The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANTARES PHARMA INC | COM | 036642106 | 10,298 | 3,800,000 | SH | DFND | 1 | 3,800,000 | 0 | 0 | |
APOLLO ED GROUP INC | CL A | 037604105 | 7,568 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
BLUCORA INC | COM | 095229100 | 10,573 | 774,000 | SH | DFND | 1 | 774,000 | 0 | 0 | |
BOINGO WIRELESS INC | COM | 09739C102 | 8,671 | 1,150,000 | SH | DFND | 1 | 1,150,000 | 0 | 0 | |
DEMAND MEDIA INC | COM NEW | 24802N208 | 5,240 | 916,000 | SH | DFND | 1 | 916,000 | 0 | 0 | |
EASTMAN KODAK CO | COM NEW | 277461406 | 11,394 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
FEMALE HEALTH CO | COM | 314462102 | 3,187 | 1,126,000 | SH | DFND | 1 | 1,126,000 | 0 | 0 | |
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 6,072 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
IGNITE RESTAURANT GROUP INC | COM | 451730105 | 1,164 | 240,000 | SH | DFND | 1 | 240,000 | 0 | 0 | |
IGNYTA INC | COM | 451731103 | 17,711 | 1,780,000 | SH | DFND | 1 | 1,780,000 | 0 | 0 | |
IMMUNOCELLULAR THERAPEUTICS | COM | 452536105 | 1,199 | 2,471,500 | SH | DFND | 1 | 2,471,500 | 0 | 0 | |
INSPIREMD INC | COM NEW | 45779A309 | 2,240 | 7,000,000 | SH | DFND | 1 | 7,000,000 | 0 | 0 | |
INVENTURE FOODS INC | COM | 461212102 | 6,714 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
KONGZHONG CORP | SPONSORED ADR | 50047P104 | 6,913 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | |
LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 5,540 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,013 | 202,634 | SH | DFND | 1 | 202,634 | 0 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 1,720 | 71,000 | SH | DFND | 1 | 71,000 | 0 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 10,486 | 1,090,000 | SH | DFND | 1 | 1,090,000 | 0 | 0 | |
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 6,865 | 1,148,000 | SH | DFND | 1 | 1,148,000 | 0 | 0 | |
QLOGIC CORP | COM | 747277101 | 6,898 | 468,000 | SH | DFND | 1 | 468,000 | 0 | 0 | |
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 1,413 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 30,965 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 16,389 | 2,700,000 | SH | DFND | 1 | 2,700,000 | 0 | 0 | |
SYNTA PHARMACEUTICALS CORP | COM | 87162T206 | 6,286 | 3,240,000 | SH | DFND | 1 | 3,240,000 | 0 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 8,883 | 512,000 | SH | DFND | 1 | 512,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 21,241 | 2,284,000 | SH | DFND | 1 | 2,284,000 | 0 | 0 | |
VOCERA COMMUNICATIONS INC | COM | 92857F107 | 8,988 | 906,000 | SH | DFND | 1 | 906,000 | 0 | 0 |