The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT CORP/THE | Common Stock | 00101J106 | 15,940 | 400,000 | SH | DFND | 01 02 | 400,000 | 0 | 0 | |
ADVANCE AUTO PARTS INC | Common Stock | 00751Y106 | 17,046 | 210,000 | SH | DFND | 01 02 | 210,000 | 0 | 0 | |
ALCOA INC | AA 5 1/4 03/15/14 | 013817AT8 | 8,649 | 6,800,000 | PRN | DFND | 01 02 | 0 | 0 | 6,800,000 | |
ALLIED NEVADA GOLD CORP | Common Stock | 019344100 | 12,960 | 2,000,000 | SH | DFND | 01 02 | 2,000,000 | 0 | 0 | |
AMERICAN INTERNATIONAL GROUP | Common Stock | 026874784 | 5,671 | 2,650,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
ARCELORMITTAL | MTNA 6 MTUS | L0302D178 | 3,068 | 160,000 | PRN | DFND | 01 02 | 0 | 0 | 160,000 | |
ASHLAND INC | Common Stock | 044209104 | 225,450 | 2,700,000 | SH | DFND | 01 02 | 2,700,000 | 0 | 0 | |
ASSURED GUARANTY LTD | Common Stock | G0585R106 | 808 | 500,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
ASSURED GUARANTY LTD | Common Stock | G0585R106 | 54,157 | 2,455,000 | SH | DFND | 01 02 | 2,455,000 | 0 | 0 | |
BABCOCK & WILCOX CO/THE | Common Stock | 05615F102 | 20,270 | 675,000 | SH | DFND | 01 02 | 675,000 | 0 | 0 | |
BP PLC-SPONS ADR | Depositary Receipt | 055622104 | 261 | 250,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
BP PLC-SPONS ADR | Depositary Receipt | 055622104 | 1,915 | 3,450,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
BP PLC-SPONS ADR | Depositary Receipt | 055622104 | 775 | 1,000,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
BP PLC-SPONS ADR | Depositary Receipt | 055622104 | 329,746 | 7,900,000 | SH | DFND | 01 02 | 7,900,000 | 0 | 0 | |
BP PLC-SPONS ADR | Depositary Receipt | 055622104 | 316 | 800,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
BROCADE COMMUNICATIONS SYS | Common Stock | 111621306 | 20,448 | 3,550,000 | SH | DFND | 01 02 | 3,550,000 | 0 | 0 | |
CALPINE CORP | Common Stock | 131347304 | 672 | 1,074,700 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
CAPITAL BANK FINANCIAL-CL A | Common Stock | 139794101 | 12,154 | 640,000 | SH | DFND | 01 02 | 640,000 | 0 | 0 | |
CATAMARAN CORP | Common Stock | 148887102 | 17,052 | 350,000 | SH | DFND | 01 02 | 350,000 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | Common Stock | 125269100 | 33,443 | 195,000 | SH | DFND | 01 02 | 195,000 | 0 | 0 | |
CIT GROUP INC | Common Stock | 125581801 | 49,195 | 1,055,000 | SH | DFND | 01 02 | 1,055,000 | 0 | 0 | |
CON-WAY INC | Common Stock | 205944101 | 17,532 | 450,000 | SH | DFND | 01 02 | 450,000 | 0 | 0 | |
COVIDIEN PLC | Common Stock | G2554F113 | 3,142 | 50,000 | SH | DFND | 01 02 | 50,000 | 0 | 0 | |
CSX CORP | Common Stock | 126408103 | 4,638 | 200,000 | SH | DFND | 01 02 | 200,000 | 0 | 0 | |
DEAN FOODS CO | Common Stock | 242370104 | 15,531 | 1,550,000 | SH | DFND | 01 02 | 1,550,000 | 0 | 0 | |
DELTA AIR LINES INC | Common Stock | 247361702 | 9,355 | 500,000 | SH | DFND | 01 02 | 500,000 | 0 | 0 | |
DINEEQUITY INC | Common Stock | 254423106 | 25,826 | 375,000 | SH | DFND | 01 02 | 375,000 | 0 | 0 | |
EMC CORP/MA | Common Stock | 268648102 | 19,487 | 825,000 | SH | DFND | 01 02 | 825,000 | 0 | 0 | |
FAMILY DOLLAR STORES | Common Stock | 307000109 | 31,155 | 500,000 | SH | DFND | 01 02 | 500,000 | 0 | 0 | |
FANNIE MAE | FNMA | 313586109 | 35 | 25,000 | SH | DFND | 01 02 | 25,000 | 0 | 0 | |
FOSSIL GROUP INC | Common Stock | 34988V106 | 10,331 | 100,000 | SH | DFND | 01 02 | 100,000 | 0 | 0 | |
GENERAL MOTORS CO | Common Stock | 37045V100 | 347,590 | 10,435,000 | SH | DFND | 01 02 | 10,435,000 | 0 | 0 | |
GENERAL MOTORS CO | Common Stock | 37045V100 | 8,100 | 2,000,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
GENERAL MOTORS-CW16 | Warrant | 37045V118 | 10,778 | 449,089 | SH | DFND | 01 02 | 449,089 | 0 | 0 | |
GENERAL MOTORS-CW19 | Warrant | 37045V126 | 12,248 | 749,089 | SH | DFND | 01 02 | 749,089 | 0 | 0 | |
HD SUPPLY HOLDINGS INC | Common Stock | 40416M105 | 6,107 | 325,000 | SH | DFND | 01 02 | 325,000 | 0 | 0 | |
HESS CORP | Common Stock | 42809H107 | 186,172 | 2,800,000 | SH | DFND | 01 02 | 2,800,000 | 0 | 0 | |
ISHARES US REAL ESTATE ETF | Mutual Fund | 464287739 | 302 | 400,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
KEARNY FINANCIAL CORP | Common Stock | 487169104 | 9,441 | 900,000 | SH | DFND | 01 02 | 900,000 | 0 | 0 | |
KINDER MORGAN INC-CW17 | KMI/WS | 49456B119 | 17,797 | 3,475,995 | SH | DFND | 01 02 | 3,475,995 | 0 | 0 | |
LIBERTY GLOBAL PLC-A | Common Stock | G5480U104 | 11,112 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
LIBERTY GLOBAL PLC-SERIES C | Common Stock | G5480U120 | 32,248 | 475,000 | SH | DFND | 01 02 | 475,000 | 0 | 0 | |
LIFE TECHNOLOGIES CORP | Common Stock | 53217V109 | 55,508 | 750,000 | SH | DFND | 01 02 | 750,000 | 0 | 0 | |
MALLINCKRODT PLC - W/I | Common Stock | IE00BBGT3 | 6,815 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
MCGRAW HILL FINANCIAL INC | Common Stock | 580645109 | 5,319 | 100,000 | SH | DFND | 01 02 | 100,000 | 0 | 0 | |
MF GLOBAL HOLDINGS LTD | Common Stock | 55277J108 | 19 | 750,000 | SH | DFND | 01 02 | 750,000 | 0 | 0 | |
MFA FINANCIAL INC | REIT | 55272X102 | 15,210 | 1,800,000 | SH | DFND | 01 02 | 1,800,000 | 0 | 0 | |
MICROSOFT CORP | Common Stock | 594918104 | 2,174 | 1,150,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
MICROSOFT CORP | Common Stock | 594918104 | 39,710 | 1,150,000 | SH | DFND | 01 02 | 1,150,000 | 0 | 0 | |
MONDELEZ INTERNATIONAL INC-A | Common Stock | 609207105 | 17,118 | 600,000 | SH | DFND | 01 02 | 600,000 | 0 | 0 | |
MONSTER BEVERAGE CORP | Common Stock | 611740101 | 24,332 | 400,000 | SH | DFND | 01 02 | 400,000 | 0 | 0 | |
MOTORS LIQUIDATION CO GUC TR | Unit | 62010U101 | 3,807 | 124,021 | SH | DFND | 01 02 | 124,021 | 0 | 0 | |
NATIONAL BANK HOLD-CL A | Common Stock | 633707104 | 37,923 | 1,925,000 | SH | DFND | 01 02 | 1,925,000 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | Depositary Receipt | 647581107 | 11,075 | 500,000 | SH | DFND | 01 02 | 500,000 | 0 | 0 | |
NOBLE CORP | Common Stock | H5833N103 | 111,237 | 2,960,000 | SH | DFND | 01 02 | 2,960,000 | 0 | 0 | |
NVIDIA CORP | Common Stock | 67066G104 | 19,642 | 1,400,000 | SH | DFND | 01 02 | 1,400,000 | 0 | 0 | |
NYSE EURONEXT | Common Stock | 629491101 | 107,640 | 2,600,000 | SH | DFND | 01 02 | 2,600,000 | 0 | 0 | |
PENN NATIONAL GAMING INC | Common Stock | 707569109 | 67,132 | 1,270,000 | SH | DFND | 01 02 | 1,270,000 | 0 | 0 | |
PFIZER INC | Common Stock | 717081103 | 0 | 45,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
PROGENICS PHARMACEUTICALS | Common Stock | 743187106 | 3,505 | 785,982 | SH | DFND | 01 02 | 785,982 | 0 | 0 | |
SANOFI CVR | Right | 80105N113 | 5,790 | 3,000,000 | SH | DFND | 01 02 | 3,000,000 | 0 | 0 | |
SPDR GOLD SHARES | Mutual Fund | 78463V107 | 3,259 | 150,000 | SH | Put | DFND | 01 02 | 0 | 0 | 150,000 |
SPDR GOLD SHARES | Mutual Fund | 78463V107 | 2,763 | 250,000 | SH | Put | DFND | 01 02 | 0 | 0 | 250,000 |
SPDR GOLD SHARES | Mutual Fund | 78463V107 | 4,175 | 200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 200,000 |
SPDR GOLD SHARES | Mutual Fund | 78463V107 | 5,765 | 200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 200,000 |
SPDR S&P 500 ETF TRUST | Mutual Fund | 78462F103 | 237 | 200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 200,000 |
SPDR S&P 500 ETF TRUST | Mutual Fund | 78462F103 | 3,236 | 900,000 | SH | Put | DFND | 01 02 | 0 | 0 | 900,000 |
SPDR S&P 500 ETF TRUST | Mutual Fund | 78462F103 | 1,613 | 1,500,000 | SH | Put | DFND | 01 02 | 0 | 0 | 1,500,000 |
SPDR S&P 500 ETF TRUST | Mutual Fund | 78462F103 | 2,472 | 1,200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 1,200,000 |
STARWOOD PROPERTY TRUST INC | REIT | 85571B105 | 33,289 | 1,345,000 | SH | DFND | 01 02 | 1,345,000 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | Common Stock | 883556102 | 31,736 | 375,000 | SH | DFND | 01 02 | 375,000 | 0 | 0 | |
TIM HORTONS INC | Common Stock | 88706M103 | 37,906 | 700,000 | SH | DFND | 01 02 | 700,000 | 0 | 0 | |
T-MOBILE US INC | Common Stock | 872590104 | 9,304 | 375,000 | SH | DFND | 01 02 | 375,000 | 0 | 0 | |
TRIBUNE CO/NEW | Common Stock | 896047503 | 129,915 | 2,283,224 | SH | DFND | 01 02 | 2,283,224 | 0 | 0 | |
TRIBUNE CO/NEW-CW13 | TRBNW | 896047115 | 71,933 | 1,264,198 | SH | DFND | 01 02 | 1,264,198 | 0 | 0 | |
UNITED CONTINENTAL HOLDINGS | Common Stock | 910047109 | 9,387 | 300,000 | SH | DFND | 01 02 | 300,000 | 0 | 0 | |
UNITED STATES STEEL CORP | Common Stock | 912909108 | 167 | 100,000 | SH | Put | DFND | 01 02 | 0 | 0 | 100,000 |
UNITED STATES STEEL CORP | Common Stock | 912909108 | 386 | 300,000 | SH | Put | DFND | 01 02 | 0 | 0 | 300,000 |
US AIRWAYS GROUP INC | Common Stock | 90341W108 | 272 | 800,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
US AIRWAYS GROUP INC | Common Stock | 90341W108 | 1,200 | 1,000,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
WHITEWAVE FOODS CO-CL B | Common Stock | 966244204 | 30,400 | 2,000,000 | SH | DFND | 01 02 | 2,000,000 | 0 | 0 | |
WPX ENERGY INC | Common Stock | 98212B103 | 242,432 | 12,800,000 | SH | DFND | 01 02 | 12,800,000 | 0 | 0 | |
ZOETIS INC | Common Stock | 98978V103 | 24 | 954,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |