The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANT ENERGY CORP | COM | 018802108 | 671 | 9,040 | SH | DFND | 1,2 | 9,040 | 0 | 0 | |
AMEREN CORP | COM | 023608102 | 6,110 | 121,954 | SH | DFND | 1,2 | 121,954 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 1,542 | 323,211 | SH | DFND | 1,2 | 323,211 | 0 | 0 | |
AMERICAN ELEC PWR INC | COM | 025537101 | 595 | 8,966 | SH | DFND | 1,2 | 8,966 | 0 | 0 | |
AVISTA CORP | COM | 05379B107 | 723 | 17,740 | SH | DFND | 1,2 | 17,740 | 0 | 0 | |
BWX TECHNOLOGIES INC | COM | 05605H100 | 240 | 7,152 | SH | DFND | 1,2 | 7,152 | 0 | 0 | |
COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD | 204409601 | 5,949 | 2,638,014 | SH | DFND | 1,2 | 2,638,014 | 0 | 0 | |
COMPANHIA PARANAENSE ENERG C | SPON ADR PFD | 20441B407 | 1,699 | 214,480 | SH | DFND | 1,2 | 214,480 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 598 | 7,803 | SH | DFND | 1,2 | 7,803 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 11,663 | 2,370,551 | SH | DFND | 1,2 | 2,370,551 | 0 | 0 | |
CPFL ENERGIA S A | SPONSORED ADR | 126153105 | 1,866 | 171,390 | SH | DFND | 1,2 | 171,390 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 1,727 | 92,780 | SH | DFND | 1,2 | 92,780 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 17,710 | 235,759 | SH | DFND | 1,2 | 235,759 | 0 | 0 | |
DTE ENERGY CO | COM | 233331107 | 672 | 7,410 | SH | DFND | 1,2 | 7,410 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 17,976 | 222,803 | SH | DFND | 1,2 | 222,803 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 31,086 | 385,300 | SH | Call | DFND | 1,2 | 385,300 | 0 | 0 |
EDISON INTL | COM | 281020107 | 8,028 | 111,675 | SH | DFND | 1,2 | 111,675 | 0 | 0 | |
ENTERGY CORP NEW | COM | 29364G103 | 709 | 8,941 | SH | DFND | 1,2 | 8,941 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 759 | 21,178 | SH | DFND | 1,2 | 21,178 | 0 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 582 | 16,167 | SH | DFND | 1,2 | 16,167 | 0 | 0 | |
GASLOG LTD | SHS | G37585109 | 1,064 | 109,200 | SH | DFND | 1,2 | 109,200 | 0 | 0 | |
GLOBAL X FDS | MSCI GREECE ETF | 37950E366 | 1,872 | 248,614 | SH | DFND | 1,2 | 248,614 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 9,847 | 547,800 | SH | DFND | 1,2 | 547,800 | 0 | 0 | |
GREAT PLAINS ENERGY INC | COM | 391164100 | 741 | 22,980 | SH | DFND | 1,2 | 22,980 | 0 | 0 | |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 34,382 | 1,061,159 | SH | DFND | 1,2 | 1,061,159 | 0 | 0 | |
IDEAL PWR INC | COM | 451622104 | 604 | 133,781 | SH | DFND | 1,2 | 133,781 | 0 | 0 | |
LACLEDE GROUP INC | COM | 505597104 | 6,615 | 97,644 | SH | DFND | 1,2 | 97,644 | 0 | 0 | |
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 5,392 | 329,572 | SH | DFND | 1,2 | 329,572 | 0 | 0 | |
MUELLER WTR PRODS INC | COM SER A | 624758108 | 5,256 | 532,000 | SH | DFND | 1,2 | 532,000 | 0 | 0 | |
NEW JERSEY RES | COM | 646025106 | 698 | 19,160 | SH | DFND | 1,2 | 19,160 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 2,547 | 21,524 | SH | DFND | 1,2 | 21,524 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 246 | 18,917 | SH | DFND | 1,2 | 18,917 | 0 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 247 | 18,231 | SH | DFND | 1,2 | 18,231 | 0 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 410 | 28,823 | SH | DFND | 1,2 | 28,823 | 0 | 0 | |
OGE ENERGY CORP | COM | 670837103 | 727 | 25,390 | SH | DFND | 1,2 | 25,390 | 0 | 0 | |
ONE GAS INC | COM | 68235P108 | 264 | 4,320 | SH | DFND | 1,2 | 4,320 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 13,777 | 2,023,031 | SH | DFND | 1,2 | 2,023,031 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 14,488 | 242,601 | SH | DFND | 1,2 | 242,601 | 0 | 0 | |
PINNACLE WEST CAP CORP | COM | 723484101 | 3,610 | 48,090 | SH | DFND | 1,2 | 48,090 | 0 | 0 | |
PNM RES INC | COM | 69349H107 | 5,905 | 175,121 | SH | DFND | 1,2 | 175,121 | 0 | 0 | |
PPL CORP | COM | 69351T106 | 8,463 | 222,297 | SH | DFND | 1,2 | 222,297 | 0 | 0 | |
PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | 576 | 12,214 | SH | DFND | 1,2 | 12,214 | 0 | 0 | |
SCANA CORP NEW | COM | 80589M102 | 11,622 | 165,670 | SH | DFND | 1,2 | 165,670 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 13,525 | 129,989 | SH | DFND | 1,2 | 129,989 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 3,570 | 242,031 | SH | DFND | 1,2 | 242,031 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 3,985 | 162,151 | SH | DFND | 1,2 | 162,151 | 0 | 0 | |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 1,255 | 49,910 | SH | DFND | 1,2 | 49,910 | 0 | 0 | |
SOUTH JERSEY INDS INC | COM | 838518108 | 714 | 25,090 | SH | DFND | 1,2 | 25,090 | 0 | 0 | |
SOUTHWEST GAS CORP | COM | 844895102 | 386 | 5,860 | SH | DFND | 1,2 | 5,860 | 0 | 0 | |
SUNRUN INC | COM | 86771W105 | 2,365 | 365,289 | SH | DFND | 1,2 | 365,289 | 0 | 0 | |
WESTAR ENERGY INC | COM | 95709T100 | 6,798 | 137,020 | SH | DFND | 1,2 | 137,020 | 0 | 0 | |
WGL HLDGS INC | COM | 92924F106 | 6,178 | 85,360 | SH | DFND | 1,2 | 85,360 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 5,178 | 126,600 | SH | DFND | 1,2 | 126,600 | 0 | 0 |