The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVENT SOFTWARE INC | COM | 007974108 | 10,610 | 240,000 | SH | OTR | 1 | 225,000 | 15,000 | 0 | |
| ASSOCIATED ESTATES RLTY CORP | COM | 045604105 | 11,007 | 384,445 | SH | OTR | 1 | 383,445 | 1,000 | 0 | |
| ALLIANCE BANCORP INC PA NEW | COM | 01890A108 | 8,495 | 372,744 | SH | SOLE | 372,744 | 0 | 0 | ||
| ANN INC | COM | 035623107 | 10,320 | 213,700 | SH | OTR | 1 | 193,700 | 20,000 | 0 | |
| BRIDGE CAP HLDGS | COM | 108030107 | 441 | 14,800 | SH | OTR | 1 | 0 | 14,800 | 0 | |
| BAKER HUGHES INC | COM | 057224107 | 2,841 | 46,050 | SH | OTR | 1 | 36,050 | 10,000 | 0 | |
| BROADCOM CORP | CL A | 111320107 | 90 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
| CITY NATL CORP | COM | 178566105 | 19,921 | 220,388 | SH | OTR | 1 | 208,866 | 11,522 | 0 | |
| CYAN INC | COM | 23247W104 | 2,913 | 555,991 | SH | SOLE | 555,991 | 0 | 0 | ||
| DIRECTV | COM | 25490A309 | 16,702 | 180,000 | SH | OTR | 1 | 167,500 | 12,500 | 0 | |
| EXCEL TR INC | COM | 30068C109 | 54 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
| FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | 12,379 | 309,700 | SH | OTR | 1 | 284,700 | 25,000 | 0 | |
| HERITAGE FINL GROUP INC | COM | 42726X102 | 16,236 | 537,517 | SH | OTR | 1 | 516,617 | 20,900 | 0 | |
| HOSPIRA INC | COM | 441060100 | 10,406 | 117,300 | SH | OTR | 1 | 107,300 | 10,000 | 0 | |
| HUDSON VALLEY HOLDING CORP | COM | 444172100 | 430 | 15,252 | SH | OTR | 1 | 0 | 15,252 | 0 | |
| IGATE CORP | COM | 45169U105 | 13,572 | 282,809 | SH | SOLE | 282,809 | 0 | 0 | ||
| KYTHERA BIOPHARMACEUTICALS I | COM | 501570105 | 2,815 | 37,378 | SH | SOLE | 37,378 | 0 | 0 | ||
| LNB BANCORP INC | COM | 502100100 | 155 | 8,357 | SH | SOLE | 8,357 | 0 | 0 | ||
| ONEIDA FINL CORP MD | COM | 682479100 | 12,337 | 603,266 | SH | SOLE | 603,266 | 0 | 0 | ||
| ORBITZ WORLDWIDE INC | COM | 68557K109 | 19 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
| PALL CORP | COM | 696429307 | 7,222 | 58,035 | SH | SOLE | 58,035 | 0 | 0 | ||
| PALMETTO BANCSHARES INC | COM NEW | 697062206 | 4,873 | 246,496 | SH | SOLE | 246,496 | 0 | 0 | ||
| PMFG INC | COM | 69345P103 | 1,973 | 306,852 | SH | SOLE | 306,852 | 0 | 0 | ||
| QEP MIDSTREAM PARTNERS LP | COM UNIT RP LTD | 74735R115 | 345 | 19,659 | SH | SOLE | 19,659 | 0 | 0 | ||
| RENASANT CORP | COM | 75970E107 | 174 | 5,348 | SH | SOLE | 5,348 | 0 | 0 | ||
| ROSETTA RESOURCES INC | COM | 777779307 | 258 | 11,168 | SH | SOLE | 11,168 | 0 | 0 | ||
| RTI INTL METALS INC | COM | 74973W107 | 6,444 | 204,430 | SH | OTR | 1 | 184,413 | 20,017 | 0 | |
| SIGMA ALDRICH CORP | COM | 826552101 | 15,328 | 110,000 | SH | OTR | 1 | 104,500 | 5,500 | 0 | |
| STATE INVS BANCORP INC | COM | 857030100 | 3,288 | 155,085 | SH | OTR | 1 | 150,085 | 5,000 | 0 | |
| SQUARE 1 FINL INC | CL A | 85223W101 | 4,910 | 179,515 | SH | OTR | 1 | 149,615 | 29,900 | 0 | |
| STERLING BANCORP DEL | COM | 85917A100 | 213 | 14,477 | SH | SOLE | 14,477 | 0 | 0 | ||
| SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 12,646 | 895,633 | SH | OTR | 1 | 820,633 | 75,000 | 0 | |
| DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | 5,081 | 80,922 | SH | SOLE | 80,922 | 0 | 0 | ||
| VALLEY FINL CORP VA | COM | 919629105 | 4,175 | 194,909 | SH | SOLE | 194,909 | 0 | 0 | ||
| WESTERN ALLIANCE BANCORP | COM | 957638109 | 412 | 12,218 | SH | SOLE | 12,218 | 0 | 0 | ||