional Investment Manager Filing this Report:
Name: Iridian Asset Management LLC
Address: 276 Post Road West, Westport, CT 06880-4704
13F File Number: 028-06008
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11953 First Eagle Investment Management LLC
028-12592 The Bank of New York Mellon Corporation
(The Dreyfus Corporation)
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing this report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lane S. Bucklan
Title: General Counsel and Chief Compliance Officer
Phone: 203-341-9053
Signature, Place and date of Signing:
/s/ Lane S. Bucklan Westport, CT February 6, 2012
---------------------- ----------- -------------
[Signature] [City, State] [Date]
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Summary:
Number of other included Managers: 0
Form 13F Information Table Entry Total: 200
Form 13F Information Table Value Total: $5,180,462
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 3490 48620 SH Sole 41640 6980
ABBOTT LABORATORIES COM 002824100 5462 106800 SH Sole 92950 13850
ACCURAY INC COM 004397105 392 97630 SH Sole 97630
ACXIOM CORP COM 005125109 508 47740 SH Sole 47740
AEROVIRONMENT INC COM 008073108 14419 512216 SH Sole 512216
AETNA INC COM 00817Y108 23300 640992 SH Sole 640992
AGILENT TECHNOLOGIES INC COM 00846U101 2602 83250 SH Sole 71540 11710
AMAZON.COM INC COM 023135106 8238 38100 SH Sole 38100
AMDOCS LTD COM G02602103 103307 3809273 SH Sole 3096880 712393
AMERICAN EAGLE OUTFITTERS COM 02553E106 500 42660 SH Sole 42660
AMGEN INC COM 031162100 99113 1803370 SH Sole 1454710 348660
ANHEUSER-BUSCH INBEV SPN ADR COM 03524A108 778 14690 SH Sole 14690
AOL INC COM 00184X105 56842 4736820 SH Sole 4258540 478280
AON CORP COM 037389103 100228 2387520 SH Sole 1953550 433970
APPLE INC COM 037833100 591 1550 SH Sole 1550
ASPEN INSURANCE HOLDINGS COM G05384105 470 20410 SH Sole 20410
ATLAS ENERGY LP COM 04930A104 2925 157500 SH Sole 157500
ATLAS PIPELINE PARTNERS LP COM 049392103 517 17300 SH Sole 17300
ATMEL CORPORATION COM 049513104 37020 4587349 SH Sole 3713719 873630
AUTOZONE INC COM 053332102 211895 663851 SH Sole 541361 122490
AVATAR HOLDINGS INC COM 053494100 215 26265 SH Sole 26265
AVIAT NETWORKS INC COM 05366Y102 342 145580 SH Sole 145580
BALL CORP COM 058498106 204371 6588378 SH Sole 5367022 1221356
BANCO SANTANDER SA-SPON ADR COM 05964H105 11632 1446800 SH Sole 1446800
BANK OF AMERICA CORP COM 060505104 2340 382340 SH Sole 330020 52320
BAXTER INTL INC COM 071813109 217635 3876650 SH Sole 3158341 718309
BEBE STORES INC COM 075571109 443 65882 SH Sole 65882
BECTON DICKINSON & CO COM 075887109 3552 48450 SH Sole 41840 6610
BP PLC SPON ADR COM 055622104 4417 122450 SH Sole 107220 15230
BROCADE COMMUNICATIONS SYS COM 111621306 457 105800 SH Sole 105800
BROOKLINE BANCORP COM 11373M107 445 57696 SH Sole 57696
BROWN SHOE COMPANY INC COM 115736100 331 46440 SH Sole 46440
CA INC COM 12673P105 15907 819544 SH Sole 819544
CAL DIVE INTNL INC COM 12802T101 237 124120 SH Sole 124120
CENTERSTATE BANKS INC COM 15201P109 443 84674 SH Sole 84674
CHART INDUSTRIES INC COM 16115Q308 285 6760 SH Sole 6760
CHEVRON CORP COM 166764100 9872 106700 SH Sole 93562 13138
CHICO'S FAS INC COM 168615102 379 33134 SH Sole 33134
CHRISTOPHER & BANKS, CORP COM 171046105 296 83740 SH Sole 83740
CHUBB CORP COM 171232101 5517 91970 SH Sole 81840 10130
CIT GROUP INC COM 125581801 2293 75496 SH Sole 65326 10170
CITIGROUP INC COM 172967424 17327 676290 SH Sole 676290
CLEARWIRE CORP-CLASS A COM 18538Q105 18163 7795228 SH Sole 7795228
COCA COLA COM 191216100 5020 74310 SH Sole 62530 11780
COLLECTIVE BRANDS INC COM 19421W100 424 32710 SH Sole 32710
COMPUTER SCIENCES CORP COM 205363104 36334 1353212 SH Sole 1110122 243090
CONSOL ENERGY INC COM 20854P109 3465 102120 SH Sole 89820 12300
CORNING INC COM 219350105 11775 952690 SH Sole 952690
COVANTA HOLDING CORP COM 22282E102 48389 3185567 SH Sole 2594225 591342
CROWN HOLDINGS INC. COM 228368106 181103 5916467 SH Sole 4789336 1127131
CRYOLIFE INC COM 228903100 351 78150 SH Sole 78150
CSX CORP COM 126408103 6420 343850 SH Sole 303080 40770
CYNOSURE INC-CLASS A COM 232577205 186 18468 SH Sole 18468
DANAHER CORP COM 235851102 5192 123790 SH Sole 104750 19040
DEVON ENERGY CORP COM 25179M103 146438 2641375 SH Sole 2202821 438554
DRESSER-RAND GROUP INC COM 261608103 84180 2076969 SH Sole 1693735 383234
DU PONT (EI) DE NEMOURS COM 263534109 8925 223280 SH Sole 198390 24890
DUN & BRADSTREET CORP COM 26483E100 27275 445237 SH Sole 362427 82810
EARTHLINK INC COM 270321102 18577 2844846 SH Sole 2844846
EASTMAN CHEMICAL CO COM 277432100 185802 2711255 SH Sole 2204789 506466
EBAY INC COM 278642103 4191 142110 SH Sole 126410 15700
EMULEX CORP COM 292475209 8648 1351201 SH Sole 1351201
ENERGYSOLUTIONS INC COM 292756202 8827 2500691 SH Sole 2500691
ENZON PHARMACEUTICALS INC COM 293904108 31252 4439140 SH Sole 4070227 368913
EXTREME NETWORKS INC COM 30226D106 509 192121 SH Sole 192121
FALCONSTOR SOFTWARE INC COM 306137100 583 199640 SH Sole 199640
FERRO CORP COM 315405100 388 63120 SH Sole 63120
FIDELITY NATIONAL FINL - A COM 31620R105 477 31453 SH Sole 31453
FIFTH STREET FINANCE CORP COM 31678A103 326 35013 SH Sole 35013
FIRST FINANCIAL HOLDINGS INC COM 320239106 204 50918 SH Sole 50918
FIRST MERCHANTS CORP COM 320817109 446 63198 SH Sole 63198
FIRST MIDWEST BANK COM 320867104 388 53040 SH Sole 53040
FISERV INC COM 337738108 14424 284100 SH Sole 284100
FLOW INTL CORP COM 343468104 444 200773 SH Sole 200773
FLUSHING FINANCIAL CORP COM 343873105 380 35200 SH Sole 35200
FORMFACTOR INC COM 346375108 385 61859 SH Sole 61859
FOSTER WHEELER LTD COM H27178104 250 14071 SH Sole 14071
FURIEX PHARMACEUTICALS COM 36106P101 396 27862 SH Sole 27862
GANNETT CO COM 364730101 21384 2243912 SH Sole 2243912
GENERAL DYNAMICS COM 369550108 176951 3110410 SH Sole 2571280 539130
GENERAL ELECTRIC CO COM 369604103 2829 185610 SH Sole 175660 9950
GENERAL MOTORS CORP COM 37045V100 2326 115250 SH Sole 99560 15690
GENON ENERGY INC COM 37244E107 374 134644 SH Sole 134644
GIBRALTAR INDUSTRIES INC COM 374689107 415 51160 SH Sole 51160
GOLDMAN SACHS GROUP INC COM 38141G104 15543 164390 SH Sole 162180 2210
GOOGLE INC - CL A COM 38259P508 17288 33610 SH Sole 33610
H&E EQUIPMENT SERVICES INC COM 404030108 339 41130 SH Sole 41130
HALOZYME THERAPEUTICS INC COM 40637H109 240 39123 SH Sole 39123
HEALTH NET INC COM 42222G108 119858 5055154 SH Sole 4165387 889767
HERITAGE FINANCIAL GROUP COM 42726X102 432 41578 SH Sole 41578
HORSEHEAD HOLDING CORP COM 440694305 301 40550 SH Sole 40550
HUMAN GENOME SCIENCES INC COM 444903108 34408 2711443 SH Sole 2213490 497953
IBM CORPORATION COM 459200101 10318 58950 SH Sole 52000 6950
INGERSOLL-RAND PLC COM G47791101 143691 5115386 SH Sole 4174220 941166
INTERNAP NETWORK SERVICES COM 45885A300 383 77890 SH Sole 77890
INTERNATIONAL PAPER CO COM 460146103 53455 2299127 SH Sole 1896570 402557
INTERPUBLIC GROUP OF COS INC COM 460690100 49167 6828750 SH Sole 5550760 1277990
INVESTORS BANCORP INC COM 46146P102 339 26813 SH Sole 26813
IRIS INTERNATIONAL INC COM 46270W105 471 52510 SH Sole 52510
ISHARES S&P 500 INDEX FUND COM 464287200 2883 25362 SH Sole 25362
JPMORGAN CHASE & CO COM 46625H100 26637 884370 SH Sole 841820 42550
KIMBERLY-CLARK CORP COM 494368103 4168 58700 SH Sole 50330 8370
KOHLS CORP COM 500255104 4094 83390 SH Sole 73370 10020
KRISPY KREME DOUGHNUTS INC COM 501014104 387 56700 SH Sole 56700
LABORATORY CORP OF AMERICA HLD COM 50540R409 5465 69130 SH Sole 60000 9130
LAWSON PRODUCTS INC COM 520776105 203 15028 SH Sole 15028
LENNOX INTERNATIONAL INC COM 526107107 10559 409600 SH Sole 332610 76990
LSI CORP COM 502161102 120053 23176191 SH Sole 18881755 4294436
LSI INDUSTRIES INC COM 50216C108 353 56609 SH Sole 56609
LTX-CREDENCE CORP COM 502403207 339 64140 SH Sole 64140
MAGMA DESIGN AUTOMATION COM 559181102 432 94873 SH Sole 94873
MARATHON OIL CORP COM 565849106 13068 605543 SH Sole 605543
MARATHON PETROLEUM CORP COM 56585A102 11130 411298 SH Sole 411298
MASTERCARD INC-CLASS A COM 57636Q104 4044 12750 SH Sole 10770 1980
MCDONALDS CORP COM 580135101 8186 93210 SH Sole 81370 11840
MCKESSON CORP COM 58155Q103 4705 64720 SH Sole 56130 8590
MEDICINES COMPANY COM 584688105 411 27641 SH Sole 27641
MEDICIS PHARMACEUTICAL-CL A COM 584690309 59657 1635328 SH Sole 1330920 304408
MEDIDATA SOLUTIONS INC COM 58471A105 7888 479782 SH Sole 479782
MERIT MEDICAL SYSTEMS INC COM 589889104 637 48452 SH Sole 48452
METALICO INC COM 591176102 298 76510 SH Sole 76510
MICROSOFT CORP COM COM 594918104 4972 199750 SH Sole 175070 24680
MORGAN STANLEY COM 617446448 11472 849780 SH Sole 812790 36990
MUELLER INDUSTRIES INC COM 624756102 36391 943010 SH Sole 769080 173930
MYRIAD GENETICS INC COM 62855J104 457 24400 SH Sole 24400
McDERMOTT INTL INC COM 580037109 245 22800 SH Sole 22800
NEKTAR THERAPEUTICS COM 640268108 273 56290 SH Sole 56290
NII HOLDINGS INC COM 62913F201 42022 1559272 SH Sole 1266540 292732
NVIDIA CORP COM 67066G104 15295 1223625 SH Sole 1223625
OCCIDENTAL PETROLEUM CORP COM 674599105 7085 99090 SH Sole 87250 11840
OLYMPIC STEEL INC COM 68162K106 306 18039 SH Sole 18039
OMNICARE INC COM 681904108 205058 8063633 SH Sole 6578023 1485610
ONLINE RESOURCE COM 68273G101 343 134550 SH Sole 134550
OPENWAVE SYSTEMS INC COM 683718308 369 236809 SH Sole 236809
ORACLE CORP COM 68389X105 6068 211120 SH Sole 181520 29600
ORION MARINE GROUP INC COM 68628V308 243 42050 SH Sole 42050
OWENS CORNING COM 690742101 73269 3379551 SH Sole 2753061 626490
PACIFIC BIOSCIENCES OF CALIF COM 69404D108 73 22690 SH Sole 22690
PACKAGING CORP OF AMERICA COM 695156109 146936 6306246 SH Sole 5148030 1158216
PATTERSON-UTI ENERGY INC COM 703481101 1976 113975 SH Sole 113975
PETROQUEST ENERGY INC COM 716748108 326 59230 SH Sole 59230
PFIZER INC COM 717081103 9524 538690 SH Sole 521210 17480
PHARMERICA CORP COM 71714F104 984 68960 SH Sole 68960
PIKE ELECTRIC CORP COM 721283109 281 41484 SH Sole 41484
PIPER JAFFRAY CO COM 724078100 350 19525 SH Sole 19525
PLATINUM UNDERWRITERS HLDGS COM G7127P100 494 16070 SH Sole 16070
PRAXAIR INC COM 74005P104 6054 64760 SH Sole 55580 9180
PRECISION CASTPARTS CORP COM 740189105 42433 272953 SH Sole 226695 46258
PROCTER & GAMBLE CO COM COM 742718109 494 7820 SH Sole 7820
PROSHARES ULTRASHORT S&P 500 COM 74347R883 8743 344500 SH Sole 344500
PULSE ELECTRONICS CORP COM 74586W106 443 154767 SH Sole 154767
RADISYS CORP COM 750459109 337 55110 SH Sole 55110
RIGEL PHARMACEUTICALS INC COM 766559603 212 28831 SH Sole 28831
ROCKVILLE FINANCIAL INC COM 774188106 397 41870 SH Sole 41870
ROCKWELL COLLINS INC COM 774341101 48577 920709 SH Sole 753419 167290
ROCKWOOD HOLDINGS INC COM 774415103 128722 3820763 SH Sole 3123258 697505
ROYAL DUTCH SHELL PLC-ADR COM 780259107 15919 256547 SH Sole 256547
RUBY TUESDAY INC COM 781182100 383 53540 SH Sole 53540
SARA LEE CORP COM 803111103 60210 3682549 SH Sole 2986729 695820
SCHLUMBERGER LTD COM 806857108 4864 81430 SH Sole 70770 10660
SEAGATE TECHNOLOGY COM G7945M107 101632 9891220 SH Sole 8065980 1825240
SHIRE PLC-ADR COM 82481R106 5179 55140 SH Sole 46610 8530
SPDR GOLD TRUST COM 78463V107 4826 30530 SH Sole 30530
ST JUDE MEDICAL INC COM 790849103 14983 414010 SH Sole 414010
STARWOOD PROPERTY TRUST INC COM 85571B105 20388 1188137 SH Sole 1188137
STATE STREET CORP COM 857477103 5239 162910 SH Sole 138860 24050
STEELCASE INC-CL A COM 858155203 338 53500 SH Sole 53500
STILLWATER MINING COM 86074Q102 241 28326 SH Sole 28326
STONE ENERGY CORP COM 861642106 280 17245 SH Sole 17245
SYNERON MEDICAL LTD COM M87245102 433 43664 SH Sole 43664
TE CONNECTIVITY LTD COM H84989104 130617 4641691 SH Sole 3784831 856860
TEEKAY CORPORATION COM Y8564W103 14330 633792 SH Sole 514678 119114
TEEKAY OFFSHORE PARTNERS LP COM Y8565J101 802 32630 SH Sole 32630
TENNECO INC COM 880349105 84193 3287506 SH Sole 2676990 610516
TERADYNE INC COM 880770102 258 23401 SH Sole 23401
TEVA PHARMACEUTICAL-SP ADR COM 881624209 3869 103940 SH Sole 99000 4940
THE TRAVELERS COS INC COM 89417E109 5264 108020 SH Sole 94540 13480
THERAVANCE INC COM 88338T104 52200 2591867 SH Sole 2109059 482808
THERMO FISHER SCIENTIFIC INC COM 883556102 3869 76410 SH Sole 65990 10420
TITAN INTERNATIONAL INC COM 88830M102 235 15698 SH Sole 15698
TIVO INC COM 888706108 28629 3065247 SH Sole 3065247
TYCO INTERNATIONAL LTD COM H89128104 157336 3861000 SH Sole 3155240 705760
UNION BANKSHARES CORP COM 90662P104 495 46173 SH Sole 46173
UNITED RENTALS, INC. COM 911363109 215 12738 SH Sole 12738
US BANCORP COM 902973304 7367 312960 SH Sole 271880 41080
VALEANT PHARMACEUTICALS INTNL COM 91911K102 153617 4138399 SH Sole 3375752 762647
VALSPAR CORP COM 920355104 175817 5633360 SH Sole 4587902 1045458
VODAFONE GROUP PLC-SP ADR COM 92857W209 1139 44410 SH Sole 44410
W&T OFFSHORE INC COM 92922P106 209 15172 SH Sole 15172
WAL-MART STORES INC COM 931142103 3011 58020 SH Sole 51480 6540
WALTER ENERGY INC COM 93317Q105 55509 924993 SH Sole 754540 170453
WARREN RESOURCES INC COM 93564A100 451 188080 SH Sole 188080
WASHINGTON FEDERAL INC COM 938824109 361 28309 SH Sole 28309
WELLPOINT INC COM 94973V107 19506 298802 SH Sole 298802
WELLS FARGO & CO COM 949746101 5181 214810 SH Sole 189900 24910
WYNDHAM WORLDWIDE CORP COM 98310W108 238120 8352154 SH Sole 6814834 1537320
YAHOO! INC COM 984332106 20631 1567739 SH Sole 1567739
- LPS DEC 17 PUTS PUT 52602E10p 3591 10261 SH Sole 10261
- RUT NOV 640 PUTS PUT 9218 2004 SH Sole 2004
OMNICARE 3.75% CONV 681904AN8 302 270000 PRN Sole 270000