The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 1,073 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
ALPHA NATURAL RESOURCES INC | COM | 02076X902 | 8,709 | 1,461,200 | SH | Call | SOLE | 1,461,200 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 31,617 | 340,000 | SH | SOLE | 340,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511957 | 55,636 | 598,300 | SH | Put | SOLE | 598,300 | 0 | 0 | |
ASIAINFO-LINKAGE INC | COM | 04518A104 | 6,232 | 540,000 | SH | SOLE | 540,000 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 2,277 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
BEAM INC | COM | 073730953 | 647 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
BEAM INC | COM | 073730103 | 647 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BELO CORP | COM SER A | 080555105 | 38,973 | 2,844,714 | SH | SOLE | 2,844,714 | 0 | 0 | ||
BERRY PETE CO | CL A | 085789105 | 12,113 | 280,847 | SH | SOLE | 280,847 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,985 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G951 | 1,443 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
BLACKBERRY LTD | COM | 09228F903 | 397 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 3,519 | 139,700 | SH | SOLE | 139,700 | 0 | 0 | ||
BOISE CASCADE CO | COM | 09739D100 | 1,524 | 56,555 | SH | SOLE | 56,555 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 8,731 | 900,100 | SH | SOLE | 900,100 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | *W EXP 05/15/2016 | 14056V113 | 270 | 450,050 | SH | SOLE | 450,050 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO N V | COM | 167250959 | 13,547 | 199,900 | SH | Put | SOLE | 199,900 | 0 | 0 | |
CHIQUITA BRANDS INTL INC | COM | 170032809 | 20,986 | 1,657,700 | SH | SOLE | 1,657,700 | 0 | 0 | ||
CHIQUITA BRANDS INTL INC | NOTE 4.250% 8/16 | 170032AT3 | 5,971 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464950 | 4,499 | 74,000 | SH | Put | SOLE | 74,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464900 | 2,432 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 1,862 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 12,341 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
CONSTELLATION BRANDS INC | COM | 21036P958 | 21,812 | 380,000 | SH | Put | SOLE | 380,000 | 0 | 0 | |
CONSTELLATION BRANDS INC | COM | 21036P908 | 5,740 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CONSTELLIUM HOLDCO B V | CL A | N22035104 | 2,053 | 105,800 | SH | SOLE | 105,800 | 0 | 0 | ||
COOPER TIRE & RUBR CO | COM | 216831107 | 70,840 | 2,300,000 | SH | SOLE | 2,300,000 | 0 | 0 | ||
COOPER TIRE & RUBR CO | COM | 216831957 | 12,320 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
CUSTOMERS BANCORP INC | COM | 23204G100 | 1,630 | 101,233 | SH | SOLE | 101,233 | 0 | 0 | ||
DELL INC | COM | 24702R101 | 331,042 | 24,074,000 | SH | SOLE | 24,074,000 | 0 | 0 | ||
DIAMOND RESORTS INTL INC | COM | 25272T104 | 5,684 | 302,200 | SH | SOLE | 302,200 | 0 | 0 | ||
DOLE FOOD CO INC | COM | 256603101 | 12,939 | 950,000 | SH | SOLE | 950,000 | 0 | 0 | ||
EBIX INC | COM | 278715956 | 994 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
EBIX INC | COM | 278715206 | 34,863 | 3,507,300 | SH | SOLE | 3,507,300 | 0 | 0 | ||
EDWARDS GROUP LTD | SPONSORED ADR | 281736108 | 7,880 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
ELAN PLC | ADR | 284131208 | 115,915 | 7,440,000 | SH | SOLE | 7,440,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 8,130 | 431,054 | SH | SOLE | 431,054 | 0 | 0 | ||
EXONE CO | COM | 302104104 | 852 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FLY LEASING LTD | SPONSORED ADR | 34407D109 | 12,492 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,759 | 76,704 | SH | SOLE | 76,704 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/2016 | 37045V118 | 22,750 | 861,077 | SH | SOLE | 861,077 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/2019 | 37045V126 | 16,016 | 861,077 | SH | SOLE | 861,077 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V950 | 41,366 | 1,150,000 | SH | Put | SOLE | 1,150,000 | 0 | 0 | |
GLOBAL BRASS & COPPR HLDGS I | COM | 37953G103 | 7,455 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,899 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GRACE W R & CO | COM | 38388F108 | 7,866 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
HEALTH MGMT ASSOC INC | CL A | 421933102 | 58,342 | 4,558,000 | SH | SOLE | 4,558,000 | 0 | 0 | ||
HEARTWARE INTL INC | NOTE 3.500%12/17 | 422368AA8 | 16,649 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
HEARTWARE INTL INC | COM | 422368100 | 26,350 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 823 | 11,799 | SH | SOLE | 11,799 | 0 | 0 | ||
HERBALIFE LTD | COM | G4412G951 | 21,629 | 310,000 | SH | Put | SOLE | 310,000 | 0 | 0 | |
HERBALIFE LTD | COM | G4412G901 | 26,513 | 380,000 | SH | Call | SOLE | 380,000 | 0 | 0 | |
HI-TECH PHARMACAL INC | COM | 42840B101 | 468 | 10,842 | SH | SOLE | 10,842 | 0 | 0 | ||
HOMESTREET INC | COM | 43785V102 | 6,210 | 321,778 | SH | SOLE | 321,778 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 243 | 26,837 | SH | SOLE | 26,837 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 9,850 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H950 | 64,220 | 1,242,400 | SH | Put | SOLE | 1,242,400 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 27,745 | 536,762 | SH | SOLE | 536,762 | 0 | 0 | ||
KIPS BAY MED INC | COM | 49726K105 | 265 | 311,800 | SH | SOLE | 311,800 | 0 | 0 | ||
LENDER PROCESSING SVCS INC | COM | 52602E102 | 141,730 | 4,260,000 | SH | SOLE | 4,260,000 | 0 | 0 | ||
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 201,368 | 2,691,000 | SH | SOLE | 2,691,000 | 0 | 0 | ||
LYON WILLIAM HOMES | CL A | 552074700 | 1,762 | 86,712 | SH | SOLE | 86,712 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | COM | N53745950 | 10,985 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | COM | N53745900 | 10,985 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 67,899 | 927,200 | SH | SOLE | 927,200 | 0 | 0 | ||
MB FINANCIAL INC | COM | 55264U108 | 3,046 | 107,975 | SH | SOLE | 107,975 | 0 | 0 | ||
NEWSTAR FINANCIAL INC | COM | 65251F105 | 637 | 34,849 | SH | SOLE | 34,849 | 0 | 0 | ||
NYSE EURONEXT | COM | 629491101 | 23,842 | 567,932 | SH | SOLE | 567,932 | 0 | 0 | ||
OFFICEMAX INC | COM | 67622P101 | 53,306 | 4,167,800 | SH | SOLE | 4,167,800 | 0 | 0 | ||
ONYX PHARMACEUTICALS INC | COM | 683399959 | 46,575 | 373,500 | SH | Put | SOLE | 373,500 | 0 | 0 | |
ONYX PHARMACEUTICALS INC | COM | 683399909 | 10,213 | 81,900 | SH | Call | SOLE | 81,900 | 0 | 0 | |
ONYX PHARMACEUTICALS INC | COM | 683399109 | 11,707 | 93,878 | SH | SOLE | 93,878 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 1,541 | 174,874 | SH | SOLE | 174,874 | 0 | 0 | ||
PACTERA TECHNOLOGY INTL LTD | SPONSORED ADR | 695255109 | 35,693 | 6,060,000 | SH | SOLE | 6,060,000 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 352 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
PENNEY J C INC | COM | 708160956 | 881 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
PFIZER INC | COM | 717081953 | 2,873 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
QUINPARIO ACQUISITION CORP | UNIT 99/99/9999 | 74874R207 | 5,262 | 517,400 | SH | SOLE | 517,400 | 0 | 0 | ||
RUE21 INC | COM | 781295100 | 11,696 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
SAKS INC | COM | 79377W108 | 7,970 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 367 | 181,700 | SH | SOLE | 181,700 | 0 | 0 | ||
SHFL ENTMT INC | COM | 78423R105 | 9,188 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SILVER EAGLE ACQUISITION COR | UNIT 99/99/9999 | 827694209 | 10,150 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SIMCERE PHARMACEUTICAL GROUP | SPON ADR | 82859P104 | 2,575 | 272,209 | SH | SOLE | 272,209 | 0 | 0 | ||
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 33,283 | 985,000 | SH | SOLE | 985,000 | 0 | 0 | ||
SOURCEFIRE INC | COM | 83616T108 | 7,592 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 82,325 | 490,000 | SH | SOLE | 490,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 660,279 | 3,930,000 | SH | Put | SOLE | 3,930,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 45,363 | 270,000 | SH | Call | SOLE | 270,000 | 0 | 0 | |
SPREADTRUM COMMUNICATIONS IN | ADR | 849415203 | 104,823 | 3,441,332 | SH | SOLE | 3,441,332 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 7,240 | 1,164,224 | SH | SOLE | 1,164,224 | 0 | 0 | ||
SPRINT NEXTEL CORP | COM | 852061900 | 3,110 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
SPRINT NEXTEL CORP | COM | 852061950 | 3,110 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
STEWART ENTERPRISES INC | CL A | 860370105 | 84,489 | 6,425,000 | SH | SOLE | 6,425,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.500% 6/18 | 88160RAA9 | 20,434 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R951 | 2,901 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
TOWER INTL INC | COM | 891826109 | 7,996 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435958 | 442 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 147,650 | 33,405,000 | SH | SOLE | 33,405,000 | 0 | 0 | ||
U S AIRWAYS GROUP INC | COM | 90341W908 | 7,300 | 385,000 | SH | Call | SOLE | 385,000 | 0 | 0 | |
U S AIRWAYS GROUP INC | COM | 90341W958 | 21,842 | 1,152,000 | SH | Put | SOLE | 1,152,000 | 0 | 0 | |
U S AIRWAYS GROUP INC | COM | 90341W108 | 544 | 28,675 | SH | SOLE | 28,675 | 0 | 0 | ||
UCP INC | CL A | 90265Y106 | 5,936 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
VANGUARD HEALTH SYS INC | COM | 922036207 | 270 | 12,836 | SH | SOLE | 12,836 | 0 | 0 | ||
VIROPHARMA INC | COM | 928241108 | 49,075 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
VIROPHARMA INC | COM | 928241908 | 3,926 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
VIROPHARMA INC | COM | 928241958 | 21,200 | 540,000 | SH | Put | SOLE | 540,000 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 2,790 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
VIVUS INC | COM | 928551950 | 2,790 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q105 | 14,626 | 1,042,510 | SH | SOLE | 1,042,510 | 0 | 0 | ||
WALTER ENERGY INC | COM | 93317Q955 | 12,346 | 880,000 | SH | Put | SOLE | 880,000 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q905 | 11,014 | 785,000 | SH | Call | SOLE | 785,000 | 0 | 0 | |
WMS INDS INC | COM | 929297109 | 54,352 | 2,094,503 | SH | SOLE | 2,094,503 | 0 | 0 | ||
YONGYE INTL INC | COM | 98607B106 | 12,380 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 240,558 | 7,730,000 | SH | SOLE | 7,730,000 | 0 | 0 | ||
ZOETIS INC | COM | 98978V953 | 18,672 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
ZOLTEK COS INC | COM | 98975W104 | 8,253 | 494,513 | SH | SOLE | 494,513 | 0 | 0 |