The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACXIOM CORP | COM | 005125109 | 39,620 | 1,071,392 | SH | DFND | 1 | 1,071,392 | 0 | 0 | |
ACXIOM CORP | COM | 005125109 | 19,016 | 514,211 | SH | DFND | 2 | 514,211 | 0 | 0 | |
ACXIOM CORP | COM | 005125109 | 19,607 | 530,200 | SH | Call | DFND | 1 | 530,200 | 0 | 0 |
ACXIOM CORP | COM | 005125109 | 9,360 | 253,100 | SH | Call | DFND | 2 | 253,100 | 0 | 0 |
AEROPOSTALE | COM | 007865108 | 6,780 | 745,909 | SH | DFND | 1 | 745,909 | 0 | 0 | |
AEROPOSTALE | COM | 007865108 | 3,254 | 357,996 | SH | DFND | 2 | 357,996 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 8,895 | 188,542 | SH | DFND | 1 | 188,542 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 4,651 | 98,571 | SH | DFND | 2 | 98,571 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 18,523 | 362,838 | SH | DFND | 1 | 362,838 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 8,749 | 171,376 | SH | DFND | 2 | 171,376 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 11,741 | 654,800 | SH | Call | DFND | 1 | 654,800 | 0 | 0 |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 5,546 | 309,300 | SH | Call | DFND | 2 | 309,300 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 22,828 | 135,100 | SH | Put | DFND | 1 | 135,100 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 10,966 | 64,900 | SH | Put | DFND | 2 | 64,900 | 0 | 0 |
COMVERSE INC | COM | 20585P105 | 31,095 | 801,423 | SH | DFND | 1 | 801,423 | 0 | 0 | |
COMVERSE INC | COM | 20585P105 | 14,687 | 378,529 | SH | DFND | 2 | 378,529 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 51,310 | 729,042 | SH | DFND | 1 | 729,042 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 24,235 | 344,341 | SH | DFND | 2 | 344,341 | 0 | 0 | |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 54,352 | 1,531,049 | SH | DFND | 1 | 1,531,049 | 0 | 0 | |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 26,551 | 747,926 | SH | DFND | 2 | 747,926 | 0 | 0 | |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 13,210 | 372,100 | SH | Call | DFND | 1 | 372,100 | 0 | 0 |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 6,241 | 175,800 | SH | Call | DFND | 2 | 175,800 | 0 | 0 |
DRESSER-RAND GROUP INC | COM | 261608103 | 6,141 | 102,981 | SH | DFND | 1 | 102,981 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 2,947 | 49,423 | SH | DFND | 2 | 49,423 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 6,181 | 124,322 | SH | DFND | 1 | 124,322 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 2,967 | 59,678 | SH | DFND | 2 | 59,678 | 0 | 0 | |
ENGILITY HLDGS INC | COM | 29285W104 | 4,154 | 124,361 | SH | DFND | 1 | 124,361 | 0 | 0 | |
ENGILITY HLDGS INC | COM | 29285W104 | 1,962 | 58,738 | SH | DFND | 2 | 58,738 | 0 | 0 | |
ENTROPIC COMMUNICATIONS INC | COM | 29384R105 | 6,103 | 1,298,469 | SH | DFND | 1 | 1,298,469 | 0 | 0 | |
ENTROPIC COMMUNICATIONS INC | COM | 29384R105 | 2,882 | 613,283 | SH | DFND | 2 | 613,283 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 8,125 | 116,636 | SH | DFND | 1 | 116,636 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 3,837 | 55,089 | SH | DFND | 2 | 55,089 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 13,077 | 90,961 | SH | DFND | 1 | 90,961 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 6,177 | 42,962 | SH | DFND | 2 | 42,962 | 0 | 0 | |
FRANCESCAS HLDGS CORP | COM | 351793104 | 1,818 | 98,800 | SH | Put | DFND | 1 | 98,800 | 0 | 0 |
FRANCESCAS HLDGS CORP | COM | 351793104 | 824 | 44,800 | SH | Put | DFND | 2 | 44,800 | 0 | 0 |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 19,880 | 694,620 | SH | DFND | 1 | 694,620 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 9,541 | 333,380 | SH | DFND | 2 | 333,380 | 0 | 0 | |
INTRALINKS HLDGS INC | COM | 46118H104 | 16,917 | 1,396,911 | SH | DFND | 1 | 1,396,911 | 0 | 0 | |
INTRALINKS HLDGS INC | COM | 46118H104 | 7,990 | 659,789 | SH | DFND | 2 | 659,789 | 0 | 0 | |
KOPIN CORP | COM | 500600101 | 9,020 | 2,137,333 | SH | DFND | 1 | 2,137,333 | 0 | 0 | |
KOPIN CORP | COM | 500600101 | 4,349 | 1,030,498 | SH | DFND | 2 | 1,030,498 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 24,772 | 844,026 | SH | DFND | 1 | 844,026 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 11,700 | 398,649 | SH | DFND | 2 | 398,649 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 977 | 33,300 | SH | Call | DFND | 1 | 33,300 | 0 | 0 |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 446 | 15,200 | SH | Call | DFND | 2 | 15,200 | 0 | 0 |
MOVE INC | COM NEW | 62458M207 | 9,581 | 599,172 | SH | DFND | 1 | 599,172 | 0 | 0 | |
MOVE INC | COM NEW | 62458M207 | 4,525 | 283,007 | SH | DFND | 2 | 283,007 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 14,402 | 799,213 | SH | DFND | 1 | 799,213 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 6,802 | 377,484 | SH | DFND | 2 | 377,484 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 1,707 | 186,600 | SH | Call | DFND | 1 | 186,600 | 0 | 0 |
PENNEY J C INC | COM | 708160106 | 779 | 85,100 | SH | Call | DFND | 2 | 85,100 | 0 | 0 |
PHI INC | COM NON VTG | 69336T205 | 6,677 | 153,859 | SH | DFND | 1 | 153,859 | 0 | 0 | |
PHI INC | COM NON VTG | 69336T205 | 3,205 | 73,841 | SH | DFND | 2 | 73,841 | 0 | 0 | |
PROGRESSIVE WASTE SOLUTIONS | COM | 74339G101 | 27,901 | 1,127,297 | SH | DFND | 1 | 1,127,297 | 0 | 0 | |
PROGRESSIVE WASTE SOLUTIONS | COM | 74339G101 | 14,010 | 566,042 | SH | DFND | 2 | 566,042 | 0 | 0 | |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 196 | 3,600 | SH | Put | DFND | 1 | 3,600 | 0 | 0 |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 93 | 1,700 | SH | Put | DFND | 2 | 1,700 | 0 | 0 |
ROGERS CORP | COM | 775133101 | 20,637 | 335,568 | SH | DFND | 1 | 335,568 | 0 | 0 | |
ROGERS CORP | COM | 775133101 | 9,747 | 158,495 | SH | DFND | 2 | 158,495 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 43,868 | 621,890 | SH | DFND | 1 | 621,890 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 21,054 | 298,474 | SH | DFND | 2 | 298,474 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 9,713 | 137,700 | SH | Call | DFND | 1 | 137,700 | 0 | 0 |
SANDISK CORP | COM | 80004C101 | 4,395 | 62,300 | SH | Call | DFND | 2 | 62,300 | 0 | 0 |
SOLARWINDS INC | COM | 83416B109 | 16,773 | 443,377 | SH | DFND | 1 | 443,377 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 7,922 | 209,416 | SH | DFND | 2 | 209,416 | 0 | 0 | |
UNI PIXEL INC | COM NEW | 904572203 | 468 | 46,709 | SH | DFND | 1 | 46,709 | 0 | 0 | |
UNI PIXEL INC | COM NEW | 904572203 | 224 | 22,417 | SH | DFND | 2 | 22,417 | 0 | 0 | |
VERINT SYS INC | COM | 92343X100 | 38,123 | 887,812 | SH | DFND | 1 | 887,812 | 0 | 0 | |
VERINT SYS INC | COM | 92343X100 | 18,006 | 419,331 | SH | DFND | 2 | 419,331 | 0 | 0 |