SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Barber Jeffrey T

(Last) (First) (Middle)
C/O LIPOSCIENCE, INC.
2500 SUMNER BOULEVARD

(Street)
RALEIGH NC 27616

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIPOSCIENCE INC [ LPDX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 06/12/2013 A 2,058(2) A $0.00 2,058 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (right to buy) $6.68 06/12/2013 A 12,350(3) (4) 06/12/2023 Common Stock 12,350 $0.00 12,350 D
Explanation of Responses:
1. This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
2. This grant was made pursuant to the issuer's non-employee director compensation policy. As a newly elected director, the reporting person was awarded a number of restricted stock units equal to $13,750 divided by $6.68, the closing price of the issuer's common stock on the date of grant, June 12, 2013. One-half of the shares underlying this restricted stock unit award vest immediately prior to the issuer's 2014 annual meeting of stockholders, with the remainder vesting immediately prior to the issuer's 2015 annual meeting of stockholders, in each case subject to the reporting person's continued service with the issuer as of the vesting date.
3. This grant was made pursuant to the issuer's non-employee director compensation policy.
4. One-half of the shares underlying this stock option vest immediately prior to the issuer's 2014 annual meeting of stockholders, with the remainder vesting immediately prior to the issuer's 2015 annual meeting of stockholders, in each case subject to the reporting person's continued service with the issuer as of the vesting date.
Remarks:
/s/ Brian F. Leaf, attorney-in-fact 06/14/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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