The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
QUINPARIO ACQUISITION CORP 2 COM 74874U101 19,976 2,019,800 SH   DFND 1,2 2,019,800 0 0
VECTOR GROUP LTD FRNT 1/1 92240MAY4 13,865 9,700,000 PRN   DFND 1,2 0 0 0
DEUTSCHE HIGH INCOME TR SHS 25155R100 382 43,550 SH   DFND 1,2 43,550 0 0
INCONTACT INC NOTE 2.500% 4/0 45336EAB5 15,119 12,650,000 PRN   DFND 1,2 0 0 0
ISHARES MSCI STH KOR ETF 464286772 6,933 133,157 SH   DFND 1 133,157 0 0
ROUSE PPTYS INC COM 779287101 25,468 1,395,493 SH   DFND 1,2 1,395,493 0 0
NUVEEN PREMIER MUN INCOME FD COM 670988104 618 41,039 SH   DFND 1,2 41,039 0 0
WESTERN ASSET GLB PTNRS INCO COM 95766G108 642 74,865 SH   DFND 1,2 74,865 0 0
NUVEEN PREM INCOME MUN FD COM 67062T100 444 28,800 SH   DFND 1,2 28,800 0 0
ORIGO ACQUISITION CORP SHS G67789126 4,326 423,246 SH   DFND 1,2 423,246 0 0
NORTH AMERN ENERGY PARTNERS COM 656844107 7,322 2,613,658 SH   DFND 1,2 2,613,658 0 0
HARMONY MERGER CORP COM 413247107 2,658 265,000 SH   DFND 1,2 265,000 0 0
NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 2,275 231,648 SH   DFND 1,2 231,648 0 0
NUVEEN GLOBAL EQUITY INCOME COM 6706EH103 3,076 263,557 SH   DFND 1,2 263,557 0 0
FOX CHASE BANCORP INC NEW COM 35137T108 2,339 115,000 SH   DFND 1,2 115,000 0 0
SEACOR HOLDINGS INC COM 811904101 247 4,254 SH   DFND 1,2 4,254 0 0
1347 CAP CORP COM 68245V103 2,315 250,000 SH   DFND 1,2 250,000 0 0
BOULEVARD ACQUISITION CL A 10157Q102 12,356 1,267,301 SH   DFND 1,2 1,267,301 0 0
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 22822V200 19,360 160,000 SH   DFND 1,2 160,000 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 3,043 30,000 SH Put DFND 1,2 0 0 0
ZAIS FINL CORP COM 98886K108 832 60,685 SH   DFND 1,2 60,685 0 0
DT ASIA INVTS LTD SHS G2615J104 1,402 150,000 SH   DFND 1,2 150,000 0 0
AROWANA INC SHS G05011104 5,736 572,500 SH   DFND 1,2 572,500 0 0
DOUBLE EAGLE ACQUISITION COR COM G28195124 16,117 1,646,233 SH   DFND 1,2 1,646,233 0 0
MURPHY OIL CORP COM 626717102 553 17,428 SH   DFND 1,2 17,428 0 0
CENTURY ALUM CO COM 156431108 250 39,492 SH   DFND 1,2 39,492 0 0
CARRIZO OIL & GAS INC COM 144577103 485 13,518 SH   DFND 1,2 13,518 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 316 24,831 SH   DFND 1,2 24,831 0 0
NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 12,552 848,688 SH   DFND 1,2 848,688 0 0
HYDRA INDS ACQUISITION CORP COM 448740100 5,506 556,716 SH   DFND 1,2 556,716 0 0
GP INVTS ACQUISITION COR SHS G40357124 8,164 841,600 SH   DFND 1,2 841,600 0 0
PACE HLDGS CORP CL A G6865N103 111 11,250 SH   DFND 1,2 11,250 0 0
AMSURG CORP PFD CNV SR A-1 % 03232P504 4,603 31,900 SH   DFND 1,2 31,900 0 0
GULFPORT ENERGY CORP COM NEW 402635304 537 17,166 SH   DFND 1,2 17,166 0 0
RSP PERMIAN INC COM 74978Q105 554 15,868 SH   DFND 1,2 15,868 0 0
ANTERO RES CORP COM 03674X106 520 20,000 SH   DFND 1,2 20,000 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 13 3,000,000 SH   DFND 1,2 3,000,000 0 0
AR CAP ACQUISITION CORP COM 00191R109 18,885 1,899,890 SH   DFND 1,2 1,899,890 0 0
CHIPMOS TECH BERMUDA LTD SHS G2110R114 1,144 63,175 SH   DFND 1,2 63,175 0 0
GORES HLDGS INC UNIT 99/99/9999 382866200 683 68,289 SH   DFND 1,2 68,289 0 0
BARINGTON HILCO ACQUISITION COM 06759V101 2,578 257,000 SH   DFND 1,2 257,000 0 0
EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 27,775 18,700,000 PRN   DFND 1,2 0 0 0
ATLANTIC ALLIANCE PARTNER CO SHS G04897107 10,651 1,025,100 SH   DFND 1,2 1,025,100 0 0
ROUSE PPTYS INC COM 779287101 6,601 361,700 SH Put DFND 1,2 0 0 0
NUVEEN SELECT QUALITY MUN FD COM 670973106 2,168 139,689 SH   DFND 1,2 139,689 0 0
BROOKFIELD HIGH INCOME FD IN COM 11272P102 557 77,271 SH   DFND 1,2 77,271 0 0
UNIVEST CORP PA COM 915271100 1,070 50,905 SH   DFND 1,2 50,905 0 0
HENNESSY CAP ACQUISITION COR COM 42588J100 2,857 291,600 SH   DFND 1,2 291,600 0 0
MEMORIAL RESOURCE DEV CORP COM 58605Q109 594 37,429 SH   DFND 1,2 37,429 0 0
FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 8,070 4,065,000 PRN   DFND 1,2 0 0 0
CF CORP UNIT 99/99/9999 G20307123 5,220 526,200 SH   DFND 1,2 526,200 0 0
PACIFIC SPL ACQUISITION CORP SHS G68588105 1,766 175,000 SH   DFND 1,2 175,000 0 0
TYSON FOODS INC UNIT 99/99/9999 902494301 4,160 56,302 SH   DFND 1,2 56,302 0 0
NEXTERA ENERGY INC UNIT 09/01/2016 65339F861 33,355 500,000 SH   DFND 1,2 500,000 0 0
EASTERLY ACQUISITION CORP COM 27616L102 489 50,000 SH   DFND 1,2 50,000 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 9,804 1,002,495 SH   DFND 1,2 1,002,495 0 0
SEABRIDGE GOLD INC COM 811916105 4,403 300,000 SH   DFND 1,2 300,000 0 0
TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 15,164 1,522,500 SH   DFND 1,2 1,522,500 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 71,299 5,250,900 SH   DFND 1,2 5,250,900 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4,772 60,000 SH Put DFND 1,2 0 0 0
E COMPASS ACQUISITION CORP ORD SHS G2920Y101 3,033 300,000 SH   DFND 1,2 300,000 0 0
E COMPASS ACQUISITION CORP RIGHT 02/18/2017 G2920Y119 78 300,000 SH   DFND 1,2 300,000 0 0
ENERGEN CORP COM 29265N108 550 11,400 SH   DFND 1,2 11,400 0 0
KLR ENERGY ACQUISITION CORP CL A 49877M108 8,248 824,000 SH   DFND 1,2 824,000 0 0
LIBERTY INTERACTIVE LLC DEB 0.750% 3/3 530610AC8 111 100,000 PRN   DFND 1,2 0 0 0
COLUMBIA PIPELINE GROUP INC COM 198280109 23,159 908,549 SH   DFND 1,2 908,549 0 0
ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P120 14 79,100 SH   DFND 1,2 79,100 0 0
SM ENERGY CO COM 78454L100 462 17,115 SH   DFND 1,2 17,115 0 0
GLOBAL PARTNER ACQUISITION C COM 37954X105 632 65,658 SH   DFND 1,2 65,658 0 0
LAPORTE BANCORP INC MD COM 516651106 816 50,000 SH   DFND 1,2 50,000 0 0
PACE HLDGS CORP UNIT 99/99/9999 G6865N129 1,002 100,236 SH   DFND 1,2 100,236 0 0
FIAT CHRYSLER AUTOMOBILES N MAN COV SEC 16 N31738110 18,748 31,500,000 PRN   DFND 1,2 0 0 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 6,426 1,050,000 SH Call DFND 1,2 0 0 0
GORES HLDGS INC CL A 382866101 3,788 388,900 SH   DFND 1,2 388,900 0 0
ANDINA ACQUISITION CORP II SHS G0441P104 1,460 150,000 SH   DFND 1,2 150,000 0 0
EPR PPTYS PFD C CNV 5.75% 26884U208 5,067 165,000 SH   DFND 1,2 165,000 0 0
SOUTHWESTERN ENERGY CO COM 845467109 544 43,225 SH   DFND 1,2 43,225 0 0
WEYERHAEUSER CO PREF CONV SER A 962166872 72,145 1,432,294 SH   DFND 1,2 1,432,294 0 0