0001422107-13-000085.txt : 20130516 0001422107-13-000085.hdr.sgml : 20130516 20130516171552 ACCESSION NUMBER: 0001422107-13-000085 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 EFFECTIVENESS DATE: 20130516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 13852309 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR/A 1 fcm13f2013q1hramend.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [X]; Amendment Number:1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Farallon Capital Management, L.L.C. Address: One Maritime Plaza Suite 2100 San Francisco, California 94111 Form 13F File Number: 28-03896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark C. Wehrly Title: Managing Member Phone: (415) 421-2132 Signature, Place, and Date of Signing: /s/ Mark C. Wehrly San Francisco, California May 16, 2013 ------------------- Explanatory Note: This Amendment No. 1 restates the Form 13F Holdings Report filed by Farallon Capital Management, L.L.C. on May 15, 2013 (the "Original Report"). This Amendment No. 1 corrects data in the Information Table relating to the reported position in SPDR GOLD TRUST, by inserting "GOLD SHS" in Column 2 and "SH PUT" in Column 5. There are no other differences between the position information reported in this Amendment No. 1 and the position information reported in the Original Report. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $4,898,485 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06372 Farallon Partners, L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- ------------ ------------ --- ---- ------- -------- ------------ --------- 7 DAYS GROUP HLDGS LTD ADR 81783J101 2,552 190,000 SH OTHER 01 190,000 ABBVIE INC COM 00287Y109 9,685 237,500 SH OTHER 01 237,500 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 18,279 1,345,000 SH OTHER 01 1,345,000 AMERICAN EXPRESS CO COM 025816109 233,074 3,455,000 SH OTHER 01 3,455,000 AMERICAN TOWER CORP NEW COM 03027X100 71,536 930,000 SH OTHER 01 930,000 AMICUS THERAPEUTICS INC COM 03152W109 712 224,500 SH OTHER 01 224,500 ANACOR PHARMACEUTICALS INC COM 032420101 2,019 312,500 SH OTHER 01 312,500 ARQULE INC COM 04269E107 3,794 1,464,699 SH OTHER 01 1,464,699 BARD C R INC COM 067383109 26,707 265,000 SH OTHER 01 265,000 BERRY PETE CO CL A 085789105 40,967 885,000 SH OTHER 01 885,000 BP PLC SPONSORED ADR 055622104 34,304 810,000 SH OTHER 01 810,000 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 34,260 551,693 SH OTHER 01 551,693 CLEARWIRE CORP NEW CL A 18538Q105 36,149 11,157,010 SH OTHER 01 11,157,010 CONSTELLATION BRANDS INC CL A 21036P108 101,950 2,140,000 SH OTHER 01 2,140,000 COPA HOLDINGS SA CL A P31076105 38,571 322,470 SH OTHER 01 322,470 COPART INC COM 217204106 22,968 670,000 SH OTHER 01 670,000 CORONADO BIOSCIENCES INC COM 21976U109 1,021 105,000 SH OTHER 01 105,000 DELL INC COM 24702R101 35,284 2,462,228 SH OTHER 01 2,462,228 DELPHI AUTOMOTIVE PLC SHS G27823106 2,103 47,368 SH OTHER 01 47,368 DISNEY WALT CO COM DISNEY 254687106 130,072 2,290,000 SH OTHER 01 2,290,000 DOLLAR GEN CORP NEW COM 256677105 206,114 4,075,000 SH OTHER 01 4,075,000 DRYSHIPS INC. NOTE 5.000%12/ 262498AB4 29,299 33,750,000 PRN OTHER 01 33,750,000 DYNAVAX TECHNOLOGIES CORP COM 268158102 2,220 1,000,000 SH OTHER 01 1,000,000 E M C CORP MASS COM 268648102 168,544 7,055,000 SH OTHER 01 7,055,000 ELAN PLC ADR 284131208 29,649 2,512,600 SH OTHER 01 2,512,600 ENDOCYTE INC COM 29269A102 2,926 235,000 SH OTHER 01 235,000 EQUINIX INC COM NEW 29444U502 112,481 520,000 SH OTHER 01 520,000 EXPRESS SCRIPTS HLDG CO COM 30219G108 124,747 2,165,000 SH OTHER 01 2,165,000 FIDELITY NATL INFORMATION SV COM 31620M106 207,300 5,232,200 SH OTHER 01 5,232,200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 30,526 922,238 SH OTHER 01 922,238 GARDNER DENVER INC COM 365558105 2,629 35,000 SH OTHER 01 35,000 GOOGLE INC CL A 38259P508 79,800 100,500 SH OTHER 01 100,500 GRIFOLS S A SP ADR REP B NVT 398438408 13,470 464,334 SH OTHER 01 464,334 HALCON RES CORP COM NEW 40537Q209 13,319 1,709,816 SH OTHER 01 1,709,816 HARRIS TEETER SUPERMARKETS I COM 414585109 20,287 475,000 SH OTHER 01 475,000 HORIZON PHARMA INC COM 44047T109 6,025 2,223,071 SH OTHER 01 2,223,071 HUDSON PAC PPTYS INC COM 444097109 266,086 12,233,861 SH OTHER 01 12,233,861 ILLUMINA INC COM 452327109 16,194 300,000 SH OTHER 01 300,000 INGERSOLL-RAND PLC SHS G47791101 45,548 828,000 SH OTHER 01 828,000 KINDER MORGAN INC DEL COM 49456B101 115,963 2,998,000 SH OTHER 01 2,998,000 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 11,154 2,170,000 SH OTHER 01 2,170,000 LIFE TECHNOLOGIES CORP COM 53217V109 5,170 80,000 SH OTHER 01 80,000 MCMORAN EXPLORATION CO COM 582411104 36,328 2,221,900 SH OTHER 01 2,221,900 MERRIMACK PHARMACEUTICALS IN COM 590328100 6,512 1,067,538 SH OTHER 01 1,067,538 MONDELEZ INTL INC CL A 609207105 90,927 2,970,000 SH OTHER 01 2,970,000 NATIONAL BK HLDGS CORP CL A 633707104 36,463 1,992,500 SH OTHER 01 1,992,500 NEWS CORP CL A 65248E104 223,559 7,325,000 SH OTHER 01 7,325,000 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 85,176 1,669,460 SH OTHER 01 1,669,460 OFFICEMAX INC DEL COM 67622P101 9,993 860,700 SH OTHER 01 860,700 ONYX PHARMACEUTICALS INC COM 683399109 5,554 62,500 SH OTHER 01 62,500 OREXIGEN THERAPEUTICS INC COM 686164104 5,938 950,000 SH OTHER 01 950,000 OWENS ILL INC COM NEW 690768403 125,388 4,705,000 SH OTHER 01 4,705,000 PENDRELL CORP COM 70686R104 6,635 3,997,199 SH OTHER 01 3,997,199 PEP BOYS MANNY MOE & JACK COM 713278109 9,158 776,800 SH OTHER 01 776,800 PLAINS EXPL& PRODTN CO COM 726505100 45,885 966,600 SH OTHER 01 966,600 PRICELINE COM INC COM NEW 741503403 148,593 216,000 SH OTHER 01 216,000 REPROS THERAPEUTICS INC COM NEW 76028H209 4,878 303,000 SH OTHER 01 303,000 ROCKWELL COLLINS INC COM 774341101 122,453 1,940,000 SH OTHER 01 1,940,000 SALLY BEAUTY HLDGS INC COM 79546E104 115,317 3,925,000 SH OTHER 01 3,925,000 SANOFI RIGHT 12/31/2020 80105N113 2,363 1,320,000 SH OTHER 01 1,320,000 SPDR GOLD TRUST GOLD SHS 78463V107 92,682 600,000 SH PUT OTHER 01 600,000 STATE STR CORP COM 857477103 158,361 2,680,000 SH OTHER 01 2,680,000 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 1,016 185,800 SH OTHER 01 185,800 TATA MTRS LTD SPONSORED ADR 876568502 4,821 197,514 SH OTHER 01 197,514 TERADATA CORP DEL COM 88076W103 75,185 1,285,000 SH OTHER 01 1,285,000 TESARO INC COM 881569107 1,770 80,613 SH OTHER 01 80,613 TIFFANY & CO NEW COM 886547108 65,368 940,000 SH OTHER 01 940,000 TOWN SPORTS INTL HLDGS INC COM 89214A102 38,408 4,060,082 SH OTHER 01 4,060,082 TRANSDIGM GROUP INC COM 893641100 142,393 931,161 SH OTHER 01 931,161 VCA ANTECH INC COM 918194101 26,779 1,140,000 SH OTHER 01 1,140,000 VIRGIN MEDIA INC COM 92769L101 386,863 7,900,000 SH OTHER 01 7,900,000 VISA INC COM CL A 92826C839 141,545 833,400 SH OTHER 01 833,400 WMS INDS INC COM 929297109 15,882 630,000 SH OTHER 01 630,000 YAHOO INC COM 984332106 229,182 9,740,000 SH OTHER 01 9,740,000 YUM BRANDS INC COM 988498101 81,652 1,135,000 SH OTHER 01 1,135,000