The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 943 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
ALPHA NATURAL RESOURCES INC | COM | 02076X902 | 7,657 | 1,461,200 | SH | Call | SOLE | 1,461,200 | 0 | 0 | |
AMERISTAR CASINOS INC | COM | 03070Q101 | 14,275 | 542,982 | SH | SOLE | 542,982 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 22,776 | 265,055 | SH | SOLE | 265,055 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511957 | 22,849 | 265,900 | SH | Put | SOLE | 265,900 | 0 | 0 | |
APPLE INC | COM | 037833900 | 1,983 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 11,499 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
ASIAINFO-LINKAGE INC | COM | 04518A104 | 5,799 | 502,484 | SH | SOLE | 502,484 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 2,122 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
BELO CORP | COM SER A | 080555105 | 43,253 | 3,100,538 | SH | SOLE | 3,100,538 | 0 | 0 | ||
BERRY PETE CO | CL A | 085789105 | 18,978 | 448,443 | SH | SOLE | 448,443 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 3,705 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BMC SOFTWARE INC | COM | 055921100 | 121,240 | 2,686,469 | SH | SOLE | 2,686,469 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | UNIT 99/99/9999 | 14056V204 | 9,090 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO N V | COM | 167250959 | 11,926 | 199,900 | SH | Put | SOLE | 199,900 | 0 | 0 | |
CHIQUITA BRANDS INTL INC | COM | 170032809 | 28,084 | 2,571,779 | SH | SOLE | 2,571,779 | 0 | 0 | ||
CHIQUITA BRANDS INTL INC | NOTE 4.250% 8/16 | 170032AT3 | 17,467 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
CLEARWIRE CORP NEW | CL A | 18538Q105 | 72 | 14,372 | SH | SOLE | 14,372 | 0 | 0 | ||
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 2,312 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 28,985 | 556,114 | SH | SOLE | 556,114 | 0 | 0 | ||
CONSTELLATION BRANDS INC | COM | 21036P958 | 43,260 | 830,000 | SH | Put | SOLE | 830,000 | 0 | 0 | |
CONSTELLATION BRANDS INC | COM | 21036P908 | 8,339 | 160,000 | SH | Call | SOLE | 160,000 | 0 | 0 | |
CONSTELLIUM HOLDCO B V | CL A | N22035104 | 7,907 | 489,577 | SH | SOLE | 489,577 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 4,390 | 255,511 | SH | SOLE | 255,511 | 0 | 0 | ||
CUSTOMERS BANCORP INC | COM | 23204G100 | 1,687 | 103,833 | SH | SOLE | 103,833 | 0 | 0 | ||
DELL INC | COM | 24702R951 | 3,331 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
DELL INC | COM | 24702R101 | 298,780 | 22,422,512 | SH | SOLE | 22,422,512 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 17,742 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
DOLE FOOD CO INC NEW | COM | 256603101 | 10,144 | 795,633 | SH | SOLE | 795,633 | 0 | 0 | ||
EBIX INC | COM | 278715206 | 14,359 | 1,550,600 | SH | SOLE | 1,550,600 | 0 | 0 | ||
ELAN PLC | ADR | 284131208 | 54,439 | 3,850,000 | SH | SOLE | 3,850,000 | 0 | 0 | ||
EXACTTARGET INC | COM | 30064K105 | 22,957 | 680,800 | SH | SOLE | 680,800 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 5,526 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 5,526 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GARDNER DENVER INC | COM | 365558105 | 143,724 | 1,911,731 | SH | SOLE | 1,911,731 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/2016 | 37045V118 | 20,666 | 861,077 | SH | SOLE | 861,077 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/2019 | 37045V126 | 14,079 | 861,077 | SH | SOLE | 861,077 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V950 | 38,307 | 1,150,000 | SH | Put | SOLE | 1,150,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,815 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GRACE W R & CO DEL | COM | 38388F108 | 7,564 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
HEARTWARE INTL INC | NOTE 3.500%12/17 | 422368AA8 | 18,752 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
HEARTWARE INTL INC | COM | 422368100 | 19,973 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
HERBALIFE LTD | COM | G4412G951 | 4,965 | 110,000 | SH | Put | SOLE | 110,000 | 0 | 0 | |
HERBALIFE LTD | COM | G4412G901 | 17,153 | 380,000 | SH | Call | SOLE | 380,000 | 0 | 0 | |
HOMESTREET INC | COM | 43785V102 | 7,772 | 362,338 | SH | SOLE | 362,338 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 918 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 721 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H950 | 24,283 | 460,000 | SH | Put | SOLE | 460,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 42,418 | 803,514 | SH | SOLE | 803,514 | 0 | 0 | ||
KAR AUCTION SVCS INC | COM | 48238T109 | 1,715 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 7,439 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | *W EXP 05/25/2017 | 49456B119 | 1,650 | 322,340 | SH | SOLE | 322,340 | 0 | 0 | ||
KIPS BAY MED INC | COM | 49726K105 | 327 | 311,800 | SH | SOLE | 311,800 | 0 | 0 | ||
LENDER PROCESSING SVCS INC | COM | 52602E102 | 25,880 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 202,800 | 2,740,542 | SH | SOLE | 2,740,542 | 0 | 0 | ||
LINNCO LLC | COMSHS LTD INT | 535782106 | 1,491 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
LINNCO LLC | COM | 535782956 | 1,864 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
LYON WILLIAM HOMES | CL A | 552074700 | 2,161 | 85,712 | SH | SOLE | 85,712 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | COM | N53745950 | 30,480 | 460,000 | SH | Put | SOLE | 460,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | COM | N53745900 | 9,939 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 110,129 | 1,662,075 | SH | SOLE | 1,662,075 | 0 | 0 | ||
NATIONAL FINL PARTNERS CORP | COM | 63607P208 | 6,286 | 248,375 | SH | SOLE | 248,375 | 0 | 0 | ||
OMTHERA PHARMACEUTICALS INC | COM | 68217A103 | 5,979 | 449,535 | SH | SOLE | 449,535 | 0 | 0 | ||
ONYX PHARMACEUTICALS INC | COM | 683399109 | 3,039 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
OPTIMER PHARMACEUTICALS INC | COM | 68401H104 | 22,429 | 1,550,000 | SH | SOLE | 1,550,000 | 0 | 0 | ||
OPTIMER PHARMACEUTICALS INC | COM | 68401H954 | 5,788 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
PACTERA TECHNOLOGY INTL LTD | SPONSORED ADR | 695255109 | 9,115 | 1,350,307 | SH | SOLE | 1,350,307 | 0 | 0 | ||
PFIZER INC | COM | 717081953 | 5,602 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 765,077 | 27,314,419 | SH | SOLE | 27,314,419 | 0 | 0 | ||
POWER ONE INC | COM | 73930R102 | 3,034 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
PROLOR BIOTECH INC | COM | 74344F106 | 1,415 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
RUE21 INC | COM | 781295100 | 6,242 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 2,027 | 1,066,977 | SH | SOLE | 1,066,977 | 0 | 0 | ||
SIMCERE PHARMACEUTICAL GROUP | SPON ADR | 82859P104 | 2,395 | 252,673 | SH | SOLE | 252,673 | 0 | 0 | ||
SIX FLAGS ENTMT CORP | COM | 83001A102 | 38,254 | 1,088,000 | SH | SOLE | 1,088,000 | 0 | 0 | ||
SMITHFIELD FOODS INC | COM | 832248108 | 32,750 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 23,261 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 455,593 | 2,840,000 | SH | Put | SOLE | 2,840,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 118,711 | 740,000 | SH | Call | SOLE | 740,000 | 0 | 0 | |
SPREADTRUM COMMUNICATIONS IN | ADR | 849415203 | 10,500 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SPRINT NEXTEL CORP | COM | 852061950 | 39,159 | 5,578,200 | SH | Put | SOLE | 5,578,200 | 0 | 0 | |
SPRINT NEXTEL CORP | COM SER 1 | 852061100 | 606,285 | 86,365,423 | SH | SOLE | 86,365,423 | 0 | 0 | ||
STEWART ENTERPRISES INC | CL A | 860370105 | 99,712 | 7,600,000 | SH | SOLE | 7,600,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.500% 6/18 | 88160RAA9 | 7,948 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R951 | 5,153 | 48,000 | SH | Put | SOLE | 48,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 225 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J957 | 2,250 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435958 | 593 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 68,791 | 11,600,500 | SH | SOLE | 11,600,500 | 0 | 0 | ||
U S AIRWAYS GROUP INC | COM | 90341W908 | 9,934 | 605,000 | SH | Call | SOLE | 605,000 | 0 | 0 | |
U S AIRWAYS GROUP INC | COM | 90341W958 | 35,467 | 2,160,000 | SH | Put | SOLE | 2,160,000 | 0 | 0 | |
U S AIRWAYS GROUP INC | COM | 90341W108 | 82,269 | 5,010,300 | SH | SOLE | 5,010,300 | 0 | 0 | ||
VIVUS INC | COM | 928551100 | 3,019 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONS ADR | 92857W209 | 6,048 | 210,411 | SH | SOLE | 210,411 | 0 | 0 | ||
WALTER ENERGY INC | COM | 93317Q105 | 11,960 | 1,150,010 | SH | SOLE | 1,150,010 | 0 | 0 | ||
WALTER ENERGY INC | COM | 93317Q955 | 4,992 | 480,000 | SH | Put | SOLE | 480,000 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q905 | 7,436 | 715,000 | SH | Call | SOLE | 715,000 | 0 | 0 | |
WARNER CHILCOTT PLC IRELAND | SHS A | G94368100 | 4,482 | 225,100 | SH | SOLE | 225,100 | 0 | 0 | ||
WMS INDS INC | COM | 929297109 | 60,001 | 2,352,048 | SH | SOLE | 2,352,048 | 0 | 0 | ||
YONGYE INTL INC | COM | 98607B106 | 5,350 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 497,516 | 16,106,051 | SH | SOLE | 16,106,051 | 0 | 0 |