The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
STONE HBR EMERG MRKTS INC FD COM 86164T107 238 19,783 SH   DFND 1,2 19,783 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 739 138,084 SH   DFND 1,2 138,084 0 0
WESTERN ASSET HIGH INCM OPP COM 95766K109 523 111,478 SH   DFND 1,2 111,478 0 0
GABELLI EQUITY TR INC COM 362397101 151 28,512 SH   DFND 1,2 28,512 0 0
ALPINE GLOBAL DYNAMIC DIVD F COM NEW 02082E205 125 14,166 SH   DFND 1,2 14,166 0 0
WELLS FARGO MULTI SECTOR INC COM SHS 94987D101 387 34,213 SH   DFND 1,2 34,213 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 671 87,860 SH   DFND 1,2 87,860 0 0
SOURCE CAP INC COM 836144105 653 9,853 SH   DFND 1,2 9,853 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 281 11,034 SH   DFND 1,2 11,034 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 513 40,961 SH   DFND 1,2 40,961 0 0
CLOUGH GLOBAL ALLOCATION FD COM 18913Y103 136 10,072 SH   DFND 1,2 10,072 0 0
GLOBAL HIGH INCOME FUND INC COM 37933G108 3,839 451,595 SH   DFND 1,2 451,595 0 0
EATON VANCE FLTING RATE INC COM 278279104 420 33,243 SH   DFND 1,2 33,243 0 0
KAYNE ANDERSON MDSTM ENERGY COM 48661E108 587 47,489 SH   DFND 1,2 47,489 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 333 26,566 SH   DFND 1,2 26,566 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 998 127,270 SH   DFND 1,2 127,270 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 7,998 401,707 SH   DFND 1,2 401,707 0 0
PIONEER HIGH INCOME TR COM 72369H106 249 26,084 SH   DFND 1,2 26,084 0 0
NUVEEN QUALITY PFD INC FD 3 COM 67072W101 246 28,933 SH   DFND 1,2 28,933 0 0
WESTERN ASSET MGD HI INCM FD COM 95766L107 220 48,772 SH   DFND 1,2 48,772 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1,284 43,297 SH   DFND 1,2 43,297 0 0
BLACKROCK ENHANCED EQT DIV T COM 09251A104 1,105 145,202 SH   DFND 1,2 145,202 0 0
FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 1,402 108,047 SH   DFND 1,2 108,047 0 0
NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 3,344 370,716 SH   DFND 1,2 370,716 0 0
NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 580 63,366 SH   DFND 1,2 63,366 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 1,464 149,647 SH   DFND 1,2 149,647 0 0
GABELLI MULTIMEDIA TR INC COM 36239Q109 173 23,048 SH   DFND 1,2 23,048 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 572 39,203 SH   DFND 1,2 39,203 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 739 155,551 SH   DFND 1,2 155,551 0 0
DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 110 14,459 SH   DFND 1,2 14,459 0 0
ALLIANZGI EQUITY & CONV INCO COM 018829101 351 19,563 SH   DFND 1,2 19,563 0 0
NUVEEN SR INCOME FD COM 67067Y104 196 34,050 SH   DFND 1,2 34,050 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 180 31,394 SH   DFND 1,2 31,394 0 0
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 189 38,196 SH   DFND 1,2 38,196 0 0
INVESCO SR INCOME TR COM 46131H107 670 165,949 SH   DFND 1,2 165,949 0 0
NEXPOINT CR STRATEGIES FD COM NEW 65340G205 513 25,090 SH   DFND 1,2 25,090 0 0
PIMCO INCOME OPPORTUNITY FD COM 72202B100 443 20,915 SH   DFND 1,2 20,915 0 0
CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 550 55,547 SH   DFND 1,2 55,547 0 0
CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 916 92,575 SH   DFND 1,2 92,575 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 364 35,567 SH   DFND 1,2 35,567 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 554 109,542 SH   DFND 1,2 109,542 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 513 39,765 SH   DFND 1,2 39,765 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 918 74,389 SH   DFND 1,2 74,389 0 0
MFS MULTIMARKET INCOME TR SH BEN INT 552737108 306 55,456 SH   DFND 1,2 55,456 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 614 87,746 SH   DFND 1,2 87,746 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 192 33,301 SH   DFND 1,2 33,301 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 409 32,942 SH   DFND 1,2 32,942 0 0
ADAM NAT RES FD INC COM 00548F105 1,443 81,363 SH   DFND 1,2 81,363 0 0
LMP CAP & INCOME FD INC COM 50208A102 285 23,028 SH   DFND 1,2 23,028 0 0
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 143 62,878 SH   DFND 1,2 62,878 0 0
ADVENT CLAYMORE CV SECS & IN COM 00764C109 595 44,023 SH   DFND 1,2 44,023 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 742 70,303 SH   DFND 1,2 70,303 0 0
CENTRAL GOLDTRUST TR UNIT 153546106 785 20,807 SH   DFND 1,2 20,807 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 1,250 100,886 SH   DFND 1,2 100,886 0 0
ZWEIG FD COM NEW 989834205 310 23,574 SH   DFND 1,2 23,574 0 0
ALLIANZGI CONV & INCOME FD COM 018828103 719 129,833 SH   DFND 1,2 129,833 0 0
PACHOLDER HIGH YIELD FD INC COM 693742108 73 12,037 SH   DFND 1,2 12,037 0 0
HATTERAS FINL CORP COM 41902R103 2,137 162,500 SH   DFND 1,2 162,500 0 0
INDIA FD INC COM 454089103 3,644 160,246 SH   DFND 1,2 160,246 0 0
COHEN & STEERS INFRASTRUCTUR COM 19248A109 675 35,358 SH   DFND 1,2 35,358 0 0
GENERAL AMERN INVS INC COM 368802104 806 25,250 SH   DFND 1,2 25,250 0 0
MEXICO FD INC COM 592835102 180 10,823 SH   DFND 1,2 10,823 0 0
TRI CONTL CORP COM 895436103 463 23,118 SH   DFND 1,2 23,118 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 237 10,036 SH   DFND 1,2 10,036 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 526 50,346 SH   DFND 1,2 50,346 0 0
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 3,470 452,395 SH   DFND 1,2 452,395 0 0
EATON VANCE LTD DUR INCOME F COM 27828H105 1,571 123,083 SH   DFND 1,2 123,083 0 0
FIRST TR ENHANCED EQTY INC F COM 337318109 218 16,482 SH   DFND 1,2 16,482 0 0
TEMPLETON DRAGON FD INC COM 88018T101 819 45,962 SH   DFND 1,2 45,962 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 863 135,914 SH   DFND 1,2 135,914 0 0
FRANKLIN UNVL TR SH BEN INT 355145103 77 13,426 SH   DFND 1,2 13,426 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 235 21,373 SH   DFND 1,2 21,373 0 0
ADVENT CLAY CONV SEC INC FD COM 007639107 196 35,293 SH   DFND 1,2 35,293 0 0
ALLIANZGI CONV & INCOME FD I COM 018825109 703 139,170 SH   DFND 1,2 139,170 0 0
BLACKROCK DEBT STRAT FD INC COM 09255R103 441 130,878 SH   DFND 1,2 130,878 0 0
CUSHING MLP TOTAL RETURN FD COM NEW 231631201 175 16,361 SH   DFND 1,2 16,361 0 0
KAYNE ANDERSON ENRGY TTL RT COM 48660P104 494 58,372 SH   DFND 1,2 58,372 0 0
TORTOISE ENERGY INFRSTRCTR C COM 89147L100 3,122 112,211 SH   DFND 1,2 112,211 0 0
WESTERN ASSET GLB HI INCOME COM 95766B109 304 34,900 SH   DFND 1,2 34,900 0 0
WESTERN ASSET CLYM INFL OPP COM 95766R104 308 29,977 SH   DFND 1,2 29,977 0 0
MACQUARIE GLBL INFRA TOTL RE COM 55608D101 251 13,168 SH   DFND 1,2 13,168 0 0
WESTERN ASSET EMRG MKT DEBT COM 95766A101 696 50,696 SH   DFND 1,2 50,696 0 0
GABELLI DIVD & INCOME TR COM 36242H104 948 51,354 SH   DFND 1,2 51,354 0 0
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 161 15,894 SH   DFND 1,2 15,894 0 0
ROYCE MICRO-CAP TR INC COM 780915104 231 31,807 SH   DFND 1,2 31,807 0 0
PIMCO CORPORATE INCOME STRAT COM 72200U100 423 31,573 SH   DFND 1,2 31,573 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 179 23,425 SH   DFND 1,2 23,425 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 188 20,148 SH   DFND 1,2 20,148 0 0
ABERDEEN AUSTRALIA EQTY FD I COM 003011103 93 16,979 SH   DFND 1,2 16,979 0 0
WELLS FARGO GLOBAL DIVIDEND COM 94987C103 376 63,453 SH   DFND 1,2 63,453 0 0
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 10,725 1,228,471 SH   DFND 1,2 1,228,471 0 0
ABERDEEN ASIA PACIFIC INCOM COM 003009107 1,075 235,312 SH   DFND 1,2 235,312 0 0
COHEN & STEERS REIT & PFD IN COM 19247X100 567 30,759 SH   DFND 1,2 30,759 0 0
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 515 40,334 SH   DFND 1,2 40,334 0 0
NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 189 17,488 SH   DFND 1,2 17,488 0 0
ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 819 106,589 SH   DFND 1,2 106,589 0 0
WELLS FARGO INCOME OPPORTUNI COM SHS 94987B105 448 60,171 SH   DFND 1,2 60,171 0 0
WESTERN ASSET GLB PTNRS INCO COM 95766G108 79 10,194 SH   DFND 1,2 10,194 0 0
CLEARBRIDGE ENERGY MLP OPP F COM 18469P100 907 71,581 SH   DFND 1,2 71,581 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 1,399 105,797 SH   DFND 1,2 105,797 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 236 23,714 SH   DFND 1,2 23,714 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 1,205 93,935 SH   DFND 1,2 93,935 0 0
ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 677 62,778 SH   DFND 1,2 62,778 0 0
WESTERN ASSET EMRG MKT INCM COM 95766E103 358 36,760 SH   DFND 1,2 36,760 0 0
VIRTUS TOTAL RETURN FD COM 92829A103 87 22,718 SH   DFND 1,2 22,718 0 0
MORGAN STANLEY EM MKTS DM DE COM 617477104 657 96,545 SH   DFND 1,2 96,545 0 0
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 826 78,599 SH   DFND 1,2 78,599 0 0
FRANKLIN LTD DURATION INC TR COM 35472T101 194 18,115 SH   DFND 1,2 18,115 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 9,664 780,000 SH   DFND 1,2 780,000 0 0
NUVEEN MD PREM INCOME MUN FD COM 67061Q107 139 10,977 SH   DFND 1,2 10,977 0 0
NEUBERGER BERMAN MLP INCOME COM 64129H104 1,381 169,299 SH   DFND 1,2 169,299 0 0
EATON VANCE RISK MNGD DIV EQ COM 27829G106 256 25,209 SH   DFND 1,2 25,209 0 0
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 478 82,887 SH   DFND 1,2 82,887 0 0
NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 9,914 637,969 SH   DFND 1,2 637,969 0 0
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 2,739 151,916 SH   DFND 1,2 151,916 0 0
CLEARBRIDGE AMERN ENERG MLP COM 184691103 931 113,711 SH   DFND 1,2 113,711 0 0
NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 739 51,775 SH   DFND 1,2 51,775 0 0
TWO HBRS INVT CORP COM 90187B101 1,316 162,500 SH   DFND 1,2 162,500 0 0
BARINGTON HILCO ACQUISITION COM 06759V101 2,526 257,000 SH   DFND 1,2 257,000 0 0
NEUBERGER BERMAN HGH YLD FD COM 64128C106 212 20,963 SH   DFND 1,2 20,963 0 0
BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 305 48,894 SH   DFND 1,2 48,894 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 993 139,690 SH   DFND 1,2 139,690 0 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 882 65,987 SH   DFND 1,2 65,987 0 0
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 185 18,122 SH   DFND 1,2 18,122 0 0
DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 214 69,432 SH   DFND 1,2 69,432 0 0
COHEN & STEERS QUALITY RLTY COM 19247L106 892 72,968 SH   DFND 1,2 72,968 0 0
TEMPLETON EMERG MKTS INCOME COM 880192109 436 43,689 SH   DFND 1,2 43,689 0 0
KAYNE ANDERSON MLP INVT CO COM 486606106 12,091 699,284 SH   DFND 1,2 699,284 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 625 99,069 SH   DFND 1,2 99,069 0 0
NUVEEN MUN OPPORTUNITY FD IN COM 670984103 1,046 72,975 SH   DFND 1,2 72,975 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 221 28,536 SH   DFND 1,2 28,536 0 0
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 2,160 142,289 SH   DFND 1,2 142,289 0 0
JOHN HANCOCK HDG EQ & INC FD COM 47804L102 198 13,710 SH   DFND 1,2 13,710 0 0
FIAT CHRYSLER AUTOMOBILES N MAN COV SEC 16 N31738110 12,833 11,000,000 PRN   DFND 1,2 0 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 178 10,595 SH   DFND 1,2 10,595 0 0
PRIMERO MNG CORP COM 74164W106 344 152,528 SH   DFND 1,2 152,528 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 568 35,929 SH   DFND 1,2 35,929 0 0
PACIFIC SPL ACQUISITION CORP SHS G68588105 1,724 175,000 SH   DFND 1,2 175,000 0 0
TYSON FOODS INC UNIT 99/99/9999 902494301 25,041 412,667 SH   DFND 1,2 412,667 0 0
NORTH AMERN ENERGY PARTNERS COM 656844107 5,360 3,005,463 SH   DFND 1,2 3,005,463 0 0
ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P120 24 79,100 SH   DFND 1,2 79,100 0 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 706 50,134 SH   DFND 1,2 50,134 0 0
EATON VANCE SH TM DR DIVR IN COM 27828V104 276 20,584 SH   DFND 1,2 20,584 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 390 40,948 SH   DFND 1,2 40,948 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 3,124 192,600 SH   DFND 1,2 192,600 0 0
NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 3,127 220,816 SH   DFND 1,2 220,816 0 0
1347 CAP CORP COM 68245V103 2,462 250,000 SH   DFND 1,2 250,000 0 0
DUFF & PHELPS GLB UTL INC FD COM 26433C105 773 52,461 SH   DFND 1,2 52,461 0 0
PIONEER FLOATING RATE TR COM 72369J102 231 21,336 SH   DFND 1,2 21,336 0 0
NUVEEN TX ADV TOTAL RET STRG COM 67090H102 135 11,605 SH   DFND 1,2 11,605 0 0
PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 109 23,939 SH   DFND 1,2 23,939 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 114 13,768 SH   DFND 1,2 13,768 0 0
FIRST TR ENERGY INCOME & GRW COM 33738G104 498 21,634 SH   DFND 1,2 21,634 0 0
VOYA RISK MANAGED NAT RES FD COM 92913C106 150 27,466 SH   DFND 1,2 27,466 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 195 15,827 SH   DFND 1,2 15,827 0 0
ENSERVCO CORP COM 29358Y102 10 19,075 SH   DFND 1,2 19,075 0 0
TORTOISE MLP FD INC COM 89148B101 2,911 167,666 SH   DFND 1,2 167,666 0 0
NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 618 55,639 SH   DFND 1,2 55,639 0 0
COHEN & STEERS LTD DUR PFD I COM 19248C105 585 25,981 SH   DFND 1,2 25,981 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 450 45,924 SH   DFND 1,2 45,924 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 141 19,095 SH   DFND 1,2 19,095 0 0
FIRST TR ENERGY INFRASTRCTR COM 33738C103 546 37,394 SH   DFND 1,2 37,394 0 0
TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 13,114 1,330,000 SH   DFND 1,2 1,330,000 0 0
CALAMOS GBL DYN INCOME FUND COM 12811L107 428 59,832 SH   DFND 1,2 59,832 0 0
DT ASIA INVTS LTD SHS G2615J104 7,049 700,000 SH   DFND 1,2 700,000 0 0
AROWANA INC SHS G05011104 5,622 572,500 SH   DFND 1,2 572,500 0 0
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 4,098 665,303 SH   DFND 1,2 665,303 0 0
APOLLO RESIDENTIAL MTG INC COM 03763V102 488 40,799 SH   DFND 1,2 40,799 0 0
BROOKFIELD MTG OPP INC FD IN COM 112792106 304 20,588 SH   DFND 1,2 20,588 0 0
COHEN & STEERS MLP INC & ENR COM SHS 19249B106 397 37,929 SH   DFND 1,2 37,929 0 0
STONE HBR EMERG MKTS TL INC COM 86164W100 158 13,907 SH   DFND 1,2 13,907 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 258 18,551 SH   DFND 1,2 18,551 0 0
LEGG MASON BW GLB INC OPP FD COM 52469B100 335 28,909 SH   DFND 1,2 28,909 0 0
PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 822 58,109 SH   DFND 1,2 58,109 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 215 15,933 SH   DFND 1,2 15,933 0 0
BROOKFIELD TOTAL RETURN FD I COM 11283U108 246 11,207 SH   DFND 1,2 11,207 0 0
AVENUE INCOME CR STRATEGIES COM 05358E106 241 21,259 SH   DFND 1,2 21,259 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K101 445 39,415 SH   DFND 1,2 39,415 0 0
HYDRA INDS ACQUISITION CORP COM 448740100 551 56,716 SH   DFND 1,2 56,716 0 0
RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 751452608 7,338 120,000 SH   DFND 1,2 120,000 0 0
BLACKROCK UTIL & INFRASTRCTU COM 09248D104 295 17,564 SH   DFND 1,2 17,564 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 207 14,671 SH   DFND 1,2 14,671 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 328 43,005 SH   DFND 1,2 43,005 0 0
GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 921 111,873 SH   DFND 1,2 111,873 0 0
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 15,484 6,000,000 PRN   DFND 1,2 0 0 0
ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 35 159,850 SH   DFND 1,2 159,850 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 27 3,000,000 SH   DFND 1,2 3,000,000 0 0
ATLANTIC ALLIANCE PARTNER CO SHS G04897107 4,044 400,000 SH   DFND 1,2 400,000 0 0
GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 336 19,944 SH   DFND 1,2 19,944 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 4,770 42,400 SH   DFND 1,2 42,400 0 0
PIMCO INCOME STRATEGY FUND I COM 72201J104 126 14,387 SH   DFND 1,2 14,387 0 0
VOYA INFRASTRUCTURE INDLS & COM 92912X101 302 24,633 SH   DFND 1,2 24,633 0 0
ABERDEEN GLOBAL INCOME FD IN COM 003013109 97 12,633 SH   DFND 1,2 12,633 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 294 21,988 SH   DFND 1,2 21,988 0 0
GP INVTS ACQUISITION COR SHS G40357124 1,891 196,800 SH   DFND 1,2 196,800 0 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 226 16,262 SH   DFND 1,2 16,262 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 488 32,207 SH   DFND 1,2 32,207 0 0
C B PHARMA ACQUISITION CORP SHS G2029P126 4,211 423,246 SH   DFND 1,2 423,246 0 0
STRATEGIC GLOBAL INCOME FD COM 862719101 1,097 125,172 SH   DFND 1,2 125,172 0 0
HARMONY MERGER CORP COM 413247107 2,602 265,000 SH   DFND 1,2 265,000 0 0
AMERICAN CAP MTG INVT CORP COM 02504A104 1,361 97,500 SH   DFND 1,2 97,500 0 0
IVY HIGH INC OPPORTUNITIES F COM 465893105 318 25,715 SH   DFND 1,2 25,715 0 0
ZAIS FINL CORP COM 98886K108 481 31,890 SH   DFND 1,2 31,890 0 0
SEABRIDGE GOLD INC COM 811916105 2,482 300,000 SH   DFND 1,2 300,000 0 0
E COMPASS ACQUISITION CORP ORD SHS G2920Y101 2,985 300,000 SH   DFND 1,2 300,000 0 0
E COMPASS ACQUISITION CORP RIGHT 02/18/2017 G2920Y119 45 300,000 SH   DFND 1,2 300,000 0 0
DOUBLE EAGLE ACQUISITION COR COM G28195124 12,535 1,311,233 SH   DFND 1,2 1,311,233 0 0
NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 274 20,313 SH   DFND 1,2 20,313 0 0
QUINPARIO ACQUISITION CORP 2 COM 74874U101 15,227 1,569,800 SH   DFND 1,2 1,569,800 0 0
VECTOR GROUP LTD FRNT 1/1 92240MAY4 15,743 10,700,000 PRN   DFND 1,2 0 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 85 11,466 SH   DFND 1,2 11,466 0 0
ABENGOA YIELD PLC ORD SHS G00349103 2,119 109,836 SH   DFND 1,2 109,836 0 0
ROYCE VALUE TR INC COM 780910105 687 58,389 SH   DFND 1,2 58,389 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 177 11,913 SH   DFND 1,2 11,913 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 103 11,981 SH   DFND 1,2 11,981 0 0
BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 328 27,898 SH   DFND 1,2 27,898 0 0
CENTER COAST MLP & INFRSTR F COM SHS 151461100 181 18,012 SH   DFND 1,2 18,012 0 0
CENTRAL SECS CORP COM 155123102 335 17,624 SH   DFND 1,2 17,624 0 0
CLEARBRIDGE ENERGY MLP TR FD COM 18469Q108 1,022 82,984 SH   DFND 1,2 82,984 0 0
PRUDENTIAL SHT DURATION HG Y COM 74442F107 630 43,128 SH   DFND 1,2 43,128 0 0
BABSON CAP GLB SHT DURHGH YL COM 05617T100 447 27,088 SH   DFND 1,2 27,088 0 0
NUVEEN MUN ADVANTAGE FD INC COM 67062H106 282 20,370 SH   DFND 1,2 20,370 0 0
NUVEEN QUALITY INCOME MUN FD COM 670977107 385 27,150 SH   DFND 1,2 27,150 0 0
BROOKFIELD HIGH INCOME FD IN COM 11272P102 150 21,819 SH   DFND 1,2 21,819 0 0
AR CAP ACQUISITION CORP COM 00191R109 12,240 1,257,926 SH   DFND 1,2 1,257,926 0 0
WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 19,174 12,860,000 PRN   DFND 1,2 0 0 0
EASTERLY ACQUISITION CORP COM 27616L102 495 50,000 SH   DFND 1,2 50,000 0 0
EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 9 25,000 SH   DFND 1,2 25,000 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 3,469 359,850 SH   DFND 1,2 359,850 0 0
BOULEVARD ACQUISITION CL A 10157Q102 7,616 769,301 SH   DFND 1,2 769,301 0 0
PIONEER DIV HIGH INCOME TRUS COM 723653101 195 13,366 SH   DFND 1,2 13,366 0 0
COHEN & STEERS CLOSED END OP COM 19248P106 262 23,914 SH   DFND 1,2 23,914 0 0
TORTOISE PIPELINE & ENERGY F COM 89148H108 420 28,912 SH   DFND 1,2 28,912 0 0
HENNESSY CAP ACQUISITION COR COM 42588J100 5,944 616,600 SH   DFND 1,2 616,600 0 0
MANAGED HIGH YIELD PLUS FD I COM 561911108 220 125,237 SH   DFND 1,2 125,237 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 212 16,942 SH   DFND 1,2 16,942 0 0
PACIFIC SPL ACQUISITION CORP RIGHT 03/15/2017 G68588113 24 119,000 SH   DFND 1,2 119,000 0 0
ANDINA ACQUISITION CORP II SHS G0441P104 1,425 150,000 SH   DFND 1,2 150,000 0 0