10-Q/A 1 f10q0913a1_mphase.htm QUARTERLY REPORT f10q0913a1_mphase.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
 
FOR THE QUARTER ENDED September 30, 2013
 
COMMISSION FILE NO. 000-30202
 
Amendment No. 1 to
FORM 10-Q
 
mPhase Technologies, Inc.
(Exact name of registrant as specified in its charter)
 
NEW JERSEY
  
22-2287503
(State or other jurisdiction of
  
(I.R.S. Employer
incorporation or organization)
  
Identification Number)
     
587 CONNECTICUT AVE., NORWALK, CT
  
06854-1711
(Address of principal executive offices)
  
(Zip Code)
 
(203) 838-2741
ISSUER’S TELEPHONE NUMBER
 
INDICATE BY CHECK MARK WHETHER THE REGISTRANT (1) HAS FILED ALL REPORTS REQUIRED TO BE FILED BY SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934, DURING THE PRECEDING 12 MONTHS (OR FOR SHORTER PERIOD THAT THE REGISTRANT WAS REQUIRED TO FILE SUCH REPORT), AND (2) HAS BEEN SUBJECT TO SUCH FILING REQUIREMENTS FOR THE PAST 90 DAYS.
 
YES x          NO o
 
THE NUMBER OF SHARES OUTSTANDING OF EACH OF THE REGISTRANT’S CLASSES OF COMMON STOCK AS OF OCTOBER 31, 2013 IS 5,761,726,649 SHARES, ALL OF ONE CLASS OF $.001 PAR VALUE COMMON STOCK.
 
 
 
 
 
 
EXPLANATORY NOTE


This Amendment includes the portions of the original Form 10-Q for the period ended September 30, 2013 required to be put into XBLR format. There are no other changes to the original Form 10-Q filing.
 
 
 
 
 
ITEM 6
 EXHIBITS AND REPORTS ON FORM 8-K
   
 
From 8k dated July 18, 2013 announcing the sale of a Convertible Note to Asher Enterprises, Inc. in the principal amount of $37, 500
   
 
Form8k dated September 18, 2013 announcing the removal of the DTC Chill with respect to the Common Stock of the Company
 
EXHIBITS
    
31.1 *
  
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes - Oxley Act of 2002.
31.2 *
  
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes - Oxley Act of 2002.
32.1 *
  
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes - Oxley Act of 2002.
32.2 *
  
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes - Oxley Act of 2002.
101.INS
 
XBRL Instance Document
101.SCH
 
XBRL Taxonomy Schema
101.CAL
 
XBRL Taxonomy Calculation Linkbase
101.DEF
 
XBRL Taxonomy Definition Linkbase
101.LAB
 
XBRL Taxonomy Label Linkbase
101.PRE
 
XBRL Taxonomy Presentation Linkbase
 
* Previously filed with the Company’s quarterly report on Form 10-Q with the Securities and Exchange Commission on November 14, 201.
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant, has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
  mPHASE TECHNOLOGIES, INC.
     
Dated: November 14, 2013
 By: 
/s/ Martin S. Smiley               
   
Martin S. Smiley
   
Executive Vice President Chief Financial Officer and General Counsel