The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACTAVIS PLC | SHS | G0083B108 | 140,031 | 544,000 | SH | SOLE | 544,000 | 0 | 0 | ||
| AECOM TECHNOLOGY CORP DELAWA | COM | 00766T100 | 30,370 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| AEGEAN MARINE PETE NETWORK I | NOTE 4.000%11/0 | Y0020QAA9 | 7,650 | 6,520,000 | PRN | SOLE | 0 | 0 | 0 | ||
| ALTRA INDL MOTION CORP | NOTE 2.750% 3/0 | 02208RAE6 | 25,465 | 21,700,000 | PRN | SOLE | 0 | 0 | 0 | ||
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 19,761 | 2,183,497 | SH | SOLE | 2,183,497 | 0 | 0 | ||
| APOLLO COML REAL EST FIN INC | NOTE 5.500% 3/1 | 03762UAA3 | 5,934 | 6,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| APPLIED MATLS INC | COM | 038222105 | 74,760 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 4,263 | 273,184 | SH | SOLE | 273,184 | 0 | 0 | ||
| BLUCORA INC | NOTE 4.250% 4/0 | 095229AB6 | 16,387 | 17,310,000 | PRN | SOLE | 0 | 0 | 0 | ||
| BOSTON PRIVATE FINL HLDGS IN | *W EXP 11/21/201 | 101119113 | 1,524 | 241,502 | SH | SOLE | 241,502 | 0 | 0 | ||
| BROADCOM CORP | CL A | 111320107 | 121,567 | 2,805,605 | SH | SOLE | 2,805,605 | 0 | 0 | ||
| CBS CORP NEW | CL B | 124857202 | 58,514 | 1,057,350 | SH | SOLE | 1,057,350 | 0 | 0 | ||
| CF INDS HLDGS INC | COM | 125269100 | 54,508 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| CORSICANTO LTD | NOTE 3.500% 1/1 | 220480AB3 | 2,859 | 4,450,000 | PRN | SOLE | 0 | 0 | 0 | ||
| COVIDIEN PLC | SHS | G2554F113 | 97,268 | 950,993 | SH | SOLE | 950,993 | 0 | 0 | ||
| DOLLAR GEN CORP NEW | COM | 256677105 | 44,188 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
| ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 11,288 | 10,922,000 | PRN | SOLE | 0 | 0 | 0 | ||
| FAMILY DLR STORES INC | COM | 307000109 | 79,210 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| FOREST CITY ENTERPRISES INC | NOTE 4.250% 8/1 | 345550AP2 | 19,277 | 16,896,000 | PRN | SOLE | 0 | 0 | 0 | ||
| FOREST CITY ENTERPRISES INC | NOTE 3.625% 8/1 | 345550AR8 | 14,894 | 14,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 2,865 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| GARNERO GROUP ACQUISITION CO | UNIT 99/99/9999 | G5866L124 | 3,086 | 308,250 | SH | SOLE | 308,250 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 94,260 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
| GLOBALSTAR INC | COM | 378973408 | 2,750 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| HALLIBURTON CO | COM | 406216101 | 22,022 | 559,928 | SH | SOLE | 559,928 | 0 | 0 | ||
| INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 13,062 | 309,821 | SH | SOLE | 309,821 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 50,806 | 1,400,000 | SH | Put | SOLE | 1,400,000 | 0 | 0 | |
| INVESTORS BANCORP INC NEW | COM | 46146L101 | 101,025 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 14,813 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | 29,425 | 840,000 | SH | SOLE | 840,000 | 0 | 0 | ||
| MGIC INVT CORP WIS | COM | 552848103 | 3,428 | 367,800 | SH | SOLE | 367,800 | 0 | 0 | ||
| MOLSON COORS BREWING CO | CL B | 60871R209 | 11,178 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| NEWPARK RES INC | NOTE 4.000%10/0 | 651718AC2 | 27,224 | 24,189,000 | PRN | SOLE | 0 | 0 | 0 | ||
| NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 58,118 | 2,574,999 | SH | SOLE | 2,574,999 | 0 | 0 | ||
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 18,194 | 1,275,000 | SH | SOLE | 1,275,000 | 0 | 0 | ||
| RCS CAP CORP | COM CL A | 74937W102 | 3,366 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
| RENEWABLE ENERGY GROUP INC | MTNF 2.750% 6/1 | 75972AAA1 | 3,355 | 3,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
| SMART & FINAL STORES INC | COM | 83190B101 | 27,186 | 1,728,295 | SH | SOLE | 1,728,295 | 0 | 0 | ||
| SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 20,207 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 76,029 | 369,900 | SH | Put | SOLE | 369,900 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 7,222 | 150,892 | SH | SOLE | 150,892 | 0 | 0 | ||
| STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 45,214 | 36,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
| TALISMAN ENERGY INC | COM | 87425E103 | 15,775 | 2,014,628 | SH | SOLE | 2,014,628 | 0 | 0 | ||
| TFS FINL CORP | COM | 87240R107 | 74,425 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
| THERAVANCE INC | COM | 88338T104 | 23,770 | 1,679,889 | SH | SOLE | 1,679,889 | 0 | 0 | ||
| UNITED CONTL HLDGS INC | COM | 910047109 | 11,338 | 169,500 | SH | SOLE | 169,500 | 0 | 0 | ||
| WEB COM GROUP INC | NOTE 1.000% 8/1 | 94733AAA2 | 15,166 | 16,550,000 | PRN | SOLE | 0 | 0 | 0 | ||
| WEBMD HEALTH CORP | NOTE 1.500%12/0 | 94770VAK8 | 17,990 | 18,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| WILLIAMS COS INC DEL | COM | 969457100 | 7,647 | 170,166 | SH | SOLE | 170,166 | 0 | 0 | ||
| YAHOO INC | COM | 984332106 | 124,608 | 2,467,000 | SH | SOLE | 2,467,000 | 0 | 0 | ||