The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 4,726 | 76,331 | SH | SOLE | 76,331 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 429 | 181,818 | SH | SOLE | 181,818 | 0 | 0 | ||
ACHAOGEN INC COM | COM | 004449104 | 1,191 | 314,341 | SH | SOLE | 314,341 | 0 | 0 | ||
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 1,845 | 236,500 | SH | SOLE | 236,500 | 0 | 0 | ||
ADAPTIMMUNE THERAPEUTICS PLC | SPONDS ADR | 00653A107 | 203 | 24,955 | SH | SOLE | 24,955 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM ADDED | 00773U108 | 444 | 140,600 | SH | SOLE | 140,600 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM ADDED | 00773J103 | 1,703 | 350,392 | SH | SOLE | 350,392 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,831 | 160,869 | SH | SOLE | 160,869 | 0 | 0 | ||
AKARI THERAPEUTICS PLC | SPONSORED ADR | 00972G108 | 6 | 458 | SH | SOLE | 458 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 185 | 24,700 | SH | SOLE | 24,700 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 4,128 | 165,313 | SH | SOLE | 165,313 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 14 | 2,499 | SH | SOLE | 2,499 | 0 | 0 | ||
ANTARES PHARMA INC | COM | 036642106 | 47 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 2,362 | 167,192 | SH | SOLE | 167,192 | 0 | 0 | ||
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 261 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 262 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ASCENDIS PHARMA | SPONSORED ADR | 04351P101 | 707 | 53,241 | SH | SOLE | 53,241 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 7,262 | 513,946 | SH | SOLE | 513,946 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588109 | 249 | 259,067 | SH | SOLE | 259,067 | 0 | 0 | ||
BEIGENE LTD | SPONSORED ADR ADDED | 07725L102 | 596 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BIOSPECIFICS TECHNOLOGIES | COM | 090931106 | 1,586 | 39,704 | SH | SOLE | 39,704 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 1,630 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 519 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 205 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 1,284 | 267,046 | SH | SOLE | 267,046 | 0 | 0 | ||
CASCADIAN THERAPEUTICS INC | COM ADDED | 14740B101 | 165 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COM | 14888D109 | 108 | 70,903 | SH | SOLE | 70,903 | 0 | 0 | ||
CEL SCI CORP | COM PAR $0.01 | 150837508 | 59 | 127,482 | SH | SOLE | 127,482 | 0 | 0 | ||
CHECK CAP LTD | SHS | M2361E112 | 123 | 88,220 | SH | SOLE | 88,220 | 0 | 0 | ||
CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 5 | 53,488 | SH | SOLE | 53,488 | 0 | 0 | ||
COGENTIX MEDICAL INC | COM | 19243A104 | 339 | 352,882 | SH | SOLE | 352,882 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 752 | 66,968 | SH | SOLE | 66,968 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 1,196 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM | 23257Y156 | 564 | 33,995 | SH | SOLE | 33,995 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 671 | 40,468 | SH | SOLE | 40,468 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 3,047 | 181,891 | SH | SOLE | 181,891 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 1,424 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DERMA SCIENCES INC | COM PAR $.01 | 249827502 | 1,394 | 353,718 | SH | SOLE | 353,718 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 5,664 | 193,642 | SH | SOLE | 193,642 | 0 | 0 | ||
DEXTERA SURGICAL INC | COM ADDED | 252366109 | 252 | 140,275 | SH | SOLE | 140,275 | 0 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 358 | 119,300 | SH | SOLE | 119,300 | 0 | 0 | ||
ENTEROMEDICS INC COM PAR 0.01 | COM PAR 0.01 ADDED | 29365M307 | 10 | 33,334 | SH | SOLE | 33,334 | 0 | 0 | ||
ESSA PHARMA INC | COM | 29668H104 | 810 | 202,496 | SH | SOLE | 202,496 | 0 | 0 | ||
EXACTECH INC | COM | 30064E109 | 846 | 31,636 | SH | SOLE | 31,636 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,223 | 192,567 | SH | SOLE | 192,567 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 3,526 | 63,568 | SH | SOLE | 63,568 | 0 | 0 | ||
GENVEC INC | COM NEW | 37246C307 | 55 | 95,800 | SH | SOLE | 95,800 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 764 | 285,000 | SH | SOLE | 285,000 | 0 | 0 | ||
GLYCOMIMETICS INC | COM | 38000Q102 | 204 | 27,996 | SH | SOLE | 27,996 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 1,891 | 815,000 | SH | SOLE | 815,000 | 0 | 0 | ||
INNOCOLL HLDGS PLC | SHS ADDED | G4783X105 | 551 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 2,787 | 92,164 | SH | SOLE | 92,164 | 0 | 0 | ||
INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 2,294 | 2,407,000 | PRN | SOLE | 2,407,000 | 0 | 0 | ||
INTEC PHARMA LTD JERUSALEM | SHS | M53644106 | 549 | 119,296 | SH | SOLE | 119,296 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 ADDED | 46333XAD0 | 620 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
ISHARES TR NASDQ BIOTEC | ETF | 464287556 | 1,544 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 1,140 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
LDR HLDG CORP | COM | 50185U105 | 1,109 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 2,364 | 101,966 | SH | SOLE | 101,966 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 1,463 | 54,200 | SH | SOLE | 54,200 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 115 | 90,237 | SH | SOLE | 90,237 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 525 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 818 | 80,100 | SH | SOLE | 80,100 | 0 | 0 | ||
NEMUS BIOSCIENCE INC | COM | 64046J100 | 252 | 511,508 | SH | SOLE | 511,508 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 361 | 38,873 | SH | SOLE | 38,873 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 3,432 | 75,503 | SH | SOLE | 75,503 | 0 | 0 | ||
NEURODERM LTD | ORD SHS | M74231107 | 234 | 14,421 | SH | SOLE | 14,421 | 0 | 0 | ||
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 69 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NOVADAQ TECHNOLOGIES INC | COM | 66987G102 | 1,002 | 101,841 | SH | SOLE | 101,841 | 0 | 0 | ||
NOVAVAX INC | COM | 670002104 | 3,999 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 7,729 | 356,509 | SH | SOLE | 356,509 | 0 | 0 | ||
ONCONOVA THERAPEUTICS INC | COM NEW ADDED | 68232V306 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 360 | 223,325 | SH | SOLE | 223,325 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | NOTE 4.500% 9/1 | 74365AAB7 | 1,644 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 1,382 | 37,600 | SH | SOLE | 37,600 | 0 | 0 | ||
REGULUS THERAPEUTICS INC | COM | 75915K101 | 1,218 | 421,500 | SH | SOLE | 421,500 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 4,119 | 1,847,087 | SH | SOLE | 1,847,087 | 0 | 0 | ||
SCYNEXIS INC | COM | 811292101 | 579 | 266,904 | SH | SOLE | 266,904 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 1,493 | 79,812 | SH | SOLE | 79,812 | 0 | 0 | ||
STEREOTAXIS INC | COM NEW | 85916J409 | 1,345 | 1,372,862 | SH | SOLE | 1,372,862 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | 232 | 423,336 | SH | SOLE | 423,336 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS | COM | 871639308 | 1,214 | 319,563 | SH | SOLE | 319,563 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 661 | 85,947 | SH | SOLE | 85,947 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM | 875372104 | 2,358 | 312,756 | SH | SOLE | 312,756 | 0 | 0 | ||
TARGACEPT INC | NOTE 2/1 | 87611RAA6 | 531 | 530,821 | PRN | SOLE | 530,821 | 0 | 0 | ||
TENAX THERAPEUTICS INC | COM | 88032L100 | 204 | 79,509 | SH | SOLE | 79,509 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 2,522 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 446 | 103,690 | SH | SOLE | 103,690 | 0 | 0 | ||
UNIQURE B.V. | NV SHS | N90064101 | 1,171 | 158,907 | SH | SOLE | 158,907 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM NEW ADDED | 92840H202 | 183 | 46,900 | SH | SOLE | 46,900 | 0 | 0 | ||
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 7,123 | 660,188 | SH | SOLE | 660,188 | 0 | 0 | ||
VTV THERAPEUTICS INC | CL A | 918385105 | 423 | 73,000 | SH | SOLE | 73,000 | 0 | 0 | ||
WINDTREE THERAPEUTICS INC | COM ADDED | 97382D105 | 1,029 | 533,358 | SH | SOLE | 533,358 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 1,263 | 214,091 | SH | SOLE | 214,091 | 0 | 0 | ||
ZOGENIX INC | COM | 98978L204 | 1,590 | 197,538 | SH | SOLE | 197,538 | 0 | 0 |