The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 8,987 | 450,000 | SH | Put | DFND | 1 2 3 4 6 | 450,000 | 0 | 0 |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 9,401 | 470,750 | SH | DFND | 1 2 3 4 6 | 470,750 | 0 | 0 | |
AFFYMETRIX INC | COM | 00826T108 | 8,364 | 597,000 | SH | DFND | 1 2 3 4 6 | 597,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 16,075 | 59,975 | SH | DFND | 1 2 3 4 6 | 59,975 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 34,127 | 1,823,055 | SH | DFND | 1 2 3 4 | 1,823,055 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 21,545 | 1,150,906 | SH | DFND | 1 2 3 4 5 | 1,150,906 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 34,544 | 1,845,314 | SH | DFND | 1 2 3 4 8 | 1,845,314 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 27,752 | 1,821,030 | SH | DFND | 1 2 3 4 8 | 1,821,030 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 23,356 | 1,532,547 | SH | DFND | 1 2 3 4 | 1,532,547 | 0 | 0 | |
APOLLO ED GROUP INC | CL A | 037604105 | 4,595 | 559,300 | SH | DFND | 1 2 3 4 6 | 559,300 | 0 | 0 | |
CHECKPOINT SYS INC | COM | 162825103 | 8,096 | 800,000 | SH | DFND | 1 2 3 4 6 | 800,000 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 407 | 12,035 | SH | DFND | 1 2 3 4 | 12,035 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 15,864 | 468,931 | SH | DFND | 1 2 3 4 5 | 468,931 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 5,876 | 173,699 | SH | DFND | 5 2 3 4 5 | 173,699 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,509 | 86,798 | SH | DFND | 1 2 3 4 6 | 86,798 | 0 | 0 | |
CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 1,720 | 406,734 | SH | DFND | 1 2 3 4 5 | 406,734 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 673 | 30,975 | SH | DFND | 1 2 3 4 | 30,975 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 15,990 | 600,000 | SH | Put | DFND | 1 2 3 4 6 | 600,000 | 0 | 0 |
E M C CORP MASS | COM | 268648102 | 17,909 | 672,000 | SH | DFND | 1 2 3 4 6 | 672,000 | 0 | 0 | |
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 5,600 | 280,000 | SH | DFND | 1 2 3 4 6 | 280,000 | 0 | 0 | |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 7,449 | 748,644 | SH | DFND | 1 2 3 4 | 748,644 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 324,685 | 10,500,825 | SH | DFND | 1 2 3 4 | 10,500,825 | 0 | 0 | |
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 928 | 76,009 | SH | DFND | 1 2 3 4 6 | 76,009 | 0 | 0 | |
GENERAL GROWTH PPTYS INC NEW | COM | 370023103 | 956 | 32,160 | SH | DFND | 1 2 3 4 | 32,160 | 0 | 0 | |
HERCULES OFFSHORE INC | COM NEW | 427093307 | 875 | 364,535 | SH | DFND | 1 2 3 | 364,535 | 0 | 0 | |
HOWARD HUGHES CORP | COM | 44267D107 | 326 | 3,081 | SH | DFND | 1 2 3 4 | 3,081 | 0 | 0 | |
HRG GROUP INC | COM | 40434J100 | 459,617 | 32,994,740 | SH | DFND | 1 2 3 4 5 7 | 32,994,740 | 0 | 0 | |
ICONIX BRAND GROUP INC | NOTE 2.500% 6/0 | 451055AE7 | 19,455 | 19,651,307 | PRN | DFND | 1 2 3 4 5 | 19,651,307 | 0 | 0 | |
ICONIX BRAND GROUP INC | NOTE 2.500% 6/0 | 451055AE7 | 5,315 | 5,368,953 | PRN | DFND | 6 2 3 4 5 | 5,368,953 | 0 | 0 | |
ICONIX BRAND GROUP INC | NOTE 2.500% 6/0 | 451055AE7 | 234 | 236,481 | PRN | DFND | 2 2 3 4 5 | 236,481 | 0 | 0 | |
ICONIX BRAND GROUP INC | NOTE 2.500% 6/0 | 451055AE7 | 1,068 | 1,079,436 | PRN | DFND | 1 2 3 4 | 1,079,436 | 0 | 0 | |
ICONIX BRAND GROUP INC | NOTE 2.500% 6/0 | 451055AE7 | 162 | 163,823 | PRN | DFND | 3 2 3 4 5 | 163,823 | 0 | 0 | |
IDREAMSKY TECHNOLOGY LIMITED | SPONSORED ADS | 45173K101 | 736 | 53,554 | SH | DFND | 1 2 3 4 6 | 53,554 | 0 | 0 | |
INGRAM MICRO INC | CL A | 457153104 | 3,591 | 100,000 | SH | DFND | 1 2 3 4 6 | 100,000 | 0 | 0 | |
INNOCOLL HLDGS PLC | SHS | G4783X105 | 35,053 | 4,085,469 | SH | DFND | 1 2 3 4 7 | 4,085,469 | 0 | 0 | |
INTRAWEST RESORTS HLDGS INC | COM | 46090K109 | 231,177 | 27,038,250 | SH | DFND | 1 2 3 4 | 27,038,250 | 0 | 0 | |
INVENTERGY GLOBAL INC | COM NEW | 46123X409 | 100 | 50,000 | SH | DFND | 1 2 3 4 | 50,000 | 0 | 0 | |
MARATHON PATENT GROUP INC | COM NEW | 56585W203 | 267 | 134,409 | SH | DFND | 1 2 3 4 | 134,409 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 6,182 | 550,000 | SH | Put | DFND | 1 2 3 4 6 | 550,000 | 0 | 0 |
MOMO INC | ADR | 60879B107 | 4,496 | 400,000 | SH | DFND | 1 2 3 4 6 | 400,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 315 | 6,800 | SH | Call | DFND | 1 2 3 4 6 | 6,800 | 0 | 0 |
NATIONAL INTERSTATE CORP | COM | 63654U100 | 8,614 | 287,900 | SH | DFND | 1 2 3 4 6 | 287,900 | 0 | 0 | |
NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 674,237 | 68,104,736 | SH | DFND | 1 2 3 4 | 68,104,736 | 0 | 0 | |
NEWCASTLE INVT CORP NEW | COM PAR $0.01 | 65105M603 | 4,491 | 1,037,091 | SH | SOLE | 1 | 1,037,091 | 0 | 0 | |
NII HLDGS INC | COM PAR $0.001 | 62913F508 | 8,096 | 1,464,085 | SH | DFND | 1 2 3 | 1,464,085 | 0 | 0 | |
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 11,969 | 1,031,823 | SH | DFND | 1 2 3 4 6 | 1,031,823 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 11,693 | 891,228 | SH | DFND | 1 2 3 4 5 | 891,228 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 4,251 | 324,038 | SH | DFND | 7 2 3 4 5 | 324,038 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 398 | 30,326 | SH | DFND | 1 2 3 4 | 30,326 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 0 | 3 | SH | DFND | 1 2 3 | 3 | 0 | 0 | |
ONEMAIN HLDGS INC | COM | 68268W103 | 2,014,391 | 73,437,500 | SH | DFND | 1 2 3 4 | 73,437,500 | 0 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 56,756 | 1,669,336 | SH | DFND | 1 2 3 4 | 1,669,336 | 0 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 116,324 | 3,421,339 | SH | DFND | 1 2 3 4 7 | 3,421,339 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 6,581 | 433,804 | SH | DFND | 1 2 3 4 | 433,804 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 2,635 | 157,823 | SH | DFND | 1 2 3 4 | 157,823 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 8,603 | 113,870 | SH | DFND | 1 2 3 4 6 | 113,870 | 0 | 0 | |
QUAD / GRAPHICS INC | COM CL A | 747301109 | 0 | 2 | SH | DFND | 1 2 3 | 2 | 0 | 0 | |
QUNAR CAYMAN IS LTD | SPNS ADR CL B | 74906P104 | 4,963 | 125,000 | SH | Put | DFND | 1 2 3 4 6 | 125,000 | 0 | 0 |
ROUSE PPTYS INC | COM | 779287101 | 22 | 1,206 | SH | DFND | 1 2 3 4 | 1,206 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 12,553 | 165,000 | SH | DFND | 1 2 3 4 6 | 165,000 | 0 | 0 | |
SITO MOBILE LTD | COM NEW | 82988R203 | 1,178 | 461,954 | SH | DFND | 1 2 3 4 | 461,954 | 0 | 0 | |
STATE NATL COS INC | COM | 85711T305 | 44,100 | 3,500,000 | SH | DFND | 1 2 3 4 5 8 | 3,500,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 786 | 3,839 | SH | DFND | 1 2 3 4 | 3,839 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 23,815 | 116,385 | SH | DFND | 1 2 3 4 5 | 116,385 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 7,157 | 34,975 | SH | DFND | 8 2 3 4 5 | 34,975 | 0 | 0 | |
TUMI HLDGS INC | COM | 89969Q104 | 8,851 | 330,000 | SH | DFND | 1 2 3 4 6 | 330,000 | 0 | 0 | |
U S CONCRETE INC | COM NEW | 90333L201 | 346 | 5,815 | SH | DFND | 1 2 3 | 5,815 | 0 | 0 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 11,974 | 142,900 | SH | Put | DFND | 1 2 3 4 5 | 142,900 | 0 | 0 |
VERINT SYS INC | COM | 92343X100 | 4 | 122 | SH | DFND | 1 2 3 | 122 | 0 | 0 | |
WILLBROS GROUP INC DEL | COM | 969203108 | 97 | 45,350 | SH | DFND | 1 2 3 4 | 45,350 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 37 | 15,916 | SH | DFND | 1 2 3 | 15,916 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 10 | 4,076 | SH | DFND | 1 2 3 4 | 4,076 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 227 | 97,215 | SH | DFND | 1 2 3 4 5 | 97,215 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 105 | 45,008 | SH | DFND | 9 2 3 4 5 | 45,008 | 0 | 0 | |
XURA INC | COM | 98420V107 | 2 | 94 | SH | DFND | 1 2 3 | 94 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 3,572 | 58,000 | SH | Put | DFND | 1 2 3 4 6 | 58,000 | 0 | 0 |
YY INC | ADS REPCOM CLA | 98426T106 | 7,834 | 127,200 | SH | DFND | 1 2 3 4 6 | 127,200 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 4,311 | 70,000 | SH | Call | DFND | 1 2 3 4 6 | 70,000 | 0 | 0 |