-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QW2volWjqU0gd7MnfbBYresmtdTjIWWWsKJtWGFt8v2i04w1gMdLzVDTSGTvZGJL b0AE3GTogiDNuhu4YQP/Bw== 0001088875-02-000018.txt : 20020807 0001088875-02-000018.hdr.sgml : 20020807 20020807103229 ACCESSION NUMBER: 0001088875-02-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020628 FILED AS OF DATE: 20020807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILLIE GIFFORD & CO CENTRAL INDEX KEY: 0001088875 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04825 FILM NUMBER: 02721240 BUSINESS ADDRESS: STREET 1: 1 RUTLAND COURT CITY: EDINBURGH STATE: X0 ZIP: EH3 8E4 BUSINESS PHONE: 011441312224145 MAIL ADDRESS: STREET 1: 1 RUTLAND COURT CITY: EDINBURGH STATE: X0 ZIP: EH3 8E4 13F-HR/A 1 edg0608.txt 13F-HR/A 1 06/28/02 0001088875 d5qeit@b NONE Denise McCann 44 131 222 4145 denise.mccann@bailliegifford.co.uk 13F-HR/A Form 13F Holding Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 28, 2002 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one.):[X] is a restatement. [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name : Baillie Gifford & Co Address: 1 Rutland Court EDINBURGH EH3 8EY SCOTLAND UK 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorised to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables , are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name : Robin Menzies Title : Partner Phone : 131 222 4412 Signature, Place and Date of Signing: Robin Menzies, Edinburgh,6 August 2002 Report type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCAHNGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary : Number of Other Included Managers: 2 Form 13F Information Table Entry Total : 152 Form 13F Information Table Value Total : $2 099 967 000 List of Other Included Managers: No. 13F File Number Name 01 Baillie Gifford & Co Limited 02 Baillie Gifford Overseas Limited VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D AIG COM 026874107 47 690 SH DEFINED 02 690 0 0 D AOL Time Warner COM 00184A105 116 7897 SH SOLE 7897 0 0 D AOL Time Warner COM 00184A105 48 3270 SH DEFINED 02 3270 0 0 D Amerada Hess COM 023551104 107740 1305940 SH SOLE 1295276 0 10664 D Amerada Hess COM 023551104 3616 43835 SH DEFINED 01 43835 0 0 D Amerada Hess COM 023551104 6332 76748 SH DEFINED 02 76748 0 0 D American Express COM 025816109 49 1360 SH DEFINED 02 1360 0 0 D Analog Devices COM 32654105 46995 1582315 SH SOLE 1566412 0 15903 D Analog Devices COM 32654105 1914 64444 SH DEFINED 01 64444 0 0 D Analog Devices COM 32654105 2157 72629 SH DEFINED 02 72629 0 0 D Applied Materials COM 38222105 388 20384 SH DEFINED 01 20384 0 0 D Applied Materials COM 38222105 21 1080 SH DEFINED 02 1080 0 0 D Automatic Data Processing COM 053015103 21288 488827 SH SOLE 488827 0 0 D Automatic Data Processing COM 053015103 1392 31974 SH DEFINED 01 31974 0 0 D Automatic Data Processing COM 053015103 67 1540 SH DEFINED 02 1540 0 0 D Bank of Nova Scotia COM 064149107 14122 429664 SH DEFINED 02 429664 0 0 D Biomet Inc COM 090613100 447 16500 SH DEFINED 01 16500 0 0 D Biomet Inc COM 090613100 30 1100 SH DEFINED 02 1100 0 0 D Brown-Forman B COM 115637209 74195 1075291 SH SOLE 1059101 0 16190 D Brown-Forman B COM 115637209 2173 31491 SH DEFINED 01 31491 0 0 D Brown-Forman B COM 115637209 3608 52295 SH DEFINED 02 52295 0 0 D Burlington Resources COM 122014103 13680 360000 SH SOLE 360000 0 0 D Burlington Resources COM 122014103 1330 35000 SH DEFINED 02 35000 0 0 D ChevronTexaco Corporation COM 166751107 6794 76770 SH SOLE 76770 0 0 D ChevronTexaco Corporation COM 166751107 638 7214 SH DEFINED 01 7214 0 0 D ChevronTexaco Corporation COM 166751107 52 590 SH DEFINED 02 590 0 0 D Choicepoint COM 170388102 242 5333 SH SOLE 5333 0 0 D Choicepoint COM 170388102 872 19169 SH DEFINED 01 19169 0 0 D Citigroup COM 172967101 69 1790 SH DEFINED 02 1790 0 0 D Comcast Special 'A' COM 925524308 26 1090 SH DEFINED 02 1090 0 0 D Costco Companies COM 22160K105 75104 1944700 SH SOLE 1923465 0 21235 D Costco Companies COM 22160K105 2881 74587 SH DEFINED 01 74587 0 0 D Costco Companies COM 22160K105 3677 95220 SH DEFINED 02 95220 0 0 D Crown Castle International COM 228227104 38 9720 SH SOLE 9720 0 0 D DST Systems Inc. COM 233326107 26283 574988 SH SOLE 574988 0 0 D DST Systems Inc. COM 233326107 1464 32031 SH DEFINED 01 32031 0 0 D DST Systems Inc. COM 233326107 1490 32590 SH DEFINED 02 32590 0 0 D DeVry COM 251893103 7630 334061 SH SOLE 334061 0 0 D DeVry COM 251893103 1115 48813 SH DEFINED 01 48813 0 0 D DeVry COM 251893103 946 41440 SH DEFINED 02 41440 0 0 D Dell Computer COM 247025109 2 94 SH SOLE 94 0 0 D Dell Computer COM 247025109 61 2350 SH DEFINED 02 2350 0 0 D Duke Realty Corporation COM 264411505 59191 2044579 SH SOLE 2007518 0 37061 D Duke Realty Corporation COM 264411505 1849 63874 SH DEFINED 01 63874 0 0 D Duke Realty Corporation COM 264411505 2495 86197 SH DEFINED 02 86197 0 0 D EOG Resources COM 26875P101 15827 398676 SH SOLE 398676 0 0 D EOG Resources COM 26875P101 3130 78850 SH DEFINED 02 78850 0 0 D Ecolab COM 278865100 777 16800 SH DEFINED 01 16800 0 0 D Ecolab COM 278865100 42 900 SH DEFINED 02 900 0 0 D Eli Lilly COM 532457108 42358 751029 SH SOLE 742709 0 8320 D Eli Lilly COM 532457108 1518 26914 SH DEFINED 01 26914 0 0 D Eli Lilly COM 532457108 1668 29577 SH DEFINED 02 29577 0 0 D Exxon Mobil COM 30231G102 65 1600 SH DEFINED 02 1600 0 0 D Fannie Mae COM 313586109 494 6705 SH DEFINED 01 6705 0 0 D Fannie Mae COM 313586109 128 1730 SH DEFINED 02 1730 0 0 D Federated Investors Inc COM 314211103 11799 341304 SH SOLE 341304 0 0 D Federated Investors Inc COM 314211103 1957 56606 SH DEFINED 01 56606 0 0 D Federated Investors Inc COM 314211103 1210 35000 SH DEFINED 02 35000 0 0 D Fifth Third Bancorp COM 316773100 47 700 SH DEFINED 02 700 0 0 D First Data COM 319963104 25157 676263 SH SOLE 676263 0 0 D First Data COM 319963104 1888 50748 SH DEFINED 01 50748 0 0 D First Data COM 319963104 1565 42070 SH DEFINED 02 42070 0 0 D Four Seasons Hotels (C$) COM 35100E104 467 10000 SH DEFINED 01 10000 0 0 D Four Seasons Hotels (C$) COM 35100E104 9230 197609 SH DEFINED 02 197609 0 0 D Freddie Mac COM 313400301 121302 1982065 SH SOLE 1964810 0 17255 D Freddie Mac COM 313400301 5896 96344 SH DEFINED 01 96344 0 0 D Freddie Mac COM 313400301 6431 105081 SH DEFINED 02 105081 0 0 D General Electric COM 369604103 6577 226419 SH SOLE 226419 0 0 D General Electric COM 369604103 1181 40645 SH DEFINED 01 40645 0 0 D General Electric COM 369604103 817 28130 SH DEFINED 02 28130 0 0 D Gillette COM 375766102 34670 1023617 SH SOLE 1005846 0 17771 D Gillette COM 375766102 1440 42519 SH DEFINED 01 42519 0 0 D Gillette COM 375766102 1382 40808 SH DEFINED 02 40808 0 0 D Golden West Financial COM 381317106 139871 2033598 SH SOLE 2016107 0 17491 D Golden West Financial COM 381317106 5555 80767 SH DEFINED 01 80767 0 0 D Golden West Financial COM 381317106 5395 78444 SH DEFINED 02 78444 0 0 D Home Depot COM 437076102 42 1150 SH DEFINED 02 1150 0 0 D Integra Sys.(U$) COM 45811M105 0 45802 SH SOLE 45802 0 0 D Johnson & Johnson COM 478160104 366 7000 SH DEFINED 01 7000 0 0 D Johnson & Johnson COM 478160104 76 1460 SH DEFINED 02 1460 0 0 D M&T Bank COM 55261F104 72421 844463 SH SOLE 834813 0 9650 D M&T Bank COM 55261F104 2502 29170 SH DEFINED 01 29170 0 0 D M&T Bank COM 55261F104 3271 38140 SH DEFINED 02 38140 0 0 D Manulife Financial COM 56501R106 21567 751471 SH DEFINED 02 751471 0 0 D Marsh & McLennan COM 571748102 38261 396076 SH SOLE 396076 0 0 D Marsh & McLennan COM 571748102 2752 28492 SH DEFINED 01 28492 0 0 D Marsh & McLennan COM 571748102 2032 21040 SH DEFINED 02 21040 0 0 D Maxim Integrated Products COM 57772K101 36090 941554 SH SOLE 931168 0 10386 D Maxim Integrated Products COM 57772K101 1374 35849 SH DEFINED 01 35849 0 0 D Maxim Integrated Products COM 57772K101 1677 43745 SH DEFINED 02 43745 0 0 D Merck COM 589331107 9952 196520 SH SOLE 196520 0 0 D Merck COM 589331107 1120 22123 SH DEFINED 01 22123 0 0 D Merck COM 589331107 1367 27000 SH DEFINED 02 27000 0 0 D Microchip Technology COM 595017104 9716 354211 SH SOLE 354211 0 0 D Microchip Technology COM 595017104 1462 53285 SH DEFINED 01 53285 0 0 D Microchip Technology COM 595017104 1269 46275 SH DEFINED 02 46275 0 0 D Microsoft COM 594918104 1258 23000 SH DEFINED 01 23000 0 0 D Microsoft COM 594918104 109 2000 SH DEFINED 02 2000 0 0 D Molex 'A' Share COM 608554200 10236 373164 SH SOLE 373164 0 0 D Molex 'A' Share COM 608554200 1521 55444 SH DEFINED 01 55444 0 0 D Molex 'A' Share COM 608554200 1276 46520 SH DEFINED 02 46520 0 0 D Moodys Corp COM 615369105 59025 1186439 SH SOLE 1176369 0 10070 D Moodys Corp COM 615369105 2352 47283 SH DEFINED 01 47283 0 0 D Moodys Corp COM 615369105 2667 53599 SH DEFINED 02 53599 0 0 D Morgan Stanley Dean Witter COM 617446448 29 670 SH DEFINED 02 670 0 0 D New York Community Bancorp COM 748242104 786 29000 SH DEFINED 01 29000 0 0 D New York Community Bancorp COM 748242104 47 1740 SH DEFINED 02 1740 0 0 D Omnicom (U$) COM 681919106 29488 643842 SH SOLE 638960 0 4882 D Omnicom (U$) COM 681919106 1621 35391 SH DEFINED 01 35391 0 0 D Omnicom (U$) COM 681919106 1381 30146 SH DEFINED 02 30146 0 0 D Oracle Corp COM 68389X105 20 2150 SH DEFINED 02 2150 0 0 D Pepsico COM 713448108 34 700 SH DEFINED 02 700 0 0 D Pfizer COM 717081103 114922 3283486 SH SOLE 3253260 0 30226 D Pfizer COM 717081103 5602 160054 SH DEFINED 01 160054 0 0 D Pfizer COM 717081103 5891 168326 SH DEFINED 02 168326 0 0 D Philip Morris COM 718154107 122663 2808219 SH SOLE 2784117 0 24102 D Philip Morris COM 718154107 5585 127863 SH DEFINED 01 127863 0 0 D Philip Morris COM 718154107 8250 188867 SH DEFINED 02 188867 0 0 D Praxair COM 74005P104 872 15300 SH DEFINED 01 15300 0 0 D Praxair COM 74005P104 40 700 SH DEFINED 02 700 0 0 D Precision Drilling COM 74022D100 6968 201428 SH DEFINED 02 201428 0 0 D Public Storage US Prop.Tst. COM 74460D109 0 434.709 SH SOLE 434.709 0 0 D Rothmans Inc COM 77869J106 10442 530270 SH DEFINED 02 530270 0 0 D Royal Bank of Canada COM 780087102 13614 394405 SH DEFINED 02 394405 0 0 D State Str.Boston COM 857477103 75996 1700143 SH SOLE 1682041 0 18102 D State Str.Boston COM 857477103 3180 71134 SH DEFINED 01 71134 0 0 D State Str.Boston COM 857477103 3898 87197 SH DEFINED 02 87197 0 0 D Suncor Energy COM 867229106 47345 2707000 SH SOLE 2707000 0 0 D Suncor Energy COM 867229106 2116 121000 SH DEFINED 01 121000 0 0 D Suncor Energy COM 867229106 29137 1665964 SH DEFINED 02 1665964 0 0 D TJX Companies COM 872539101 753 38400 SH DEFINED 01 38400 0 0 D TMP Worldwide COM 872941109 29174 1356953 SH SOLE 1349225 0 7728 D TMP Worldwide COM 872941109 1305 60694 SH DEFINED 01 60694 0 0 D TMP Worldwide COM 872941109 1568 72952 SH DEFINED 02 72952 0 0 D Tembec Inc. COM 879920106 13242 1398620 SH DEFINED 02 1398620 0 0 D US Industries COM 912080108 1 241 SH SOLE 241 0 0 D US Properties COM 91239P106 0 42347 SH SOLE 42347 0 0 D Verizon Communications COM 92343V104 44 1090 SH DEFINED 02 1090 0 0 D Viacom B COM 925524308 45 1020 SH DEFINED 02 1020 0 0 D Wal-Mart Stores COM 931142103 72 1310 SH DEFINED 02 1310 0 0 D Walgreen COM 931422109 97951 2535618 SH SOLE 2508878 0 26740 D Walgreen COM 931422109 3906 101114 SH DEFINED 01 101114 0 0 D Walgreen COM 931422109 5461 141367 SH DEFINED 02 141367 0 0 D Washington Mutual COM 939322103 742 20000 SH DEFINED 01 20000 0 0 D Wellpoint Health Networks COM 94973H108 124962 1605993 SH SOLE 1587907 0 18086 D Wellpoint Health Networks COM 94973H108 3890 49996 SH DEFINED 01 49996 0 0 D Wellpoint Health Networks COM 94973H108 4953 63656 SH DEFINED 02 63656 0 0 D Wrigley COM 982526105 84094 1519319 SH SOLE 1500495 0 18824 D Wrigley COM 982526105 3120 56363 SH DEFINED 01 56363 0 0 D Wrigley COM 982526105 3542 63990 SH DEFINED 02 63990 0 0 D Wyeth COM 26609107 899 17558 SH DEFINED 01 17558 0 0 D Wyeth COM 26609107 37 730 SH DEFINED 02 730 0 0 S REPORT SUMMARY 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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