The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3-D SYS CORP DEL | COM NEW | 88554D205 | 111 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
3-D SYS CORP DEL | COM NEW | 88554D205 | 1,962 | 140,000 | SH | Put | SOLE | 140,000 | 0 | 0 | |
3-D SYS CORP DEL | COM NEW | 88554D205 | 1,922 | 140,400 | SH | SOLE | 140,400 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 1,048 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
ABERCROMBIE & FITCH CO | CL A | 002896207 | 356 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AES CORP | COM | 00130H105 | 3,373 | 270,300 | SH | SOLE | 270,300 | 0 | 0 | ||
ALCOA INC | COM | 013817101 | 204 | 22,050 | SH | SOLE | 22,050 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 211 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 7,930 | 9,568 | SH | SOLE | 9,568 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAA4 | 1,766 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
AMBARELLA INC | SHS | G037AX101 | 5 | 32,700 | SH | Call | SOLE | 32,700 | 0 | 0 | |
AMBARELLA INC | SHS | G037AX101 | 295 | 32,700 | SH | Put | SOLE | 32,700 | 0 | 0 | |
AMBARELLA INC | SHS | G037AX101 | 1,661 | 32,700 | SH | SOLE | 32,700 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 364 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 1,978 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 625 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 4,938 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 358 | 358,185 | SH | Put | SOLE | 358,185 | 0 | 0 | |
APPLE INC | COM | 037833100 | 34,242 | 358,185 | SH | SOLE | 358,185 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 777 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 153 | 15,500 | SH | Put | SOLE | 15,500 | 0 | 0 | |
BOX INC | CL A | 10316T104 | 160 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 6,789 | 92,300 | SH | SOLE | 92,300 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 454 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 986 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CEPHEID | DBCV 1.250% 2/0 | 15670RAC1 | 3,918 | 4,502,000 | SH | SOLE | 4,502,000 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 4,131 | 70,500 | SH | SOLE | 70,500 | 0 | 0 | ||
CHANNELADVISOR CORP | COM | 159179100 | 145 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CHEETAH MOBILE INC | ADR | 163075104 | 80 | 12,800 | SH | Put | SOLE | 12,800 | 0 | 0 | |
CHEETAH MOBILE INC | ADR | 163075104 | 122 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 4,538 | 43,285 | SH | SOLE | 43,285 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 319 | 75,985 | SH | Put | SOLE | 75,985 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 2,180 | 75,985 | SH | SOLE | 75,985 | 0 | 0 | ||
COACH INC | COM | 189754104 | 2,265 | 55,600 | SH | SOLE | 55,600 | 0 | 0 | ||
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 620 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
COBALT INTL ENERGY INC | NOTE 3.125% 5/1 | 19075FAB2 | 142 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 271 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
CONNS INC | COM | 208242107 | 344 | 45,800 | SH | SOLE | 45,800 | 0 | 0 | ||
CONNS INC | COM | 208242107 | 314 | 45,800 | SH | Put | SOLE | 45,800 | 0 | 0 | |
CORNING INC | COM | 219350105 | 7,135 | 348,400 | SH | SOLE | 348,400 | 0 | 0 | ||
CREE INC | COM | 225447101 | 162 | 29,100 | SH | Put | SOLE | 29,100 | 0 | 0 | |
CREE INC | COM | 225447101 | 711 | 29,100 | SH | SOLE | 29,100 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 10,123 | 99,800 | SH | SOLE | 99,800 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 5,521 | 4,511,000 | SH | SOLE | 4,511,000 | 0 | 0 | ||
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 146 | 64,200 | SH | Put | SOLE | 64,200 | 0 | 0 | |
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 1,525 | 64,200 | SH | SOLE | 64,200 | 0 | 0 | ||
DIAMOND RESORTS INTL INC | COM | 25272T104 | 116 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
DIAMOND RESORTS INTL INC | COM | 25272T104 | 5,992 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DYNEGY INC NEW DEL | PFD CONV SER A | 26817R207 | 602 | 9,770 | SH | SOLE | 9,770 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 388 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 6,570 | 180,700 | SH | SOLE | 180,700 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 561 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 14 | 184,300 | SH | Call | SOLE | 184,300 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 2,852 | 184,300 | SH | Put | SOLE | 184,300 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 2,252 | 184,300 | SH | SOLE | 184,300 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 1,098 | 222,218 | SH | SOLE | 222,218 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 889 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 132 | 192,500 | SH | Call | SOLE | 192,500 | 0 | 0 | |
GOPRO INC | CL A | 38268T103 | 4,539 | 192,500 | SH | Put | SOLE | 192,500 | 0 | 0 | |
GOPRO INC | CL A | 38268T103 | 2,081 | 192,500 | SH | SOLE | 192,500 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 155 | 35,500 | SH | Put | SOLE | 35,500 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 1,103 | 35,500 | SH | SOLE | 35,500 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 2,104 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 764 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 165 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 116 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
INTEL CORP | SDCV 12/1 | 458140AD2 | 5,929 | 4,600,000 | SH | SOLE | 4,600,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 984 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 13,172 | 86,785 | SH | SOLE | 86,785 | 0 | 0 | ||
INTUIT | COM | 461202103 | 10,971 | 98,300 | SH | SOLE | 98,300 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 2,072 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 55,560 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 16,644 | 147,800 | SH | SOLE | 147,800 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 893 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 3,687 | 31,600 | SH | SOLE | 31,600 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 726 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 372 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 1,735 | 105,400 | SH | Put | SOLE | 105,400 | 0 | 0 | |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 754 | 105,400 | SH | SOLE | 105,400 | 0 | 0 | ||
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 159 | 31,700 | SH | Put | SOLE | 31,700 | 0 | 0 | |
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 210 | 31,700 | SH | SOLE | 31,700 | 0 | 0 | ||
LANDS END INC NEW | COM | 51509F105 | 363 | 22,100 | SH | SOLE | 22,100 | 0 | 0 | ||
LANDS END INC NEW | COM | 51509F105 | 52 | 22,100 | SH | Put | SOLE | 22,100 | 0 | 0 | |
LENDINGCLUB CORP | COM | 52603A109 | 85 | 427,400 | SH | Call | SOLE | 427,400 | 0 | 0 | |
LENDINGCLUB CORP | COM | 52603A109 | 2,287 | 427,400 | SH | Put | SOLE | 427,400 | 0 | 0 | |
LENDINGCLUB CORP | COM | 52603A109 | 1,838 | 427,400 | SH | SOLE | 427,400 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | COM NEW | 535919203 | 155 | 26,100 | SH | Put | SOLE | 26,100 | 0 | 0 | |
LIONS GATE ENTMNT CORP | COM NEW | 535919203 | 528 | 26,100 | SH | SOLE | 26,100 | 0 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 629 | 75,800 | SH | Put | SOLE | 75,800 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 88 | 75,800 | SH | SOLE | 75,800 | 0 | 0 | ||
MASCO CORP | COM | 574599106 | 3,147 | 101,700 | SH | SOLE | 101,700 | 0 | 0 | ||
MATCH GROUP INC | COM | 57665R106 | 21 | 16,500 | SH | Put | SOLE | 16,500 | 0 | 0 | |
MATCH GROUP INC | COM | 57665R106 | 249 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
MATTEL INC | COM | 577081102 | 5,125 | 163,800 | SH | SOLE | 163,800 | 0 | 0 | ||
MATTRESS FIRM HLDG CORP | COM | 57722W106 | 77 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
MATTRESS FIRM HLDG CORP | COM | 57722W106 | 403 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 720 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 2,366 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 345 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 1.625% 2/1 | 595112AU7 | 4,253 | 3,040,000 | SH | SOLE | 3,040,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 306 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 102 | 77,000 | SH | Call | SOLE | 77,000 | 0 | 0 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 475 | 77,000 | SH | Put | SOLE | 77,000 | 0 | 0 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 3,553 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 7,431 | 153,000 | SH | SOLE | 153,000 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 330 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
NRG ENERGY INC | COM NEW | 629377508 | 2,283 | 152,300 | SH | SOLE | 152,300 | 0 | 0 | ||
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 3,816 | 1,634,000 | SH | SOLE | 1,634,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 400 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 2.625%12/1 | 682189AH8 | 2,433 | 2,348,000 | SH | SOLE | 2,348,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 76 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
PACIRA PHARMACEUTICALS INC | NOTE 3.250% 2/0 | 695127AB6 | 5,205 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 422 | 332,000 | SH | SOLE | 332,000 | 0 | 0 | ||
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 3,439 | 234,600 | SH | SOLE | 234,600 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 211 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 91 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 93 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 11,285 | 104,903 | SH | SOLE | 104,903 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 811 | 650 | SH | SOLE | 650 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 507 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
QUOTIENT TECHNOLOGY INC | COM | 749119103 | 58 | 23,900 | SH | Put | SOLE | 23,900 | 0 | 0 | |
QUOTIENT TECHNOLOGY INC | COM | 749119103 | 320 | 23,900 | SH | SOLE | 23,900 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 1,227 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
RELYPSA INC | COM | 759531106 | 2,022 | 219,600 | SH | Put | SOLE | 219,600 | 0 | 0 | |
RELYPSA INC | COM | 759531106 | 4,063 | 219,600 | SH | SOLE | 219,600 | 0 | 0 | ||
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 526 | 63,700 | SH | Put | SOLE | 63,700 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 1,827 | 63,700 | SH | SOLE | 63,700 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 12,566 | 233,000 | SH | SOLE | 233,000 | 0 | 0 | ||
ROYAL GOLD INC | NOTE 2.875% 6/1 | 780287AA6 | 1,548 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
RTI INTL METALS INC | NOTE 1.625%10/1 | 74973WAB3 | 16 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 1,847 | 174,400 | SH | Put | SOLE | 174,400 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 3,326 | 174,400 | SH | SOLE | 174,400 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E105 | 471 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 39 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SEARS HLDGS CORP | COM | 812350106 | 3 | 41,600 | SH | Call | SOLE | 41,600 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 397 | 41,600 | SH | Put | SOLE | 41,600 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 566 | 41,600 | SH | SOLE | 41,600 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 24,853 | 346,600 | SH | SOLE | 346,600 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 21,954 | 506,200 | SH | SOLE | 506,200 | 0 | 0 | ||
SERVICENOW INC | NOTE 11/0 | 81762PAB8 | 558 | 501,000 | SH | SOLE | 501,000 | 0 | 0 | ||
SOLARCITY CORP | COM | 83416T100 | 42 | 47,200 | SH | Call | SOLE | 47,200 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 605 | 47,200 | SH | Put | SOLE | 47,200 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 1,129 | 47,200 | SH | SOLE | 47,200 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 298 | 45,600 | SH | Put | SOLE | 45,600 | 0 | 0 | |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 894 | 45,600 | SH | SOLE | 45,600 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 2,246 | 76,184 | SH | SOLE | 76,184 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 52,063 | 290,761 | SH | SOLE | 290,761 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,897 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 105,086 | 501,667 | SH | SOLE | 501,667 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,142 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.550% 3/0 | 85571BAA3 | 830 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 1,337 | 1,283,000 | SH | SOLE | 1,283,000 | 0 | 0 | ||
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 1,119 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 967 | 118,900 | SH | Put | SOLE | 118,900 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 1,842 | 118,900 | SH | SOLE | 118,900 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 356 | 2,250,000 | SH | Call | SOLE | 2,250,000 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 671 | 2,250,000 | SH | Put | SOLE | 2,250,000 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 3,819 | 2,250,000 | SH | SOLE | 2,250,000 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 712 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 417 | 36,000 | SH | Call | SOLE | 36,000 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 974 | 36,000 | SH | Put | SOLE | 36,000 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 428 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
TRUPANION INC | COM | 898202106 | 178 | 18,000 | SH | Put | SOLE | 18,000 | 0 | 0 | |
TRUPANION INC | COM | 898202106 | 238 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 2,205 | 2,484,000 | SH | SOLE | 2,484,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 45 | 99,000 | SH | Call | SOLE | 99,000 | 0 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 555 | 99,000 | SH | Put | SOLE | 99,000 | 0 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 3,973 | 99,000 | SH | SOLE | 99,000 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 1,736 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 614 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 845 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
ANTHEM INC | UNIT 05/01/20188 | 036752202 | 994 | 22,450 | SH | SOLE | 22,450 | 0 | 0 | ||
DYNEGY INC NEW DEL | UNIT 07/01/20191 | 26817R405 | 539 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 334 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 444 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 437 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 585 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 4,046 | 3,800,000 | SH | SOLE | 3,800,000 | 0 | 0 | ||
WEBMD HEALTH CORP | NOTE 1.500%12/0 | 94770VAK8 | 6,443 | 5,100,000 | SH | SOLE | 5,100,000 | 0 | 0 | ||
WEBMD HEALTH CORP | NOTE 2.500% 1/3 | 94770VAF9 | 1,535 | 1,411,000 | SH | SOLE | 1,411,000 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 711 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 87 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 4,733 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WHITING PETE CORP NEW | NOTE 1.250% 4/0 | 966387AL6 | 1,125 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 842 | 41,700 | SH | SOLE | 41,700 | 0 | 0 | ||
XEROX CORP | COM | 984121103 | 520 | 54,800 | SH | SOLE | 54,800 | 0 | 0 | ||
XILINX INC | NOTE 2.625% 6/1 | 983919AF8 | 3,545 | 2,206,000 | SH | SOLE | 2,206,000 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 270 | 48,700 | SH | Put | SOLE | 48,700 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 1,279 | 48,700 | SH | SOLE | 48,700 | 0 | 0 | ||
YAHOO INC | NOTE 12/0 | 984332AF3 | 131 | 132,000 | SH | SOLE | 132,000 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 186 | 60,300 | SH | Call | SOLE | 60,300 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 1,902 | 60,300 | SH | Put | SOLE | 60,300 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 2,265 | 60,300 | SH | SOLE | 60,300 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 328 | 54,600 | SH | Put | SOLE | 54,600 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 300 | 54,600 | SH | SOLE | 54,600 | 0 | 0 |