The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANT ENERGY CORP | COM | 018802108 | 6,511 | 164,010 | SH | DFND | 1,2 | 164,010 | 0 | 0 | |
AMEREN CORP | COM | 023608102 | 16,613 | 310,053 | SH | DFND | 1,2 | 310,053 | 0 | 0 | |
AVANGRID INC | COM | 05351W103 | 16,212 | 351,970 | SH | DFND | 1,2 | 351,970 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 2,937 | 78,209 | SH | DFND | 1,2 | 78,209 | 0 | 0 | |
COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD | 204409601 | 2,881 | 1,306,608 | SH | DFND | 1,2 | 1,306,608 | 0 | 0 | |
COMPANHIA PARANAENSE ENERG C | SPON ADR PFD | 20441B407 | 1,817 | 202,062 | SH | DFND | 1,2 | 202,062 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 17,935 | 2,755,051 | SH | DFND | 1,2 | 2,755,051 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 451 | 5,792 | SH | DFND | 1,2 | 5,792 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 17,691 | 206,210 | SH | DFND | 1,2 | 206,210 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 22,365 | 260,700 | SH | Call | DFND | 1,2 | 260,700 | 0 | 0 |
DYCOM INDS INC | COM | 267475101 | 541 | 6,030 | SH | DFND | 1,2 | 6,030 | 0 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 3,135 | 181,851 | SH | DFND | 1,2 | 181,851 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 6,729 | 86,641 | SH | DFND | 1,2 | 86,641 | 0 | 0 | |
ENTERGY CORP NEW | COM | 29364G103 | 19,331 | 237,633 | SH | DFND | 1,2 | 237,633 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 12,334 | 339,222 | SH | DFND | 1,2 | 339,222 | 0 | 0 | |
GASLOG LTD | SHS | G37585109 | 1,617 | 124,593 | SH | DFND | 1,2 | 124,593 | 0 | 0 | |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 38,405 | 1,171,250 | SH | DFND | 1,2 | 1,171,250 | 0 | 0 | |
IDEAL PWR INC | COM | 451622104 | 133 | 26,959 | SH | DFND | 1,2 | 26,959 | 0 | 0 | |
MUELLER WTR PRODS INC | COM SER A | 624758108 | 11,263 | 986,285 | SH | DFND | 1,2 | 986,285 | 0 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 279 | 18,331 | SH | DFND | 1,2 | 18,331 | 0 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 10,182 | 653,126 | SH | DFND | 1,2 | 653,126 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 9,100 | 396,171 | SH | DFND | 1,2 | 396,171 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 20,025 | 313,280 | SH | DFND | 1,2 | 313,280 | 0 | 0 | |
PINNACLE WEST CAP CORP | COM | 723484101 | 6,123 | 75,537 | SH | DFND | 1,2 | 75,537 | 0 | 0 | |
SCANA CORP NEW | COM | 80589M102 | 19,442 | 256,970 | SH | DFND | 1,2 | 256,970 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 13,700 | 120,155 | SH | DFND | 1,2 | 120,155 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 5,337 | 439,250 | SH | DFND | 1,2 | 439,250 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 87,561 | 418,000 | SH | Put | DFND | 1,2 | 418,000 | 0 | 0 |
SPIRE INC | COM | 84857L101 | 7,058 | 99,637 | SH | DFND | 1,2 | 99,637 | 0 | 0 | |
TALEN ENERGY CORP | COM | 87422J105 | 3,594 | 265,215 | SH | DFND | 1,2 | 265,215 | 0 | 0 | |
WGL HLDGS INC | COM | 92924F106 | 6,131 | 86,608 | SH | DFND | 1,2 | 86,608 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 17,848 | 399,726 | SH | DFND | 1,2 | 399,726 | 0 | 0 |