The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 18,729 | 225,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 225,000 | 0 | 0 | |
| BABCOCK & WILCOX CO NEW | COM | 05615F102 | 108,304 | 3,375,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,375,000 | 0 | 0 | |
| BANK NEW YORK MELLON CORP | COM | 064058100 | 30,180 | 750,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 750,000 | 0 | 0 | |
| BRINKS CO | COM | 109696104 | 57,332 | 2,075,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,075,000 | 0 | 0 | |
| CALGON CARBON CORP | COM | 129603106 | 3,161 | 150,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 150,000 | 0 | 0 | |
| CLEAN HARBORS INC | COM | 184496107 | 25,551 | 450,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 450,000 | 0 | 0 | |
| CURTISS WRIGHT CORP | COM | 231561101 | 36,231 | 490,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 490,000 | 0 | 0 | |
| DARDEN RESTAURANTS INC | COM | 237194105 | 806,771 | 11,635,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 11,635,000 | 0 | 0 | |
| DSP GROUP INC | COM | 23332B106 | 4,672 | 390,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 390,000 | 0 | 0 | |
| INSPERITY INC | COM | 45778Q107 | 174,438 | 3,335,976 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,335,976 | 0 | 0 | |
| INTEGRATED SILICON SOLUTION | COM | 45812P107 | 49,630 | 2,774,150 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,774,150 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,264,843 | 10,170,000 | SH | Put | DFND | 1, 2, 3, 4, 5, 6 | 10,170,000 | 0 | 0 |
| LSB INDS INC | COM | 502160104 | 71,294 | 1,725,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,725,000 | 0 | 0 | |
| MEADWESTVACO CORP | COM | 583334107 | 503,380 | 10,093,836 | SH | DFND | 1, 2, 3, 4, 5, 6 | 10,093,836 | 0 | 0 | |
| MICREL INC | COM | 594793101 | 102,273 | 6,782,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 6,782,000 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 74,520 | 8,100,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
| OFFICE DEPOT INC | COM | 676220106 | 406,753 | 44,212,311 | SH | DFND | 1, 2, 3, 4, 5, 6 | 44,212,311 | 0 | 0 | |
| QUANTUM CORP | NOTE 4.500% 11/1 | 747906AJ4 | 35,896 | 30,550,000 | PRN | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 30,550,000 | |
| QUANTUM CORP | COM DSSG | 747906204 | 41,112 | 25,695,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 25,695,000 | 0 | 0 | |
| REALD INC | COM | 75604L105 | 63,311 | 4,950,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,950,000 | 0 | 0 | |
| STAPLES INC | COM | 855030102 | 231,654 | 14,225,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
| STAPLES INC | COM | 855030102 | 167,032 | 10,256,811 | SH | DFND | 1, 2, 3, 4, 5, 6 | 10,256,811 | 0 | 0 | |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 38,975 | 675,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 675,000 | 0 | 0 | |
| TESSERA TECHNOLOGIES INC | COM | 88164L100 | 104,728 | 2,600,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,600,000 | 0 | 0 | |
| TITAN INTL INC ILL | COM | 88830M102 | 5,148 | 550,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 550,000 | 0 | 0 | |
| UNWIRED PLANET INC NEW | COM | 91531F103 | 6,121 | 10,704,282 | SH | DFND | 1, 2, 3, 4, 5, 6 | 10,704,282 | 0 | 0 | |
| WAUSAU PAPER CORP | COM | 943315101 | 71,475 | 7,500,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,500,000 | 0 | 0 | |
| YAHOO INC | COM | 984332106 | 303,243 | 6,824,420 | SH | DFND | 1, 2, 3, 4, 5, 6 | 6,824,420 | 0 | 0 | |