The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 5,917 | 232,000 | SH | DFND | 1 | 232,000 | 0 | 0 | |
| AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 1,192 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 16,202 | 15,430,000 | SH | DFND | 1 | 15,430,000 | 0 | 0 | |
| ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 8,791 | 2,664,000 | SH | DFND | 1 | 2,664,000 | 0 | 0 | |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 1,420 | 408,000 | SH | DFND | 1 | 408,000 | 0 | 0 | |
| BIODELIVERY SCIENCES | COM | 09060J106 | 6,259 | 2,652,000 | SH | DFND | 1 | 2,652,000 | 0 | 0 | |
| BLUCORA INC | COM | 095229100 | 5,180 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| BLUE NILE INC | COM | 09578R103 | 4,052 | 148,000 | SH | DFND | 1 | 148,000 | 0 | 0 | |
| BLUEBIRD BIO INC | COM | 09609G100 | 4,156 | 96,000 | SH | DFND | 1 | 96,000 | 0 | 0 | |
| BUFFALO WILD WINGS INC | COM | 119848109 | 7,781 | 56,000 | SH | DFND | 1 | 56,000 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 5,752 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 3,895 | 272,000 | SH | DFND | 1 | 272,000 | 0 | 0 | |
| DEMAND MEDIA INC | COM NEW | 24802N208 | 3,722 | 720,000 | SH | DFND | 1 | 720,000 | 0 | 0 | |
| ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 5,292 | 240,000 | SH | DFND | 1 | 240,000 | 0 | 0 | |
| FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 3,738 | 348,003 | SH | DFND | 1 | 3,738 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 6,998 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
| HABIT RESTAURANTS INC | COM CL A | 40449J103 | 3,866 | 236,000 | SH | DFND | 1 | 236,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 7,562 | 152,000 | SH | DFND | 1 | 152,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | CALL | 405217900 | 7,463 | 150,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| HORIZON PHARMA PLC | SHS | G4617B105 | 6,588 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 8,434 | 1,556,000 | SH | DFND | 1 | 1,556,000 | 0 | 0 | |
| KATE SPADE & CO | COM | 485865109 | 5,317 | 258,000 | SH | DFND | 1 | 258,000 | 0 | 0 | |
| L BRANDS INC | COM | 501797104 | 3,357 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| LAS VEGAS SANDS CORP | COM | 517834107 | 7,132 | 164,000 | SH | DFND | 1 | 164,000 | 0 | 0 | |
| LIPOCINE INC NEW | COM | 53630X104 | 1,216 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| MEDIGUS LTD | SPONSORED ADR | 58471G102 | 625 | 618,600 | SH | DFND | 1 | 618,600 | 0 | 0 | |
| NOMAD HLDGS LTD | USD ORD SHS | G6564A105 | 6,384 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
| OFFICE DEPOT INC | CALL | 676220906 | 463 | 139,900 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| PAPA JOHNS INTL INC | COM | 698813102 | 3,944 | 58,000 | SH | DFND | 1 | 58,000 | 0 | 0 | |
| PERNIX THERAPEUTICS HLDGS IN | DEBT 4.250% 4/0 | 71426VAK4 | 4,834 | 22,760,000 | PRN | DFND | 1 | 22,760,000 | 0 | 0 | |
| QLT INC | COM | 746927102 | 1,556 | 1,095,455 | SH | DFND | 1 | 1,095,455 | 0 | 0 | |
| RED ROCK RESORTS INC | CL A | 75700L108 | 3,473 | 158,000 | SH | DFND | 1 | 158,000 | 0 | 0 | |
| RESTORATION HARDWARE HLDGS I | COM | 761283100 | 3,671 | 128,000 | SH | DFND | 1 | 128,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F953 | 37,706 | 180,000 | SH | Put | DFND | 1 | 180,000 | 0 | 0 |
| SANOFI | SPONSORED ADR | 80105N105 | 5,775 | 138,000 | SH | DFND | 1 | 138,000 | 0 | 0 | |
| SCYNEXIS INC | COM | 811292101 | 1,515 | 698,000 | SH | DFND | 1 | 698,000 | 0 | 0 | |
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 5,054 | 1,330,000 | SH | DFND | 1 | 1,330,000 | 0 | 0 | |
| SYNTA PHARMACEUTICALS CORP | COM | 87162T206 | 156 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| TAILORED BRANDS INC | COM | 87403A107 | 8,710 | 688,000 | SH | DFND | 1 | 688,000 | 0 | 0 | |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 4,550 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 7,966 | 144,000 | SH | DFND | 1 | 144,000 | 0 | 0 | |
| TENAX THERAPEUTICS INC | COM | 88032L100 | 2,842 | 1,110,000 | SH | DFND | 1 | 1,110,000 | 0 | 0 | |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | 6,302 | 228,000 | SH | DFND | 1 | 228,000 | 0 | 0 | |
| TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 2,073 | 482,073 | SH | DFND | 1 | 482,073 | 0 | 0 | |
| VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 4,834 | 240,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 8,952 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |