The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 58 COM INC | SPON ADR REP A | 31680Q104 | 63,836 | 1,391,076 | SH | SOLE | 1,391,076 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 15,093 | 2,936,310 | SH | SOLE | 2,936,310 | 0 | 0 | ||
| ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 7,997 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 10,376 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
| ARISTA NETWORKS INC | COM | 040413106 | 31,842 | 494,600 | SH | SOLE | 494,600 | 0 | 0 | ||
| CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 9,920 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| CF CORP | UNIT 99/99/9999 | G20307123 | 5,952 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 26,711 | 860,811 | SH | SOLE | 860,811 | 0 | 0 | ||
| CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 49,038 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
| CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 16,294 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 19,943 | 1,998,301 | SH | SOLE | 1,998,301 | 0 | 0 | ||
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 1,723 | 266,300 | SH | SOLE | 266,300 | 0 | 0 | ||
| FINTECH ACQUISITION CORP | *W EXP 02/19/202 | 31809H118 | 155 | 193,297 | SH | SOLE | 193,297 | 0 | 0 | ||
| GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 3,904 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 10,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| INGRAM MICRO INC | CL A | 457153104 | 7,971 | 229,172 | SH | SOLE | 229,172 | 0 | 0 | ||
| INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 20,313 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 9,868 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
| LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 2,510 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| LEXICON PHARMACEUTICALS INC | NOTE 5.250%12/0 | 528872AB0 | 18,884 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| LIGAND PHARMACEUTICALS INC | NOTE 0.750% 8/1 | 53220KAD0 | 33,349 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| LINKEDIN CORP | NOTE 0.500%11/0 | 53578AAB4 | 5,431 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
| MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 30,177 | 25,500,000 | PRN | SOLE | 25,500,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 82,576 | 39,251,000 | PRN | SOLE | 39,251,000 | 0 | 0 | ||
| MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 57,432 | 42,500,000 | PRN | SOLE | 42,500,000 | 0 | 0 | ||
| NEVRO CORP | COM | 64157F103 | 1,099 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 33,883 | 809,052 | SH | SOLE | 809,052 | 0 | 0 | ||
| NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 113,160 | 48,500,000 | PRN | SOLE | 48,500,000 | 0 | 0 | ||
| PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 14,965 | 1,496,460 | SH | SOLE | 1,496,460 | 0 | 0 | ||
| PACIRA PHARMACEUTICALS INC | NOTE 3.250% 2/0 | 695127AB6 | 14,902 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| PRICELINE GRP INC | NOTE 1.000% 3/1 | 741503AQ9 | 67,488 | 48,500,000 | PRN | SOLE | 48,500,000 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 9,438 | 129,200 | SH | SOLE | 129,200 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 0.500% 8/1 | 74734MAE9 | 39,423 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
| QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 10,040 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 13,528 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 37,639 | 21,000,000 | PRN | SOLE | 21,000,000 | 0 | 0 | ||
| TAL ED GROUP | NOTE 2.500% 5/1 | 874080AB0 | 95,488 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
| TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 5,425 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
| TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 14,983 | 1,935,812 | SH | SOLE | 1,935,812 | 0 | 0 | ||
| VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 25,256 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 9,871 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| WEBMD HEALTH CORP | NOTE 1.500%12/0 | 94770VAK8 | 28,025 | 22,000,000 | PRN | SOLE | 22,000,000 | 0 | 0 | ||
| WEBMD HEALTH CORP | NOTE 2.500% 1/3 | 94770VAF9 | 11,037 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| WESCO INTL INC | DBCV 6.000% 9/1 | 95082PAH8 | 60,949 | 34,004,000 | PRN | SOLE | 34,004,000 | 0 | 0 | ||
| YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 4,312 | 4,400,000 | PRN | SOLE | 4,400,000 | 0 | 0 | ||