The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 3,080 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ABERCROMBIE & FITCH CO | COM | 002896957 | 3,080 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 765 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
AMERICAN AIRLINES GROUP INC | COM | 02376R902 | 38,796 | 1,060,000 | SH | Call | SOLE | 1,060,000 | 0 | 0 | |
AMERICAN AIRLINES GROUP INC | PFD A MAND CV | 02376R409 | 38,560 | 1,397,100 | SH | SOLE | 1,397,100 | 0 | 0 | ||
AMERICAN AIRLINES GROUP INC | COM | 02376R102 | 4,011 | 109,580 | SH | SOLE | 109,580 | 0 | 0 | ||
AMERICAN APPAREL INC | COM | 023850100 | 60 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
ANIXTER INTL INC | COM | 035290105 | 6,091 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
APPLE INC | COM | 037833950 | 10,735 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
AUTONAVI HOLDINGS LTD | SPONSORED ADR | 05330F106 | 35,471 | 1,770,000 | SH | SOLE | 1,770,000 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 2,838 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
BANKRATE INC | COM | 06647F102 | 4,235 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
BEAM INC | COM | 073730953 | 16,660 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
BEAM INC | COM | 073730103 | 136,656 | 1,640,526 | SH | SOLE | 1,640,526 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | UNIT 99/99/9999 | 10157P203 | 16,760 | 1,667,709 | SH | SOLE | 1,667,709 | 0 | 0 | ||
BOYD GAMING CORP | COM | 103304101 | 132 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CAESARS ENTERTAINMENT CORP | COM | 127686953 | 2,661 | 140,000 | SH | Put | SOLE | 140,000 | 0 | 0 | |
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 8,866 | 900,100 | SH | SOLE | 900,100 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | *W EXP 05/15/2016 | 14056V113 | 221 | 450,050 | SH | SOLE | 450,050 | 0 | 0 | ||
CBS CORP | COM | 124857953 | 3,708 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
CBS CORP | CL B | 124857202 | 3,708 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 525 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CHIQUITA BRANDS INTL INC | COM | 170032809 | 27,176 | 2,182,796 | SH | SOLE | 2,182,796 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 8,208 | 118,500 | SH | SOLE | 118,500 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464950 | 3,464 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464900 | 693 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CLUBCORP HOLDINGS INC | COM | 18948M108 | 1,689 | 89,376 | SH | SOLE | 89,376 | 0 | 0 | ||
COMCAST CORP | CL A | 20030N101 | 77,093 | 1,540,625 | SH | SOLE | 1,540,625 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 850 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 14,024 | 477,813 | SH | SOLE | 477,813 | 0 | 0 | ||
DARLING INTL INC | COM | 237266901 | 2,002 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DARLING INTL INC | COM | 237266101 | 15,616 | 780,000 | SH | SOLE | 780,000 | 0 | 0 | ||
DIAMOND RESORTS INTL INC | COM | 25272T104 | 48,825 | 2,880,522 | SH | SOLE | 2,880,522 | 0 | 0 | ||
DIRECTV | COM | 25490A909 | 12,227 | 160,000 | SH | Call | SOLE | 160,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 480 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
EBIX INC | COM NEW | 278715206 | 27,500 | 1,611,000 | SH | SOLE | 1,611,000 | 0 | 0 | ||
EINSTEIN NOAH RESTAURANT GROUP INC | COM | 28257U104 | 412 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ENDO HEALTH SOLUTIONS INC | COM | 29264F955 | 10,984 | 160,000 | SH | Put | SOLE | 160,000 | 0 | 0 | |
EP ENERGY CORP | CL A | 268785102 | 27,398 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC | COM | 29664W105 | 13,400 | 886,224 | SH | SOLE | 886,224 | 0 | 0 | ||
FLY LEASING LTD | SPONSORED ADR | 34407D109 | 8,175 | 545,000 | SH | SOLE | 545,000 | 0 | 0 | ||
FOREST LABS INC | COM | 345838106 | 46,135 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 89,340 | 2,595,589 | SH | SOLE | 2,595,589 | 0 | 0 | ||
GENERAL MOTORS CO | *W EXP 07/10/2016 | 37045V118 | 3,312 | 133,349 | SH | SOLE | 133,349 | 0 | 0 | ||
GENERAL MOTORS CO | *W EXP 07/10/2019 | 37045V126 | 216 | 12,425 | SH | SOLE | 12,425 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V950 | 59,547 | 1,730,000 | SH | Put | SOLE | 1,730,000 | 0 | 0 | |
GIANT INTERACTIVE GROUP INC | ADR | 374511103 | 17,355 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
GLOBAL BRASS & COPPER HOLDINGS I | COM | 37953G103 | 12,616 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,966 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
HEARTWARE INTL INC | NOTE 3.500%12/17 | 422368AA8 | 17,032 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
HEARTWARE INTL INC | COM | 422368100 | 19,412 | 207,000 | SH | SOLE | 207,000 | 0 | 0 | ||
HENNESSY CAPITAL ACQUISITION | UNIT 99/99/9999 | 425886207 | 6,993 | 695,142 | SH | SOLE | 695,142 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 6,523 | 113,900 | SH | SOLE | 113,900 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 7,992 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T905 | 2,664 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
HOMESTREET INC | COM | 43785V102 | 6,302 | 322,378 | SH | SOLE | 322,378 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 264 | 26,837 | SH | SOLE | 26,837 | 0 | 0 | ||
INVESTORS BANCORP INC | COM | 46146P102 | 14,934 | 540,300 | SH | SOLE | 540,300 | 0 | 0 | ||
IRON MOUNTAIN INC | COM | 462846956 | 2,757 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
IRON MOUNTAIN INC | COM | 462846906 | 2,757 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
IRON MOUNTAIN INC | COM | 462846106 | 2,757 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
JC PENNEY CO INC | COM | 708160106 | 1,121 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
JC PENNEY CO INC | COM | 708160956 | 3,448 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
JONES GROUP INC | COM | 48020T101 | 13,248 | 885,000 | SH | SOLE | 885,000 | 0 | 0 | ||
JOS A BANK CLOTHIERS INC | COM | 480838101 | 135,030 | 2,100,000 | SH | SOLE | 2,100,000 | 0 | 0 | ||
JOS A BANK CLOTHIERS INC | COM | 480838951 | 80,375 | 1,250,000 | SH | Put | SOLE | 1,250,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H950 | 8,499 | 140,000 | SH | Put | SOLE | 140,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 16,034 | 264,096 | SH | SOLE | 264,096 | 0 | 0 | ||
KIPS BAY MED INC | COM | 49726K105 | 217 | 311,800 | SH | SOLE | 311,800 | 0 | 0 | ||
KYTHERA BIOPHARMACEUTICALS INC | COM | 501570105 | 15,506 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
LAMAR ADVERTISING CO | CL A | 512815101 | 6,630 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
LIN MEDIA LLC | CL A COM | 532771102 | 2,076 | 78,334 | SH | SOLE | 78,334 | 0 | 0 | ||
LINNCO LLC | COMSHS LTD INT | 535782106 | 3,922 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
LORILLARD INC | COM | 544147901 | 6,490 | 120,000 | SH | Call | SOLE | 120,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES | COM | N53745950 | 4,447 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES | SHS - A - | N53745100 | 64,926 | 730,000 | SH | SOLE | 730,000 | 0 | 0 | ||
M & T BANK CORP | COM | 55261F104 | 10,189 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
MEDIA GENERAL INC | CL A | 584404107 | 315 | 17,158 | SH | SOLE | 17,158 | 0 | 0 | ||
MENS WEARHOUSE INC | COM | 587118900 | 6,857 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 4,809 | 240,200 | SH | SOLE | 240,200 | 0 | 0 | ||
NEWSTAR FINANCIAL INC | COM | 65251F105 | 2,136 | 154,130 | SH | SOLE | 154,130 | 0 | 0 | ||
NMI HOLDINGS INC | CL A | 629209305 | 6,581 | 561,542 | SH | SOLE | 561,542 | 0 | 0 | ||
OPHTHOTECH CORP | COM | 683745103 | 1,427 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP | COM | 74874R108 | 6,586 | 640,000 | SH | SOLE | 640,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP | *W EXP 09/27/2018 | 74874R116 | 361 | 591,500 | SH | SOLE | 591,500 | 0 | 0 | ||
RDA MICROELECTRONICS INC | SPONSORED ADR | 749394102 | 27,743 | 1,547,286 | SH | SOLE | 1,547,286 | 0 | 0 | ||
RF MICRODEVICES INC | COM | 749941100 | 660 | 83,749 | SH | SOLE | 83,749 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 1,720 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
SAFEWAY INC | COM NEW | 786514208 | 5,910 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
SILVER EAGLE ACQUISITION COR | UNIT 99/99/9999 | 827694209 | 11,531 | 1,114,100 | SH | SOLE | 1,114,100 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 4,487 | 1,402,131 | SH | SOLE | 1,402,131 | 0 | 0 | ||
SONUS NETWORKS INC | COM | 835916107 | 1,935 | 574,200 | SH | SOLE | 574,200 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 587,211 | 3,140,000 | SH | Put | SOLE | 3,140,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 37,402 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
SPRINT CORP | COM | 85207U905 | 45,031 | 4,900,000 | SH | Call | SOLE | 4,900,000 | 0 | 0 | |
STONEGATE MTG CORP | COM | 86181Q300 | 8,984 | 604,543 | SH | SOLE | 604,543 | 0 | 0 | ||
SYNAGEVA BIOPHARMA CORP | COM | 87159A103 | 2,074 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TESLA MOTORS INC | NOTE 1.250% 3/01/2021 | 88160RAC5 | 4,545 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
TESLA MOTORS INC | NOTE 1.500% 6/01/2018 | 88160RAA9 | 28,774 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
TESLA MOTORS INC | COM | 88160R901 | 1,668 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
TESLA MOTORS INC | COM | 88160R951 | 1,459 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
TEXAS INDUSTRIES INC | COM | 882491103 | 3,585 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 338,835 | 2,470,000 | SH | SOLE | 2,470,000 | 0 | 0 | ||
TIME WARNER INC | COM | 887317903 | 16,462 | 120,000 | SH | Call | SOLE | 120,000 | 0 | 0 | |
TIME WARNER INC | COM | 887317953 | 233,206 | 1,700,000 | SH | Put | SOLE | 1,700,000 | 0 | 0 | |
T-MOBILE US INC | COM | 872590904 | 1,652 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
TOWER INTL INC | COM | 891826109 | 12,249 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
TURQUOISE HILL RESOURCES LTD | COM | 900435108 | 411,862 | 123,682,200 | SH | SOLE | 123,682,200 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 227 | 4,766 | SH | SOLE | 4,766 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V904 | 76,930 | 1,617,200 | SH | Call | SOLE | 1,617,200 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V954 | 16,079 | 338,000 | SH | Put | SOLE | 338,000 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 891 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VIVUS INC | COM | 928551950 | 2,970 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
VODAFONE GROUP PLC | COM | 92857W909 | 177,380 | 4,818,800 | SH | Call | SOLE | 4,818,800 | 0 | 0 | |
VODAFONE GROUP PLC | COM | 92857W959 | 25,841 | 702,000 | SH | Put | SOLE | 702,000 | 0 | 0 | |
VODAFONE GROUP PLC | SPNSR ADR NO PAR | 92857W308 | 110,430 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
WALTER ENERGY INC | COM | 93317Q105 | 8,619 | 1,140,010 | SH | SOLE | 1,140,010 | 0 | 0 | ||
WALTER ENERGY INC | COM | 93317Q955 | 8,240 | 1,090,000 | SH | Put | SOLE | 1,090,000 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q905 | 2,722 | 360,000 | SH | Call | SOLE | 360,000 | 0 | 0 | |
WR GRACE & CO | COM | 38388F108 | 5,950 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
YONGYE INTL INC | COM | 98607B106 | 11,577 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
ZALE CORP | COM | 988858106 | 523 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 150,488 | 5,200,000 | SH | SOLE | 5,200,000 | 0 | 0 |