The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN PLC | SHS | G0177J108 | 13,047 | 48,678 | SH | DFND | 1,2,3 | 0 | 48,678 | 0 | |
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 11,949 | 13,000 | PRN | DFND | 1,2,3 | 0 | 13,000 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 6,961 | 50,000 | SH | Put | DFND | 1,2,3 | 0 | 50,000 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 129,474 | 169,713 | SH | DFND | 1,2,3 | 0 | 169,713 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 585 | 450,000 | SH | DFND | 1,2,3 | 0 | 450,000 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 42,841 | 801,510 | SH | DFND | 1,2,3 | 0 | 801,510 | 0 | |
ANACOR PHARMACEUTICALS INC | NOTE 2.000%10/1 | 032420AC5 | 5,722 | 3,151,000 | PRN | DFND | 1,2,3 | 0 | 3,151,000 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 1,143 | 1,313,248 | SH | DFND | 1,2,3 | 0 | 1,313,248 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 4,236 | 200,000 | SH | DFND | 1,2,3 | 0 | 200,000 | 0 | |
ARAMARK | COM | 03852U106 | 4,802 | 145,000 | SH | DFND | 1,2,3 | 0 | 145,000 | 0 | |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 11,153 | 271,952 | SH | DFND | 1,2,3 | 0 | 271,952 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 40,279 | 865,292 | SH | DFND | 1,2,3 | 0 | 865,292 | 0 | |
COCA COLA CO | COM | 191216100 | 7,330 | 158,000 | SH | DFND | 1,2,3 | 0 | 158,000 | 0 | |
CSRA INC | COM | 12650T104 | 10,760 | 400,000 | SH | DFND | 1,2,3 | 0 | 400,000 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 24,343 | 550,000 | SH | DFND | 1,2,3 | 0 | 550,000 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 9,439 | 91,000 | SH | DFND | 1,2,3 | 0 | 91,000 | 0 | |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 11,970 | 280,780 | SH | DFND | 1,2,3 | 0 | 280,780 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,295 | 958,920 | SH | DFND | 1,2,3 | 0 | 958,920 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 22,622 | 824,399 | SH | DFND | 1,2,3 | 0 | 824,399 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 9,159 | 963,129 | SH | DFND | 1,2,3 | 0 | 963,129 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 9,994 | 121,200 | SH | DFND | 1,2,3 | 0 | 121,200 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 2,100 | 26,082 | SH | DFND | 1,2,3 | 0 | 26,082 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 16,319 | 185,000 | SH | Call | DFND | 1,2,3 | 0 | 185,000 | 0 |
EHI CAR SVCS LTD | SPON ADS CL A | 26853A100 | 4,916 | 393,600 | SH | DFND | 1,2,3 | 0 | 393,600 | 0 | |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 2,071 | 140,882 | SH | DFND | 1,2,3 | 0 | 140,882 | 0 | |
EMC INS GROUP INC | COM | 268664109 | 19,911 | 747,136 | SH | DFND | 1,2,3 | 0 | 747,136 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 7,750 | 6,000,000 | PRN | DFND | 1,2,3 | 0 | 6,000,000 | 0 | |
ENTELLUS MED INC | COM | 29363K105 | 4,098 | 225,280 | SH | DFND | 1,2,3 | 0 | 225,280 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 1,317 | 329,130 | SH | DFND | 1,2,3 | 0 | 329,130 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 1,600 | 400,000 | SH | Call | DFND | 1,2,3 | 0 | 400,000 | 0 |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 19,233 | 280,000 | SH | Put | DFND | 1,2,3 | 0 | 280,000 | 0 |
FATE THERAPEUTICS INC | COM | 31189P102 | 4,064 | 2,257,920 | SH | DFND | 1,2,3 | 0 | 2,257,920 | 0 | |
FINISAR CORP | COM NEW | 31787A507 | 4,560 | 250,000 | SH | DFND | 1,2,3 | 0 | 250,000 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 6,076 | 660,463 | SH | DFND | 1,2,3 | 0 | 660,463 | 0 | |
FMC TECHNOLOGIES INC | COM | 30249U101 | 20,185 | 500,000 | SH | Call | DFND | 1,2,3 | 0 | 500,000 | 0 |
GENERAL MLS INC | COM | 370334104 | 6,335 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
GIGAMON INC | COM | 37518B102 | 20,754 | 669,061 | SH | DFND | 1,2,3 | 0 | 669,061 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 3,571 | 45,752 | SH | DFND | 1,2,3 | 0 | 45,752 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 8,224 | 433,084 | SH | DFND | 1,2,3 | 0 | 433,084 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 7,154 | 376,700 | SH | Call | DFND | 1,2,3 | 0 | 376,700 | 0 |
HOME DEPOT INC | COM | 437076102 | 10,274 | 77,000 | SH | DFND | 1,2,3 | 0 | 77,000 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 19,491 | 1,176,275 | SH | DFND | 1,2,3 | 0 | 1,176,275 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 14,499 | 875,000 | SH | Call | DFND | 1,2,3 | 0 | 875,000 | 0 |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 18,099 | 21,250,000 | PRN | DFND | 1,2,3 | 0 | 21,250,000 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 1,763 | 244,150 | SH | DFND | 1,2,3 | 0 | 244,150 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 20,423 | 250,000 | SH | DFND | 1,2,3 | 0 | 250,000 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 75,228 | 680,000 | SH | Put | DFND | 1,2,3 | 0 | 680,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 30,423 | 275,000 | SH | Call | DFND | 1,2,3 | 0 | 275,000 | 0 |
JAGUAR ANIMAL HEALTH INC | COM | 47008L106 | 1,495 | 946,139 | SH | DFND | 1,2,3 | 0 | 946,139 | 0 | |
JARDEN CORP | COM | 471109108 | 98,362 | 1,668,572 | SH | DFND | 1,2,3 | 0 | 1,668,572 | 0 | |
KEMPHARM INC | COM | 488445107 | 3,454 | 238,224 | SH | DFND | 1,2,3 | 0 | 238,224 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 12,585 | 160,198 | SH | DFND | 1,2,3 | 0 | 160,198 | 0 | |
KROGER CO | COM | 501044101 | 3,902 | 102,000 | SH | DFND | 1,2,3 | 0 | 102,000 | 0 | |
LAM RESEARCH CORP | NOTE 0.500% 5/1 | 512807AJ7 | 6,682 | 5,000,000 | PRN | DFND | 1,2,3 | 0 | 5,000,000 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 6,979 | 1,228,763 | SH | DFND | 1,2,3 | 0 | 1,228,763 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 6,266 | 524,380 | SH | DFND | 1,2,3 | 0 | 524,380 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 6,742 | 12,000,000 | PRN | DFND | 1,2,3 | 0 | 12,000,000 | 0 | |
LIPOCINE INC NEW | COM | 53630X104 | 597 | 58,830 | SH | DFND | 1,2,3 | 0 | 58,830 | 0 | |
LOWES COS INC | COM | 548661107 | 27,612 | 364,511 | SH | DFND | 1,2,3 | 0 | 364,511 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 4,256 | 157,811 | SH | DFND | 1,2,3 | 0 | 157,811 | 0 | |
MANITOWOC FOODSERVICE INC | COM | 563568104 | 8,258 | 560,262 | SH | DFND | 1,2,3 | 0 | 560,262 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 38,076 | 402,920 | SH | DFND | 1,2,3 | 0 | 402,920 | 0 | |
MCDONALDS CORP | COM | 580135101 | 12,783 | 101,712 | SH | DFND | 1,2,3 | 0 | 101,712 | 0 | |
MEDIWOUND LTD | ORD SHS | M68830104 | 683 | 84,590 | SH | DFND | 1,2,3 | 0 | 84,590 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 14,201 | 261,389 | SH | DFND | 1,2,3 | 0 | 261,389 | 0 | |
MOLSON COORS BREWING CO | CL A | 60871R100 | 12,816 | 133,248 | SH | DFND | 1,2,3 | 0 | 133,248 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 4,402 | 33,000 | SH | DFND | 1,2,3 | 0 | 33,000 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 53,751 | 1,213,618 | SH | DFND | 1,2,3 | 0 | 1,213,618 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 20,412 | 613,883 | SH | DFND | 1,2,3 | 0 | 613,883 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 32,734 | 739,413 | SH | DFND | 1,2,3 | 0 | 739,413 | 0 | |
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 1,070 | 256,552 | SH | DFND | 1,2,3 | 0 | 256,552 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 43,415 | 1,382,209 | SH | DFND | 1,2,3 | 0 | 1,382,209 | 0 | |
NOMAD HLDGS LTD | USD ORD SHS | G6564A105 | 11,522 | 1,278,750 | SH | DFND | 1,2,3 | 0 | 1,278,750 | 0 | |
OTONOMY INC | COM | 68906L105 | 2,650 | 177,587 | SH | DFND | 1,2,3 | 0 | 177,587 | 0 | |
PARKER HANNIFIN CORP | COM | 701094104 | 19,588 | 176,338 | SH | DFND | 1,2,3 | 0 | 176,338 | 0 | |
PBF ENERGY INC | CL A | 69318G106 | 20,601 | 620,500 | SH | DFND | 1,2,3 | 0 | 620,500 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 57,552 | 1,639,649 | SH | DFND | 1,2,3 | 0 | 1,639,649 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 2,040 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
PPG INDS INC | COM | 693506107 | 18,266 | 163,831 | SH | DFND | 1,2,3 | 0 | 163,831 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 9,466 | 115,000 | SH | DFND | 1,2,3 | 0 | 115,000 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 7,230 | 250,001 | SH | DFND | 1,2,3 | 0 | 250,001 | 0 | |
QUALCOMM INC | COM | 747525103 | 18,240 | 356,676 | SH | DFND | 1,2,3 | 0 | 356,676 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 16,220 | 45,000 | SH | Put | DFND | 1,2,3 | 0 | 45,000 | 0 |
RENAISSANCERE HOLDINGS LTD | COM | G7496G103 | 15,111 | 126,100 | SH | DFND | 1,2,3 | 0 | 126,100 | 0 | |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 1,667 | 39,778 | SH | DFND | 1,2,3 | 0 | 39,778 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 62,065 | 1,250,000 | SH | Put | DFND | 1,2,3 | 0 | 1,250,000 | 0 |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 23,305 | 757,880 | SH | DFND | 1,2,3 | 0 | 757,880 | 0 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 15,978 | 205,113 | SH | DFND | 1,2,3 | 0 | 205,113 | 0 | |
SONUS NETWORKS INC | COM NEW | 835916503 | 2,846 | 378,000 | SH | DFND | 1,2,3 | 0 | 378,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 205,520 | 1,000,000 | SH | Put | DFND | 1,2,3 | 0 | 1,000,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,552 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 28,413 | 550,000 | SH | Put | DFND | 1,2,3 | 0 | 550,000 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 5,646 | 150,000 | SH | DFND | 1,2,3 | 0 | 150,000 | 0 | |
TETRALOGIC PHARMACEUTICALS C | NOTE 8.000% 6/1 | 88165UAB5 | 481 | 2,000,000 | PRN | DFND | 1,2,3 | 0 | 2,000,000 | 0 | |
TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 3,729 | 1,547,248 | SH | DFND | 1,2,3 | 0 | 1,547,248 | 0 | |
UNWIRED PLANET INC NEW | COM NEW | 91531F202 | 5,301 | 545,020 | SH | DFND | 1,2,3 | 0 | 545,020 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 3,945 | 150,000 | SH | Call | DFND | 1,2,3 | 0 | 150,000 | 0 |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 3,884 | 464,568 | SH | DFND | 1,2,3 | 0 | 464,568 | 0 | |
VERSARTIS INC | COM | 92529L102 | 1,774 | 221,244 | SH | DFND | 1,2,3 | 0 | 221,244 | 0 | |
V F CORP | COM | 918204108 | 1,943 | 30,000 | SH | DFND | 1,2,3 | 0 | 30,000 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 4,477 | 202,500 | SH | DFND | 1,2,3 | 0 | 202,500 | 0 | |
VISA INC | COM CL A | 92826C839 | 22,616 | 295,713 | PRN | DFND | 1,2,3 | 0 | 295,713 | 0 | |
WESTROCK CO | COM | 96145D105 | 28,624 | 733,394 | SH | DFND | 1,2,3 | 0 | 733,394 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 2,489 | 80,000 | SH | Call | DFND | 1,2,3 | 0 | 80,000 | 0 |
WILLIS TOWERS WATSON PUB LTD | SHS | G96629103 | 13,913 | 117,254 | SH | DFND | 1,2,3 | 0 | 117,254 | 0 | |
YUM BRANDS INC | COM | 988498101 | 10,231 | 125,000 | SH | DFND | 1,2,3 | 0 | 125,000 | 0 |