The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 8,085 | 1,769,098 | SH | SOLE | 1,769,098 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 237 | 82,700 | SH | Put | SOLE | 82,700 | 0 | 0 | |
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 3,982 | 481,443 | SH | SOLE | 481,443 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 5,199 | 482,245 | SH | SOLE | 482,245 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 33,773 | 695,200 | SH | Put | SOLE | 695,200 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 3,984 | 82,000 | SH | SOLE | 82,000 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 2,555 | 183,965 | SH | SOLE | 183,965 | 0 | 0 | ||
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 20,614 | 1,794,100 | SH | Put | SOLE | 1,794,100 | 0 | 0 | |
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 2,476 | 215,510 | SH | SOLE | 215,510 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 48,481 | 4,957,128 | SH | SOLE | 4,957,128 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 7,713 | 625,032 | SH | SOLE | 625,032 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 56,983 | 16,908,864 | SH | SOLE | 16,908,864 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 278 | 19,085 | SH | SOLE | 19,085 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 21,461 | 1,357,459 | SH | SOLE | 1,357,459 | 0 | 0 | ||
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 8,709 | 646,090 | SH | SOLE | 646,090 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 33,434 | 2,500,662 | SH | SOLE | 2,500,662 | 0 | 0 | ||
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 9,937 | 673,696 | SH | SOLE | 673,696 | 0 | 0 | ||
BROOKFIELD TOTAL RETURN FD I | COM | 11283U108 | 2,799 | 127,510 | SH | SOLE | 127,510 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 53,279 | 2,117,600 | SH | Put | SOLE | 2,117,600 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 1,023 | 40,648 | SH | SOLE | 40,648 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 6,390 | 1,420,000 | SH | Put | SOLE | 1,420,000 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 283 | 27,143 | SH | SOLE | 27,143 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 7 | 795,108 | SH | SOLE | 795,108 | 0 | 0 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 9,582 | 3,446,796 | SH | SOLE | 3,446,796 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 145 | 15,555 | SH | SOLE | 15,555 | 0 | 0 | ||
DELAWARE INVTS DIV & INCOME | COM | 245915103 | 1,771 | 200,830 | SH | SOLE | 200,830 | 0 | 0 | ||
DEUTSCHE GLOBAL HIGH INCOME | COM | 25158V108 | 1,890 | 250,361 | SH | SOLE | 250,361 | 0 | 0 | ||
DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | 24,537 | 1,878,803 | SH | SOLE | 1,878,803 | 0 | 0 | ||
DEUTSCHE HIGH INCOME TR | SHS | 25155R100 | 17,401 | 2,188,791 | SH | SOLE | 2,188,791 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 13,317 | 1,743,029 | SH | SOLE | 1,743,029 | 0 | 0 | ||
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 3,835 | 364,934 | SH | SOLE | 364,934 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 27,315 | 853,600 | SH | Put | SOLE | 853,600 | 0 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 2,054 | 64,200 | SH | SOLE | 64,200 | 0 | 0 | ||
DYNEGY INC NEW DEL | *W EXP 10/02/201 | 26817R116 | 344 | 731,344 | SH | SOLE | 731,344 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 13,318 | 993,166 | SH | SOLE | 993,166 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 3,912 | 277,830 | SH | SOLE | 277,830 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 589 | 40,521 | SH | SOLE | 40,521 | 0 | 0 | ||
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 26,013 | 2,426,544 | SH | SOLE | 2,426,544 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 22,492 | 3,322,300 | SH | Put | SOLE | 3,322,300 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 44,452 | 9,518,600 | SH | Put | SOLE | 9,518,600 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 4,051 | 867,558 | SH | SOLE | 867,558 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 4,929 | 1,321,500 | SH | Put | SOLE | 1,321,500 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 3,176 | 851,358 | SH | SOLE | 851,358 | 0 | 0 | ||
GLOBAL HIGH INCOME FUND INC | COM | 37933G108 | 9,548 | 1,123,257 | SH | SOLE | 1,123,257 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 3,654 | 95,542 | SH | SOLE | 95,542 | 0 | 0 | ||
INTERVAL LEISURE GROUP INC | COM | 46113M108 | 532 | 34,053 | SH | SOLE | 34,053 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 4,626 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 747 | 6,549 | SH | SOLE | 6,549 | 0 | 0 | ||
ISHARES TR | A RATE CP BD ETF | 46429B291 | 1,148 | 22,687 | SH | SOLE | 22,687 | 0 | 0 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 1,323 | 12,651 | SH | SOLE | 12,651 | 0 | 0 | ||
ISHARES TR | INTERM CR BD ETF | 464288638 | 697 | 6,493 | SH | SOLE | 6,493 | 0 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 262 | 2,473 | SH | SOLE | 2,473 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 839 | 10,414 | SH | SOLE | 10,414 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 22,581 | 639,864 | SH | SOLE | 639,864 | 0 | 0 | ||
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 1,344 | 108,600 | SH | SOLE | 108,600 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 1,460 | 82,161 | SH | SOLE | 82,161 | 0 | 0 | ||
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 3,351 | 289,404 | SH | SOLE | 289,404 | 0 | 0 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 543 | 421,300 | SH | Put | SOLE | 421,300 | 0 | 0 | |
LMP CAP & INCOME FD INC | COM | 50208A102 | 231 | 18,712 | SH | SOLE | 18,712 | 0 | 0 | ||
MANAGED HIGH YIELD PLUS FD I | COM | 561911108 | 10,792 | 6,132,069 | SH | SOLE | 6,132,069 | 0 | 0 | ||
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 17,803 | 1,215,200 | SH | SOLE | 1,215,200 | 0 | 0 | ||
MERITOR INC | COM | 59001K100 | 128 | 15,295 | SH | SOLE | 15,295 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 8,302 | 1,089,442 | SH | SOLE | 1,089,442 | 0 | 0 | ||
MFS INTERMEDIATE HIGH INC FD | SH BEN INT | 59318T109 | 3,134 | 1,350,832 | SH | SOLE | 1,350,832 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 7,480 | 1,357,565 | SH | SOLE | 1,357,565 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 16,666 | 2,450,870 | SH | SOLE | 2,450,870 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 10,641 | 1,054,630 | SH | SOLE | 1,054,630 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 1,039 | 135,656 | SH | SOLE | 135,656 | 0 | 0 | ||
NOBLE CORP PLC | SHS USD | G65431101 | 9,646 | 914,300 | SH | Put | SOLE | 914,300 | 0 | 0 | |
NOBLE CORP PLC | SHS USD | G65431101 | 910 | 86,249 | SH | SOLE | 86,249 | 0 | 0 | ||
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 171 | 15,767 | SH | SOLE | 15,767 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 393 | 55,358 | SH | SOLE | 55,358 | 0 | 0 | ||
NUVEEN QUALITY PFD INC FD 3 | COM | 67072W101 | 488 | 57,494 | SH | SOLE | 57,494 | 0 | 0 | ||
OI S.A. | SPN ADR NEW | 670851302 | 808 | 1,324,866 | SH | SOLE | 1,324,866 | 0 | 0 | ||
PACHOLDER HIGH YIELD FD INC | COM | 693742108 | 770 | 126,806 | SH | SOLE | 126,806 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 3,105 | 722,000 | SH | SOLE | 722,000 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 11,276 | 2,622,400 | SH | Put | SOLE | 2,622,400 | 0 | 0 | |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 31,426 | 1,742,993 | SH | SOLE | 1,742,993 | 0 | 0 | ||
PRUDENTIAL GLB SHT DUR HG YL | COM | 74433A109 | 2,053 | 145,071 | SH | SOLE | 145,071 | 0 | 0 | ||
PUTMAN HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | 2,673 | 365,665 | SH | SOLE | 365,665 | 0 | 0 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 259 | 56,893 | SH | SOLE | 56,893 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 29,646 | 5,989,125 | SH | SOLE | 5,989,125 | 0 | 0 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 22,689 | 1,338,600 | SH | Put | SOLE | 1,338,600 | 0 | 0 | |
STRATEGIC GLOBAL INCOME FD | COM | 862719101 | 740 | 84,432 | SH | SOLE | 84,432 | 0 | 0 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 426 | 42,734 | SH | SOLE | 42,734 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 48,083 | 3,883,900 | SH | Put | SOLE | 3,883,900 | 0 | 0 | |
UNISYS CORP | COM NEW | 909214306 | 537 | 48,560 | SH | SOLE | 48,560 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 62,952 | 7,888,700 | SH | Put | SOLE | 7,888,700 | 0 | 0 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,915 | 23,711 | SH | SOLE | 23,711 | 0 | 0 | ||
WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | 11,107 | 1,490,869 | SH | SOLE | 1,490,869 | 0 | 0 | ||
WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | 41,252 | 3,644,198 | SH | SOLE | 3,644,198 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 4,204 | 306,177 | SH | SOLE | 306,177 | 0 | 0 | ||
WESTERN ASSET EMRG MKT INCM | COM | 95766E103 | 13,997 | 1,438,577 | SH | SOLE | 1,438,577 | 0 | 0 | ||
WESTERN ASSET GLB PTNRS INCO | COM | 95766G108 | 5,031 | 650,794 | SH | SOLE | 650,794 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 4,855 | 307,266 | SH | SOLE | 307,266 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 16,686 | 1,183,381 | SH | SOLE | 1,183,381 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 14,925 | 3,182,405 | SH | SOLE | 3,182,405 | 0 | 0 | ||
WESTERN ASSET MGD HI INCM FD | COM | 95766L107 | 17,688 | 3,913,240 | SH | SOLE | 3,913,240 | 0 | 0 | ||
WESTERN ASSET WORLDWIDE INCO | COM | 957668106 | 2,577 | 255,656 | SH | SOLE | 255,656 | 0 | 0 |