The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AWARE INC/MASS | COMM | 05453N100 | 8,710 | 2,006,963 | SH | SOLE | 2,006,963 | 0 | 0 | ||
| BLUEKNIGHT ENERGY PARTNERS LLC | LTDP | 09625U109 | 14,039 | 2,663,939 | SH | SOLE | 2,663,939 | 0 | 0 | ||
| CATALYST BIOSCIENCES INC | COMM | 14888D109 | 69 | 45,265 | SH | SOLE | 45,265 | 0 | 0 | ||
| COMMUNITY HEALTHCARE TRUST I | REIT | 20369C106 | 6,052 | 286,266 | SH | SOLE | 286,266 | 0 | 0 | ||
| HC2 HOLDINGS INC | COMM | 404139107 | 2,023 | 470,509 | SH | SOLE | 470,509 | 0 | 0 | ||
| KOHLBERG CAPITAL CORP | COMM | 48668E101 | 4,913 | 1,253,258 | SH | SOLE | 1,253,258 | 0 | 0 | ||
| NOVATEL WIRELESS INC | COMM | 66987M604 | 8 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| NOVATEL WIRELESS INC | NOTE | 66987MAE9 | 8,310 | 11,814,000 | PRN | SOLE | 11,814,000 | 0 | 0 | ||