The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| CAREDX INC | COM | 14167L103 | 883 | 126,121 | SH | DFND | 1 | 0 | 126,121 | 0 | |
| CAREDX INC | COM | 14167L103 | 2,795 | 399,347 | SH | DFND | 2 | 0 | 399,347 | 0 | |
| CAREDX INC | COM | 14167L103 | 457 | 65,253 | SH | DFND | 3 | 0 | 65,253 | 0 | |
| MANDALAY DIGITAL GROUP INC | COM NEW | 562562207 | 317 | 69,201 | SH | DFND | 2 | 0 | 69,201 | 0 | |
| ROCKET FUEL INC | COM | 773111109 | 6,758 | 427,699 | SH | DFND | 2 | 0 | 427,699 | 0 | |
| SMART TECHNOLOGIES INC | COM SHS | 83172R108 | 28,645 | 17,466,633 | SH | SOLE | 0 | 17,466,633 | 0 | 0 | |
| VITAE PHARMACEUTICALS INC | COM | 92847N103 | 807 | 105,751 | SH | DFND | 1 | 0 | 105,751 | 0 | |